0001221073-17-000100.txt : 20171108 0001221073-17-000100.hdr.sgml : 20171108 20171108105337 ACCESSION NUMBER: 0001221073-17-000100 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 EFFECTIVENESS DATE: 20171108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Autus Asset Management, LLC CENTRAL INDEX KEY: 0001513865 IRS NUMBER: 861049254 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14436 FILM NUMBER: 171185515 BUSINESS ADDRESS: STREET 1: 16435 N. SCOTTSDALE ROAD STREET 2: SUITE 105 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-348-6493 MAIL ADDRESS: STREET 1: 16435 N. SCOTTSDALE ROAD STREET 2: SUITE 105 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001513865 XXXXXXXX 09-30-2017 09-30-2017 Autus Asset Management, LLC

16435 N. SCOTTSDALE ROAD SUITE 105 SCOTTSDALE AZ 85254

13F HOLDINGS REPORT 028-14436 N Steven A. Fields 480 348-1800 /s/ Steven A. Fields Scottsdale AZ 11-02-2017 1 267 520389 false 1 0001628612 028-16530 Robinson, Tigue, Sponcil & Associates, LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y10117888517SHSOLE 0085173M COCOM88579Y10185406SHOTR100406ABBOTT LABSCOM002824100167331361SHOTR10031361ABBOTT LABSCOM002824100490391880SHSOLE 0091880ABBVIE INCCOM00287Y109134815175SHSOLE 0015175ACCENTURE PLC IRELANDSHS CLASS AG1151C101280420760SHOTR10020760ACCENTURE PLC IRELANDSHS CLASS AG1151C101886565630SHSOLE 0065630ACUITY BRANDS INCCOM00508Y1026783958SHSOLE 003958ADIENT PLCORD SHSG0084W1017589025SHSOLE 009025ADOBE SYS INCCOM00724F1014573065SHOTR1003065ADOBE SYS INCCOM00724F101245916482SHSOLE 0016482ALIGN TECHNOLOGY INCCOM01625510115748450SHOTR1008450ALIGN TECHNOLOGY INCCOM016255101192010306SHSOLE 0010306ALPHABET INCCAP STK CL A02079K305659677SHOTR100677ALPHABET INCCAP STK CL A02079K30515751617SHSOLE 001617ALPHABET INCCAP STK CL C02079K10720702158SHOTR1002158ALPHABET INCCAP STK CL C02079K10768167107SHSOLE 007107AMAZON COM INCCOM023135106532553SHOTR100553AMAZON COM INCCOM02313510619542033SHSOLE 002033AMERICAN EXPRESS COCOM025816109445SHOTR10045AMERICAN EXPRESS COCOM0258161096457129SHSOLE 007129APPLE INCCOM037833100874856761SHSOLE 0056761APPLE INCCOM037833100243515802SHOTR10015802AT&T INCCOM00206R1021363460SHOTR1003460AT&T INCCOM00206R1022115395SHSOLE 005395BARD C R INCCOM0673831095341665SHOTR1001665BARD C R INCCOM0673831093481085SHSOLE 001085BAXTER INTL INCCOM071813109116518573SHOTR10018573BAXTER INTL INCCOM071813109429268400SHSOLE 0068400BECTON DICKINSON & COCOM07588710911886062SHSOLE 006062BERKSHIRE HATHAWAY INC DELCL B NEW084670702199410875SHOTR10010875BERKSHIRE HATHAWAY INC DELCL B NEW084670702684137318SHSOLE 0037318BHP BILLITON LTDSPONSORED ADR08860610858014302SHOTR10014302BHP BILLITON LTDSPONSORED ADR088606108291071807SHSOLE 0071807BLACKROCK INCCOM09247X10122314991SHOTR1004991BLACKROCK INCCOM09247X101668314948SHSOLE 0014948BP PLCSPONSORED ADR0556221047195SHOTR100195BP PLCSPONSORED ADR0556221042666928SHSOLE 006928C H ROBINSON WORLDWIDE INCCOM NEW12541W209132017348SHOTR10017348C H ROBINSON WORLDWIDE INCCOM NEW12541W209254733469SHSOLE 0033469CERNER CORPCOM156782104532874703SHSOLE 0074703CERNER CORPCOM156782104122717208SHOTR10017208CHEVRON CORP NEWCOM166764100126710785SHOTR10010785CHEVRON CORP NEWCOM166764100583949697SHSOLE 0049697CHURCH & DWIGHT INCCOM1713401022525200SHSOLE 005200CISCO SYS INCCOM17275R10252915729SHSOLE 0015729CISCO SYS INCCOM17275R10227795SHOTR100795CLOROX CO DELCOM1890541092972250SHSOLE 002250CLOROX CO DELCOM1890541094343287SHOTR1003287COCA COLA COCOM191216100376SHOTR10076COCA COLA COCOM19121610091820392SHSOLE 0020392COLGATE PALMOLIVE COCOM194162103168123075SHOTR10023075COLGATE PALMOLIVE COCOM194162103501268798SHSOLE 0068798COMCAST CORP NEWCL A20030N1013248410SHSOLE 008410COMCAST CORP NEWCL A20030N101240SHOTR10040CONOCOPHILLIPSCOM20825C10429577SHOTR100577CONOCOPHILLIPSCOM20825C1042715410SHSOLE 005410CONSOLIDATED EDISON INCCOM209115104152718929SHOTR10018929CONSOLIDATED EDISON INCCOM209115104437354204SHSOLE 0054204COSTCO WHSL CORP NEWCOM22160K105184311219SHOTR10011219COSTCO WHSL CORP NEWCOM22160K105704342867SHSOLE 0042867CVS HEALTH CORPCOM1266501004295281SHSOLE 005281CVS HEALTH CORPCOM12665010012150SHOTR100150DEERE & COCOM2441991052852266SHSOLE 002266DENTSPLY SIRONA INCCOM24906P10983413950SHSOLE 0013950DISCOVERY COMMUNICATNS NEWCOM SER C25470F3021929480SHOTR1009480DISCOVERY COMMUNICATNS NEWCOM SER C25470F3021266225SHSOLE 006225DISNEY WALT COCOM DISNEY254687106157215947SHOTR10015947DISNEY WALT COCOM DISNEY254687106534354200SHSOLE 0054200DONALDSON INCCOM2576511097019152796SHSOLE 00152796DONALDSON INCCOM257651109171237262SHOTR10037262ECOLAB INCCOM278865100172413409SHOTR10013409ECOLAB INCCOM278865100523540707SHSOLE 0040707EDWARDS LIFESCIENCES CORPCOM28176E108150513772SHOTR10013772EDWARDS LIFESCIENCES CORPCOM28176E108382434985SHSOLE 0034985EMERSON ELEC COCOM291011104911444SHOTR1001444EMERSON ELEC COCOM291011104155424727SHSOLE 0024727EOG RES INCCOM26875P1016736955SHSOLE 006955EXXON MOBIL CORPCOM30231G10269837SHOTR100837EXXON MOBIL CORPCOM30231G102235628742SHSOLE 0028742FACEBOOK INCCL A30303M10284494SHOTR100494FACEBOOK INCCL A30303M102165966SHSOLE 00966FORD MTR CO DELCOM PAR $0.0134537086016213566SHSOLE 0013566GENERAL DYNAMICS CORPCOM36955010812466059SHOTR1006059GENERAL DYNAMICS CORPCOM369550108368717933SHSOLE 0017933GENERAL ELECTRIC COCOM36960410342817690SHSOLE 0017690GENERAL ELECTRIC COCOM369604103542214SHOTR1002214GENERAL MLS INCCOM370334104521014SHOTR1001014GENERAL MLS INCCOM37033410457111040SHSOLE 0011040GOLDMAN SACHS GROUP INCCOM38141G1046582772SHOTR1002772GOLDMAN SACHS GROUP INCCOM38141G104272911504SHSOLE 0011504HOME DEPOT INCCOM43707610274452SHOTR100452HOME DEPOT INCCOM4370761023952413SHSOLE 002413HONEYWELL INTL INCCOM438516106479433821SHSOLE 0033821HONEYWELL INTL INCCOM43851610613809735SHOTR1009735HORMEL FOODS CORPCOM440452100321199899SHSOLE 0099899HORMEL FOODS CORPCOM44045210080925161SHOTR10025161ILLINOIS TOOL WKS INCCOM452308109188112713SHOTR10012713ILLINOIS TOOL WKS INCCOM452308109506934257SHSOLE 0034257INTEGRATED DEVICE TECHNOLOGYCOM45811810634613020SHOTR10013020INTEGRATED DEVICE TECHNOLOGYCOM458118106127047785SHSOLE 0047785INTEL CORPCOM4581401001293387SHOTR1003387INTEL CORPCOM458140100120531631SHSOLE 0031631INTERNATIONAL BUSINESS MACHSCOM4592001015683914SHSOLE 003914INTUITCOM461202103268218872SHOTR10018872INTUITCOM461202103635044673SHSOLE 0044673INTUITIVE SURGICAL INCCOM NEW46120E60216844830SHOTR1004830INTUITIVE SURGICAL INCCOM NEW46120E602675619380SHSOLE 0019380ISHARES TR1 3 YR CR BD ETF464288646361734333SHSOLE 0034333ISHARES TR1 3 YR CR BD ETF464288646313629769SHOTR10029769ISHARES TRCOHEN STEER REIT4642875643012993SHOTR1002993ISHARES TRCORE S&P TTL STK464287150148725799SHOTR10025799ISHARES TRCORE S&P TTL STK46428715093616244SHSOLE 0016244ISHARES TRCORE S&P500 ETF4642872008173231SHOTR1003231ISHARES TRCORE S&P500 ETF46428720013335270SHSOLE 005270ISHARES TRCORE US AGGBD ET4642872262932673SHSOLE 002673ISHARES TRCORE US AGGBD ET464287226257423489SHOTR10023489ISHARES TREAFE GRWTH ETF46428888589311535SHOTR10011535ISHARES TREAFE VALUE ETF46428887770112836SHOTR10012836ISHARES TRIBONDS SEP18 ETF46429B5801536000SHSOLE 006000ISHARES TRIBONDS SEP18 ETF46429B5801536000SHOTR1006000ISHARES TRIBOXX HI YD ETF464288513344338794SHOTR10038794ISHARES TRIBOXX HI YD ETF464288513801290263SHSOLE 0090263ISHARES TRINTRMD CR BD ETF464288638128611676SHOTR10011676ISHARES TRINTRMD CR BD ETF46428863865587SHSOLE 00587ISHARES TRJPMORGAN USD EMG464288281426536632SHSOLE 0036632ISHARES TRJPMORGAN USD EMG464288281162913992SHOTR10013992ISHARES TRMSCI EAFE ETF4642874651892759SHOTR1002759ISHARES TRMSCI EAFE ETF4642874651902776SHSOLE 002776ISHARES TRMSCI EMG MKT ETF4642872343136990SHOTR1006990ISHARES TRMSCI EMG MKT ETF4642872342655908SHSOLE 005908ISHARES TRNATIONAL MUN ETF4642884147436700SHSOLE 006700ISHARES TRNATIONAL MUN ETF4642884149958975SHOTR1008975ISHARES TRRUS 1000 GRW ETF46428761411719367SHOTR1009367ISHARES TRRUS 1000 GRW ETF464287614645SHSOLE 0045ISHARES TRRUS 1000 VAL ETF46428759810548895SHOTR1008895ISHARES TRRUS 1000 VAL ETF464287598648SHSOLE 0048ISHARES TRRUS 2000 GRW ETF4642876489635383SHOTR1005383ISHARES TRRUS 2000 VAL ETF4642876309998049SHOTR1008049ISHARES TRRUS MD CP GR ETF4642874816245514SHOTR1005514ISHARES TRRUS MDCP VAL ETF4642874736217309SHOTR1007309ISHARES TRRUSSELL 2000 ETF4642876557655165SHSOLE 005165ISHARES TRRUSSELL 2000 ETF4642876551991344SHOTR1001344ISHARES TRS&P US PFD STK4642886877186185159SHSOLE 00185159ISHARES TRS&P US PFD STK464288687289874661SHOTR10074661ISHARES TRSHRT NAT MUN ETF464288158158714972SHOTR10014972ISHARES TRSHRT NAT MUN ETF4642881587477050SHSOLE 007050ISHARES TRTIPS BD ETF464287176147713008SHOTR10013008ISHARES TRTIPS BD ETF464287176484742671SHSOLE 0042671JOHNSON & JOHNSONCOM478160104316424335SHSOLE 0024335JOHNSON & JOHNSONCOM4781601042101616SHOTR1001616JOHNSON CTLS INTL PLCSHSG5150210556414000SHSOLE 0014000JPMORGAN CHASE & COCOM46625H1006366657SHOTR1006657JPMORGAN CHASE & COCOM46625H100366538371SHSOLE 0038371KIMBERLY CLARK CORPCOM4943681032882450SHSOLE 002450KIMBERLY CLARK CORPCOM49436810339330SHOTR100330L3 TECHNOLOGIES INCCOM5024131072941560SHSOLE 001560LAUDER ESTEE COS INCCL A5184391049058391SHSOLE 008391MASTERCARD INCORPORATEDCL A57636Q104297021037SHOTR10021037MASTERCARD INCORPORATEDCL A57636Q104875462000SHSOLE 0062000MCCORMICK & CO INCCOM NON VTG579780206797877723SHSOLE 0077723MCCORMICK & CO INCCOM NON VTG579780206213320777SHOTR10020777MCDONALDS CORPCOM5801351012381517SHSOLE 001517MERCK & CO INCCOM58933Y10511170SHOTR100170MERCK & CO INCCOM58933Y1052033177SHSOLE 003177MICROSOFT CORPCOM5949181042373185SHOTR1003185MICROSOFT CORPCOM5949181044005368SHSOLE 005368MONSANTO CO NEWCOM61166W1011241035SHOTR1001035MONSANTO CO NEWCOM61166W1011531278SHSOLE 001278MONSTER BEVERAGE CORP NEWCOM61174X10959610787SHOTR10010787MONSTER BEVERAGE CORP NEWCOM61174X109175831826SHSOLE 0031826NIKE INCCL B6541061035330102788SHSOLE 00102788NIKE INCCL B654106103160330910SHOTR10030910NOVO-NORDISK A SADR670100205140329147SHOTR10029147NOVO-NORDISK A SADR6701002056102126739SHSOLE 00126739ORACLE CORPCOM68389X1056125SHOTR100125ORACLE CORPCOM68389X10576215760SHSOLE 0015760PEPSICO INCCOM713448108152813712SHSOLE 0013712PEPSICO INCCOM7134481085144617SHOTR1004617PFIZER INCCOM7170811031805048SHSOLE 005048PFIZER INCCOM717081103782192SHOTR1002192POLARIS INDS INCCOM7310681027787437SHOTR1007437POLARIS INDS INCCOM731068102413739541SHSOLE 0039541POWERSHARES ETF TRUSTNASD INTNT ETF73935X1466856220SHOTR1006220POWERSHARES ETF TRUSTNASD INTNT ETF73935X146183916700SHSOLE 0016700PRAXAIR INCCOM74005P104142610202SHOTR10010202PRAXAIR INCCOM74005P104373526728SHSOLE 0026728PRICE T ROWE GROUP INCCOM74144T1087988800SHSOLE 008800PRICELINE GRP INCCOM NEW7415034031596872SHOTR100872PRICELINE GRP INCCOM NEW74150340340282200SHSOLE 002200PROCTER AND GAMBLE COCOM74271810940441SHOTR100441PROCTER AND GAMBLE COCOM742718109155717114SHSOLE 0017114ROLLINS INCCOM775711104190841358SHOTR10041358ROLLINS INCCOM7757111044901106223SHSOLE 00106223SCHLUMBERGER LTDCOM806857108127118220SHOTR10018220SCHLUMBERGER LTDCOM806857108471267549SHSOLE 0067549SMUCKER J M COCOM NEW8326964056466160SHSOLE 006160SOUTHERN COCOM8425871071873800SHOTR1003800SOUTHERN COCOM8425871072535150SHSOLE 005150SPDR S&P 500 ETF TRTR UNIT78462F10377308SHOTR100308SPDR S&P 500 ETF TRTR UNIT78462F103249992SHSOLE 00992SPDR SERIES TRUSTS&P BIOTECH78464A870131115146SHOTR10015146SPDR SERIES TRUSTS&P BIOTECH78464A870233526976SHSOLE 0026976STERICYCLE INCCOM858912108113515848SHOTR10015848STERICYCLE INCCOM858912108428659848SHSOLE 0059848STRYKER CORPCOM8636671018205775SHSOLE 005775TRACTOR SUPPLY COCOM892356106172327230SHSOLE 0027230TRACTOR SUPPLY COCOM8923561064306786SHOTR1006786UNITED TECHNOLOGIES CORPCOM913017109437SHOTR10037UNITED TECHNOLOGIES CORPCOM9130171093432952SHSOLE 002952US BANCORP DELCOM NEW90297330455610380SHSOLE 0010380VANGUARD BD INDEX FD INCSHORT TRM BOND9219378272493118SHOTR1003118VANGUARD BD INDEX FD INCSHORT TRM BOND9219378273133924SHSOLE 003924VANGUARD BD INDEX FD INCTOTAL BND MRKT92193783592311256SHOTR10011256VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378352302810SHSOLE 002810VANGUARD INDEX FDSMID CAP ETF922908629272118508SHSOLE 0018508VANGUARD INDEX FDSMID CAP ETF922908629205213960SHOTR10013960VANGUARD INDEX FDSREIT ETF922908553598772059SHSOLE 0072059VANGUARD INDEX FDSREIT ETF922908553280033703SHOTR10033703VANGUARD INDEX FDSS&P 500 ETF SHS922908363396417176SHOTR10017176VANGUARD INDEX FDSS&P 500 ETF SHS922908363332614412SHSOLE 0014412VANGUARD INDEX FDSSMALL CP ETF922908751763254004SHOTR10054004VANGUARD INDEX FDSSMALL CP ETF92290875120102142242SHSOLE 00142242VANGUARD INDEX FDSTOTAL STK MKT922908769146311297SHOTR10011297VANGUARD INDEX FDSTOTAL STK MKT922908769361027874SHSOLE 0027874VANGUARD INTL EQUITY INDEX FALLWRLD EX US92204277558711128SHOTR10011128VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775255748516SHSOLE 0048516VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858316572645SHOTR10072645VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428589137209714SHSOLE 00209714VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427421872638SHOTR1002638VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427422052900SHSOLE 002900VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C87011416129708SHSOLE 00129708VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C870587866792SHOTR10066792VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409355244326SHOTR10044326VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C40910892135923SHSOLE 00135923VANGUARD SCOTTSDALE FDSSHTRM GVT BD ETF92206C1025479000SHSOLE 009000VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438585034115973SHOTR100115973VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385814888342969SHSOLE 00342969VANGUARD WORLD FDSCONSUM DIS ETF92204A10830210SHOTR100210VANGUARD WORLD FDSCONSUM DIS ETF92204A1086294388SHSOLE 004388VANGUARD WORLD FDSCONSUM STP ETF92204A2074243057SHSOLE 003057VANGUARD WORLD FDSCONSUM STP ETF92204A20721155SHOTR100155VANGUARD WORLD FDSENERGY ETF92204A30612130SHOTR100130VANGUARD WORLD FDSENERGY ETF92204A3063323543SHSOLE 003543VANGUARD WORLD FDSFINANCIALS ETF92204A40540615SHOTR100615VANGUARD WORLD FDSFINANCIALS ETF92204A4056419800SHSOLE 009800VANGUARD WORLD FDSHEALTH CAR ETF92204A50436235SHOTR100235VANGUARD WORLD FDSHEALTH CAR ETF92204A5046284126SHSOLE 004126VANGUARD WORLD FDSINDUSTRIAL ETF92204A6035954431SHSOLE 004431VANGUARD WORLD FDSINDUSTRIAL ETF92204A60333248SHOTR 00248VANGUARD WORLD FDSINF TECH ETF92204A7029776431SHSOLE 006431VANGUARD WORLD FDSINF TECH ETF92204A70295625SHOTR100625VANGUARD WORLD FDSMATERIALS ETF92204A80117130SHOTR100130VANGUARD WORLD FDSMATERIALS ETF92204A8011941510SHSOLE 001510VERIZON COMMUNICATIONS INCCOM92343V104137927865SHOTR10027865VERIZON COMMUNICATIONS INCCOM92343V1045369108481SHSOLE 00108481VOYA PRIME RATE TRSH BEN INT92913A100980187370SHSOLE 00187370WAL-MART STORES INCCOM93114210315195SHOTR100195WAL-MART STORES INCCOM9311421032683429SHSOLE 003429WATERS CORPCOM9418481032011121SHSOLE 001121WEINGARTEN RLTY INVSSH BEN INT9487411032216950SHSOLE 006950WELLS FARGO CO NEWCOM949746101107219429SHOTR10019429WELLS FARGO CO NEWCOM949746101323158588SHSOLE 0058588WISDOMTREE TREM LCL DEBT FD97717X86746712110SHOTR10012110WISDOMTREE TREM LCL DEBT FD97717X8671082787SHSOLE 002787ZOETIS INCCL A98978V103402163067SHSOLE 0063067ZOETIS INCCL A98978V103218234220SHOTR10034220