0001221073-17-000026.txt : 20170203
0001221073-17-000026.hdr.sgml : 20170203
20170203153610
ACCESSION NUMBER: 0001221073-17-000026
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170203
DATE AS OF CHANGE: 20170203
EFFECTIVENESS DATE: 20170203
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Autus Asset Management, LLC
CENTRAL INDEX KEY: 0001513865
IRS NUMBER: 861049254
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14436
FILM NUMBER: 17571938
BUSINESS ADDRESS:
STREET 1: 16435 N. SCOTTSDALE ROAD
STREET 2: SUITE 105
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 480-348-6493
MAIL ADDRESS:
STREET 1: 16435 N. SCOTTSDALE ROAD
STREET 2: SUITE 105
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001513865
XXXXXXXX
12-31-2016
12-31-2016
Autus Asset Management, LLC
16435 N. SCOTTSDALE ROAD
SUITE 105
SCOTTSDALE
AZ
85254
13F HOLDINGS REPORT
028-14436
N
Steven A. Fields
Member
480 348-1800
/s/ Steven A. Fields
Scottsdale
AZ
01-30-2017
1
264
453841
false
1
0001628612
028-16530
Robinson, Tigue, Sponcil & Associates, LLC
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M COCOM88579Y10116159046SHSOLE
0090463M COCOM88579Y10194526SHOTR100526ABBOTT LABSCOM002824100121331568SHOTR10031568ABBOTT LABSCOM002824100367995770SHSOLE
0095770ABBVIE INCCOM00287Y10999315863SHSOLE
0015863ACCENTURE PLC IRELANDSHS CLASS AG1151C101242320688SHOTR10020688ACCENTURE PLC IRELANDSHS CLASS AG1151C101783466880SHSOLE
0066880ACUITY BRANDS INCCOM00508Y10210874708SHSOLE
004708ALIGN TECHNOLOGY INCCOM016255101101610565SHOTR10010565ALIGN TECHNOLOGY INCCOM016255101148515443SHSOLE
0015443ALPHABET INCCAP STK CL A02079K305609768SHOTR100768ALPHABET INCCAP STK CL A02079K30514811869SHSOLE
001869ALPHABET INCCAP STK CL C02079K10716112087SHOTR1002087ALPHABET INCCAP STK CL C02079K10751806711SHSOLE
006711AMERICAN EXPRESS COCOM025816109345SHOTR10045AMERICAN EXPRESS COCOM0258161096278469SHSOLE
008469APPLE INCCOM037833100181915703SHOTR10015703APPLE INCCOM037833100679058626SHSOLE
0058626AT&T INCCOM00206R1021954590SHOTR1004590AT&T INCCOM00206R102972287SHSOLE
002287BARD C R INCCOM0673831093761675SHOTR1001675BARD C R INCCOM0673831093011340SHSOLE
001340BAXTER INTL INCCOM07181310987619756SHOTR10019756BAXTER INTL INCCOM071813109276362306SHSOLE
0062306BECTON DICKINSON & COCOM07588710914188566SHSOLE
008566BERKSHIRE HATHAWAY INC DELCL B NEW084670702169910423SHOTR10010423BERKSHIRE HATHAWAY INC DELCL B NEW084670702624438314SHSOLE
0038314BHP BILLITON LTDSPONSORED ADR08860610852314631SHOTR10014631BHP BILLITON LTDSPONSORED ADR088606108238266584SHSOLE
0066584BLACKROCK INCCOM09247X101585915396SHSOLE
0015396BLACKROCK INCCOM09247X10119155033SHOTR1005033BP PLCSPONSORED ADR0556221043719928SHSOLE
009928BP PLCSPONSORED ADR05562210410265SHOTR100265C H ROBINSON WORLDWIDE INCCOM NEW12541W209123216821SHOTR10016821C H ROBINSON WORLDWIDE INCCOM NEW12541W209265236197SHSOLE
0036197CERNER CORPCOM15678210477316328SHOTR10016328CERNER CORPCOM156782104355575047SHSOLE
0075047CHEVRON CORP NEWCOM16676410011579834SHOTR1009834CHEVRON CORP NEWCOM166764100515843822SHSOLE
0043822CHURCH & DWIGHT INCCOM1713401022305200SHSOLE
005200CISCO SYS INCCOM17275R102511697SHOTR1001697CISCO SYS INCCOM17275R10249216272SHSOLE
0016272CLOROX CO DELCOM1890541094483729SHOTR1003729CLOROX CO DELCOM1890541092822350SHSOLE
002350COCA COLA COCOM19121610067816352SHSOLE
0016352COCA COLA COCOM191216100376SHOTR10076COLGATE PALMOLIVE COCOM194162103434366374SHSOLE
0066374COLGATE PALMOLIVE COCOM194162103148822744SHOTR10022744COMCAST CORP NEWCL A20030N1013725386SHSOLE
005386CONOCOPHILLIPSCOM20825C10429577SHOTR100577CONOCOPHILLIPSCOM20825C1042054079SHSOLE
004079CONSOLIDATED EDISON INCCOM209115104143719499SHOTR10019499CONSOLIDATED EDISON INCCOM209115104486666040SHSOLE
0066040COSTCO WHSL CORP NEWCOM22160K105182411395SHOTR10011395COSTCO WHSL CORP NEWCOM22160K105691743203SHSOLE
0043203CUMMINS INCCOM2310211062191603SHSOLE
001603CVS HEALTH CORPCOM12665010012150SHOTR100150CVS HEALTH CORPCOM1266501007169076SHSOLE
009076DENTSPLY SIRONA INCCOM24906P109109418950SHSOLE
0018950DISCOVERY COMMUNICATNS NEWCOM SER C25470F30240915275SHOTR10015275DISCOVERY COMMUNICATNS NEWCOM SER C25470F302107840260SHSOLE
0040260DISNEY WALT COCOM DISNEY254687106162115558SHOTR10015558DISNEY WALT COCOM DISNEY254687106560153740SHSOLE
0053740DONALDSON INCCOM257651109143033994SHOTR10033994DONALDSON INCCOM2576511096451153309SHSOLE
00153309DOW CHEM COCOM260543103691200SHOTR1001200DOW CHEM COCOM2605431031723000SHSOLE
003000DR PEPPER SNAPPLE GROUP INCCOM26138E1092042248SHSOLE
002248ECOLAB INCCOM278865100155113230SHOTR10013230ECOLAB INCCOM278865100464739646SHSOLE
0039646EDWARDS LIFESCIENCES CORPCOM28176E108118912689SHOTR10012689EDWARDS LIFESCIENCES CORPCOM28176E108349237266SHSOLE
0037266EMERSON ELEC COCOM2910111041122009SHOTR1002009EMERSON ELEC COCOM291011104172130873SHSOLE
0030873EOG RES INCCOM26875P1018428325SHSOLE
008325EXXON MOBIL CORPCOM30231G102277130699SHSOLE
0030699EXXON MOBIL CORPCOM30231G10290996SHOTR100996FORD MTR CO DELCOM PAR $0.0134537086017314291SHSOLE
0014291GENERAL DYNAMICS CORPCOM3695501088745062SHOTR1005062GENERAL DYNAMICS CORPCOM36955010816229395SHSOLE
009395GENERAL ELECTRIC COCOM3696041031655220SHOTR1005220GENERAL ELECTRIC COCOM36960410358918634SHSOLE
0018634GENERAL MLS INCCOM370334104621000SHOTR1001000GENERAL MLS INCCOM37033410496015540SHSOLE
0015540GOLDMAN SACHS GROUP INCCOM38141G1045912468SHOTR1002468GOLDMAN SACHS GROUP INCCOM38141G104262910980SHSOLE
0010980HCP INCCOM40414L1092227474SHSOLE
007474HOME DEPOT INCCOM4370761021411055SHOTR1001055HOME DEPOT INCCOM4370761022631958SHSOLE
001958HONEYWELL INTL INCCOM43851610611109577SHOTR1009577HONEYWELL INTL INCCOM438516106407435169SHSOLE
0035169HORMEL FOODS CORPCOM440452100273978672SHSOLE
0078672HORMEL FOODS CORPCOM44045210085324501SHOTR10024501ILLINOIS TOOL WKS INCCOM452308109471038465SHSOLE
0038465ILLINOIS TOOL WKS INCCOM452308109165013476SHOTR10013476INTEGRATED DEVICE TECHNOLOGYCOM45811810627111520SHOTR10011520INTEGRATED DEVICE TECHNOLOGYCOM458118106111347240SHSOLE
0047240INTEL CORPCOM4581401001474062SHOTR1004062INTEL CORPCOM458140100124134216SHSOLE
0034216INTERNATIONAL BUSINESS MACHSCOM4592001014732849SHSOLE
002849INTUITCOM461202103546447671SHSOLE
0047671INTUITCOM461202103225919714SHOTR10019714INTUITIVE SURGICAL INCCOM NEW46120E60210951726SHOTR1001726INTUITIVE SURGICAL INCCOM NEW46120E60246027257SHSOLE
007257ISHARESIBONDS SEP17 ETF464289271823000SHOTR1003000ISHARESIBONDS SEP17 ETF46428927131311500SHSOLE
0011500ISHARES TR1-3 YR CR BD ETF464288646328831334SHSOLE
0031334ISHARES TR1-3 YR CR BD ETF464288646318530354SHOTR10030354ISHARES TRCOHEN&STEER REIT4642875642982993SHOTR1002993ISHARES TRCORE S&P TTL STK464287150134126148SHOTR10026148ISHARES TRCORE S&P TTL STK46428715094218372SHSOLE
0018372ISHARES TRCORE S&P500 ETF4642872008113606SHOTR1003606ISHARES TRCORE S&P500 ETF46428720011645173SHSOLE
005173ISHARES TRCORE US AGGBD ET4642872263122890SHSOLE
002890ISHARES TRCORE US AGGBD ET464287226254223520SHOTR10023520ISHARES TREAFE GRWTH ETF46428888590014129SHOTR10014129ISHARES TREAFE VALUE ETF46428887763613451SHOTR10013451ISHARES TRIBONDS SEP18 ETF46429B5801526000SHSOLE
006000ISHARES TRIBONDS SEP18 ETF46429B580763000SHOTR1003000ISHARES TRIBOXX HI YD ETF464288513324537488SHOTR10037488ISHARES TRIBOXX HI YD ETF464288513694680255SHSOLE
0080255ISHARES TRINTERM CR BD ETF464288638130612070SHOTR10012070ISHARES TRINTERM CR BD ETF4642886381911767SHSOLE
001767ISHARES TRJP MOR EM MK ETF464288281319328970SHSOLE
0028970ISHARES TRJP MOR EM MK ETF464288281116410559SHOTR10010559ISHARES TRMSCI EAFE ETF4642874651632827SHOTR1002827ISHARES TRMSCI EAFE ETF4642874651272206SHSOLE
002206ISHARES TRMSCI EMG MKT ETF4642872342106010SHOTR1006010ISHARES TRMSCI EMG MKT ETF4642872342005708SHSOLE
005708ISHARES TRNATIONAL MUN ETF4642884144764400SHSOLE
004400ISHARES TRNATIONAL MUN ETF4642884148377735SHOTR1007735ISHARES TRRUS 1000 GRW ETF46428761410359862SHOTR1009862ISHARES TRRUS 1000 GRW ETF464287614545SHSOLE
0045ISHARES TRRUS 1000 VAL ETF464287598548SHSOLE
0048ISHARES TRRUS 1000 VAL ETF46428759810269160SHOTR1009160ISHARES TRRUS 2000 GRW ETF4642876489606238SHOTR1006238ISHARES TRRUS 2000 VAL ETF46428763011339530SHOTR1009530ISHARES TRRUS MD CP GR ETF4642874816686854SHOTR1006854ISHARES TRRUS MDCP VAL ETF4642874737589422SHOTR1009422ISHARES TRRUSSELL 2000 ETF4642876551981468SHOTR1001468ISHARES TRRUSSELL 2000 ETF4642876556634916SHSOLE
004916ISHARES TRSHRT NAT MUN ETF4642881586306000SHSOLE
006000ISHARES TRSHRT NAT MUN ETF464288158214220387SHOTR10020387ISHARES TRTIPS BD ETF464287176133711810SHOTR10011810ISHARES TRTIPS BD ETF464287176433738323SHSOLE
0038323ISHARES TRU.S. PFD STK ETF4642886876170165805SHSOLE
00165805ISHARES TRU.S. PFD STK ETF464288687240964750SHOTR10064750JOHNSON & JOHNSONCOM478160104316527476SHSOLE
0027476JOHNSON & JOHNSONCOM4781601042402084SHOTR1002084JOHNSON CTLS INTL PLCSHSG51502105371890255SHSOLE
0090255JPMORGAN CHASE & COCOM46625H100137715957SHSOLE
0015957JPMORGAN CHASE & COCOM46625H1001491730SHOTR1001730KIMBERLY CLARK CORPCOM49436810367585SHOTR100585KIMBERLY CLARK CORPCOM4943681032241960SHSOLE
001960LAUDER ESTEE COS INCCL A5184391046778847SHSOLE
008847MASTERCARD INCORPORATEDCL A57636Q104227222009SHOTR10022009MASTERCARD INCORPORATEDCL A57636Q104720969820SHSOLE
0069820MCCORMICK & CO INCCOM NON VTG579780206752780644SHSOLE
0080644MCCORMICK & CO INCCOM NON VTG579780206197921205SHOTR10021205MERCK & CO INCCOM58933Y1051963321SHSOLE
003321MERCK & CO INCCOM58933Y10514245SHOTR100245MICROSOFT CORPCOM5949181042734393SHOTR1004393MICROSOFT CORPCOM5949181041883023SHSOLE
003023MONSANTO CO NEWCOM61166W1012061959SHOTR1001959MONSANTO CO NEWCOM61166W1015455181SHSOLE
005181NIKE INCCL B6541061035219102683SHSOLE
00102683NIKE INCCL B654106103152530010SHOTR10030010NOVO-NORDISK A SADR670100205103728906SHOTR10028906NOVO-NORDISK A SADR6701002054516125948SHSOLE
00125948ORACLE CORPCOM68389X10579420662SHSOLE
0020662PEPSICO INCCOM7134481084894669SHOTR1004669PEPSICO INCCOM713448108151614490SHSOLE
0014490PFIZER INCCOM717081103672060SHOTR1002060PFIZER INCCOM7170811031675148SHSOLE
005148POLARIS INDS INCCOM731068102321639040SHSOLE
0039040POLARIS INDS INCCOM7310681026047325SHOTR1007325POWERSHARES ETF TRUSTNASD INTNT ETF73935X146123014878SHSOLE
0014878POWERSHARES ETF TRUSTNASD INTNT ETF73935X1464835840SHOTR1005840PRAXAIR INCCOM74005P10411099466SHOTR1009466PRAXAIR INCCOM74005P104274923457SHSOLE
0023457PRICE T ROWE GROUP INCCOM74144T10897012890SHSOLE
0012890PRICELINE GRP INCCOM NEW7415034031363930SHOTR100930PRICELINE GRP INCCOM NEW74150340334862378SHSOLE
002378PROCTER AND GAMBLE COCOM742718109120914380SHSOLE
0014380PROCTER AND GAMBLE COCOM74271810970834SHOTR100834QUALCOMM INCCOM747525103851310SHOTR1001310QUALCOMM INCCOM74752510373011194SHSOLE
0011194RIO TINTO PLCSPONSORED ADR7672041002436320SHSOLE
006320ROLLINS INCCOM775711104184454601SHOTR10054601ROLLINS INCCOM7757111045916175131SHSOLE
00175131SCHLUMBERGER LTDCOM806857108130915587SHOTR10015587SCHLUMBERGER LTDCOM806857108499059439SHSOLE
0059439SMUCKER J M COCOM NEW8326964057896160SHSOLE
006160SOUTHERN COCOM8425871071873800SHOTR1003800SOUTHERN COCOM8425871072535150SHSOLE
005150SPDR GOLD TRUSTGOLD SHS78463V1071841683SHSOLE
001683SPDR GOLD TRUSTGOLD SHS78463V10717155SHOTR100155SPDR S&P 500 ETF TRTR UNIT78462F103220982SHSOLE
00982SPDR SERIES TRUSTS&P BIOTECH78464A87084214220SHOTR10014220SPDR SERIES TRUSTS&P BIOTECH78464A870152325733SHSOLE
0025733STARBUCKS CORPCOM8552441098149SHOTR100149STARBUCKS CORPCOM8552441092564610SHSOLE
004610STERICYCLE INCCOM858912108119715536SHOTR10015536STERICYCLE INCCOM858912108443657581SHSOLE
0057581STRYKER CORPCOM8636671017946625SHSOLE
006625TOYOTA MOTOR CORPSP ADR REP2COM8923313073833264SHSOLE
003264TRACTOR SUPPLY COCOM8923561064465878SHOTR1005878TRACTOR SUPPLY COCOM892356106197025985SHSOLE
0025985US BANCORP DELCOM NEW90297330460011676SHSOLE
0011676VANGUARD BD INDEX FD INCSHORT TRM BOND9219378272603268SHOTR1003268VANGUARD BD INDEX FD INCSHORT TRM BOND9219378274135199SHSOLE
005199VANGUARD BD INDEX FD INCTOTAL BND MRKT92193783587810873SHOTR10010873VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378352272810SHSOLE
002810VANGUARD INDEX FDSMID CAP ETF922908629145811078SHOTR10011078VANGUARD INDEX FDSMID CAP ETF922908629158612053SHSOLE
0012053VANGUARD INDEX FDSREIT ETF922908553263631944SHOTR10031944VANGUARD INDEX FDSREIT ETF922908553393147632SHSOLE
0047632VANGUARD INDEX FDSS&P 500 ETF SHS922908363320315603SHOTR10015603VANGUARD INDEX FDSS&P 500 ETF SHS922908363280113643SHSOLE
0013643VANGUARD INDEX FDSSMALL CP ETF92290875116462127652SHSOLE
00127652VANGUARD INDEX FDSSMALL CP ETF922908751643649906SHOTR10049906VANGUARD INDEX FDSTOTAL STK MKT922908769125110844SHOTR10010844VANGUARD INDEX FDSTOTAL STK MKT922908769408935455SHSOLE
0035455VANGUARD INTL EQUITY INDEX FALLWRLD EX US92204277545310251SHOTR10010251VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775213148238SHSOLE
0048238VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428586675186564SHSOLE
00186564VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858229964240SHOTR10064240VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427421522488SHOTR1002488VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427421782916SHSOLE
002916VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C87010541123004SHSOLE
00123004VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C870474055306SHOTR10055306VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409330541636SHOTR10041636VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C40910842136596SHSOLE
00136596VANGUARD SCOTTSDALE FDSSHTRM GVT BD ETF92206C10273112000SHSOLE
0012000VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438583663100260SHOTR100100260VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385811005301178SHSOLE
00301178VANGUARD WORLD FDSCONSUM DIS ETF92204A10827210SHOTR100210VANGUARD WORLD FDSCONSUM DIS ETF92204A1084083170SHSOLE
003170VANGUARD WORLD FDSCONSUM STP ETF92204A20725190SHOTR100190VANGUARD WORLD FDSCONSUM STP ETF92204A2073312470SHSOLE
002470VANGUARD WORLD FDSFINANCIALS ETF92204A4054838140SHSOLE
008140VANGUARD WORLD FDSFINANCIALS ETF92204A40538645SHOTR100645VANGUARD WORLD FDSHEALTH CAR ETF92204A50441320SHOTR100320VANGUARD WORLD FDSHEALTH CAR ETF92204A5044393465SHSOLE
003465VANGUARD WORLD FDSINDUSTRIAL ETF92204A60328233SHOTR100233VANGUARD WORLD FDSINDUSTRIAL ETF92204A6033823200SHSOLE
003200VANGUARD WORLD FDSINF TECH ETF92204A70275620SHOTR100620VANGUARD WORLD FDSINF TECH ETF92204A7025994930SHSOLE
004930VERIZON COMMUNICATIONS INCCOM92343V104142426679SHOTR10026679VERIZON COMMUNICATIONS INCCOM92343V1045752107756SHSOLE
00107756VOYA PRIME RATE TRSH BEN INT92913A1001126203255SHSOLE
00203255WAL-MART STORES INCCOM93114210319269SHOTR100269WAL-MART STORES INCCOM9311421033785472SHSOLE
005472WEINGARTEN RLTY INVSSH BEN INT94874110359316560SHSOLE
0016560WELLS FARGO & CO NEWCOM949746101104418945SHOTR10018945WELLS FARGO & CO NEWCOM949746101325959138SHSOLE
0059138WHOLE FOODS MKT INCCOM966837106128741850SHSOLE
0041850WHOLE FOODS MKT INCCOM96683710651916881SHOTR10016881WISDOMTREE TREM LCL DEBT FD97717X86745612755SHOTR10012755WISDOMTREE TREM LCL DEBT FD97717X8671784987SHSOLE
004987WISDOMTREE TREMER MKT HIGH FD97717W315892385SHOTR1002385WISDOMTREE TREMER MKT HIGH FD97717W3151123000SHSOLE
003000ZOETIS INCCL A98978V103353366008SHSOLE
0066008ZOETIS INCCL A98978V103184434445SHOTR10034445