Form X-17A-5 - FOCUS Report:
SEC Accession No. 0001514067-19-000003
Filing Date
2019-03-12
Accepted
2019-03-12 11:39:15
Documents
2
Period of Report
2018-12-31
Effectiveness Date
2019-03-12

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2241
3 PUBLIC ANNUAL REPORTS Public18.pdf FULL 2579400
  Complete submission text file 0001514067-19-000003.txt   3518766
Mailing Address 1251 AVENUE OF THE AMERICAS 53RD FLOOR NEW YORK NY 10020
Business Address 1251 AVENUE OF THE AMERICAS 53RD FLOOR NEW YORK NY 10020 646-949-9180
BERENBERG CAPITAL MARKETS LLC (Filer) CIK: 0001514067 (see all company filings)

EIN.: 274425934 | State of Incorp.: DE | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-68821 | Film No.: 19674369