0001221073-16-000213.txt : 20161107 0001221073-16-000213.hdr.sgml : 20161107 20161107163714 ACCESSION NUMBER: 0001221073-16-000213 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161107 DATE AS OF CHANGE: 20161107 EFFECTIVENESS DATE: 20161107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Autus Asset Management, LLC CENTRAL INDEX KEY: 0001513865 IRS NUMBER: 861049254 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14436 FILM NUMBER: 161978623 BUSINESS ADDRESS: STREET 1: 16435 N. SCOTTSDALE ROAD STREET 2: SUITE 105 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-348-6493 MAIL ADDRESS: STREET 1: 16435 N. SCOTTSDALE ROAD STREET 2: SUITE 105 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001513865 XXXXXXXX 09-30-2016 09-30-2016 Autus Asset Management, LLC

16435 N. SCOTTSDALE ROAD SUITE 105 SCOTTSDALE AZ 85254

13F HOLDINGS REPORT 028-14436 N Steven A. Fields 480 348-1800 /s/ Steven A. Fields Scottsdale AZ 11-03-2016 1 269 445908 false 1 0001628612 028-16530 Robinson, Tigue, Sponcil & Associates, LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y10116599413SHSOLE 0094133M COCOM88579Y10193526SHOTR100526ABBOTT LABSCOM002824100157537242SHOTR10037242ABBOTT LABSCOM002824100403995517SHSOLE 0095517ABBVIE INCCOM00287Y10999315752SHSOLE 0015752ACCENTURE PLC IRELANDSHS CLASS AG1151C101250420497SHOTR10020497ACCENTURE PLC IRELANDSHS CLASS AG1151C101805665944SHSOLE 0065944ACUITY BRANDS INCCOM00508Y10212464708SHSOLE 004708ALIGN TECHNOLOGY INCCOM016255101100910765SHOTR10010765ALIGN TECHNOLOGY INCCOM016255101143415293SHSOLE 0015293ALPHABET INCCAP STK CL A02079K305662823SHOTR100823ALPHABET INCCAP STK CL A02079K30514711829SHSOLE 001829ALPHABET INCCAP STK CL C02079K10716042063SHOTR1002063ALPHABET INCCAP STK CL C02079K10749756400SHSOLE 006400AMERICAN EXPRESS COCOM0258161095408434SHSOLE 008434AMERICAN EXPRESS COCOM0258161099145SHOTR100145APPLE INCCOM037833100655257957SHSOLE 0057957APPLE INCCOM037833100178115753SHOTR10015753AT&T INCCOM00206R1021864590SHOTR1004590AT&T INCCOM00206R102932287SHSOLE 002287BARD C R INCCOM0673831093761675SHOTR1001675BARD C R INCCOM0673831093011340SHSOLE 001340BAXTER INTL INCCOM071813109274257596SHSOLE 0057596BAXTER INTL INCCOM07181310992119341SHOTR10019341BECTON DICKINSON & COCOM07588710916449146SHSOLE 009146BERKSHIRE HATHAWAY INC DELCL B NEW084670702537137174SHSOLE 0037174BERKSHIRE HATHAWAY INC DELCL B NEW084670702152610563SHOTR10010563BHP BILLITON LTDSPONSORED ADR08860610849514296SHOTR10014296BHP BILLITON LTDSPONSORED ADR088606108218062909SHSOLE 0062909BLACKROCK INCCOM09247X10117834920SHOTR1004920BLACKROCK INCCOM09247X101532114680SHSOLE 0014680BP PLCSPONSORED ADR0556221049265SHOTR100265BP PLCSPONSORED ADR05562210435310051SHSOLE 0010051C H ROBINSON WORLDWIDE INCCOM NEW12541W209102914601SHOTR10014601C H ROBINSON WORLDWIDE INCCOM NEW12541W209250335526SHSOLE 0035526CATERPILLAR INC DELCOM1491231012262541SHSOLE 002541CERNER CORPCOM156782104139622608SHOTR10022608CERNER CORPCOM156782104455073692SHSOLE 0073692CHEVRON CORP NEWCOM166764100444343168SHSOLE 0043168CHEVRON CORP NEWCOM1667641009879593SHOTR1009593CHURCH & DWIGHT INCCOM1713401022495200SHSOLE 005200CISCO SYS INCCOM17275R10266120852SHSOLE 0020852CISCO SYS INCCOM17275R102541697SHOTR1001697CLOROX CO DELCOM1890541094673729SHOTR1003729CLOROX CO DELCOM1890541092942350SHSOLE 002350COCA COLA COCOM191216100376SHOTR10076COCA COLA COCOM19121610069216352SHSOLE 0016352COLGATE PALMOLIVE COCOM194162103166522464SHOTR10022464COLGATE PALMOLIVE COCOM194162103495066771SHSOLE 0066771COMCAST CORP NEWCL A20030N1013815736SHSOLE 005736CONOCOPHILLIPSCOM20825C10425577SHOTR100577CONOCOPHILLIPSCOM20825C1041774079SHSOLE 004079CONSOLIDATED EDISON INCCOM209115104145519328SHOTR10019328CONSOLIDATED EDISON INCCOM209115104485864518SHSOLE 0064518COSTCO WHSL CORP NEWCOM22160K105659543241SHSOLE 0043241COSTCO WHSL CORP NEWCOM22160K105173411373SHOTR10011373CUMMINS INCCOM2310211062832208SHSOLE 002208CVS HEALTH CORPCOM1266501008189191SHSOLE 009191CVS HEALTH CORPCOM12665010031350SHOTR100350DENTSPLY SIRONA INCCOM24906P109113519100SHSOLE 0019100DIPLOMAT PHARMACY INCCOM25456K10136813140SHOTR10013140DIPLOMAT PHARMACY INCCOM25456K101118642340SHSOLE 0042340DISCOVERY COMMUNICATNS NEWCOM SER C25470F302103239235SHSOLE 0039235DISCOVERY COMMUNICATNS NEWCOM SER C25470F30236013675SHOTR10013675DISNEY WALT COCOM DISNEY254687106484352150SHSOLE 0052150DISNEY WALT COCOM DISNEY254687106141615248SHOTR10015248DONALDSON INCCOM257651109127534163SHOTR10034163DONALDSON INCCOM2576511095711152993SHSOLE 00152993DOW CHEM COCOM260543103661280SHOTR1001280DOW CHEM COCOM2605431031553000SHSOLE 003000DR PEPPER SNAPPLE GROUP INCCOM26138E1092052248SHSOLE 002248ECOLAB INCCOM278865100161213245SHOTR10013245ECOLAB INCCOM278865100467538408SHSOLE 0038408EDWARDS LIFESCIENCES CORPCOM28176E108437936325SHSOLE 0036325EDWARDS LIFESCIENCES CORPCOM28176E108148412309SHOTR10012309EMERSON ELEC COCOM2910111041192179SHOTR1002179EMERSON ELEC COCOM291011104177832623SHSOLE 0032623EOG RES INCCOM26875P1018058325SHSOLE 008325EXXON MOBIL CORPCOM30231G102274731479SHSOLE 0031479EXXON MOBIL CORPCOM30231G102901031SHOTR1001031FORD MTR CO DELCOM PAR $0.0134537086017414391SHSOLE 0014391GENERAL DYNAMICS CORPCOM3695501087474815SHOTR1004815GENERAL DYNAMICS CORPCOM36955010812858283SHSOLE 008283GENERAL ELECTRIC COCOM3696041031555220SHOTR1005220GENERAL ELECTRIC COCOM36960410355618764SHSOLE 0018764GENERAL MLS INCCOM370334104641000SHOTR1001000GENERAL MLS INCCOM37033410499315540SHSOLE 0015540GOLDMAN SACHS GROUP INCCOM38141G1043742316SHOTR1002316GOLDMAN SACHS GROUP INCCOM38141G104174010790SHSOLE 0010790HCP INCCOM40414L1092847474SHSOLE 007474HOME DEPOT INCCOM4370761021291005SHOTR1001005HOME DEPOT INCCOM4370761023002333SHSOLE 002333HONEYWELL INTL INCCOM43851610610659134SHOTR1009134HONEYWELL INTL INCCOM438516106392133629SHSOLE 0033629HORMEL FOODS CORPCOM440452100275572636SHSOLE 0072636HORMEL FOODS CORPCOM44045210087222996SHOTR10022996ILLINOIS TOOL WKS INCCOM452308109464038718SHSOLE 0038718ILLINOIS TOOL WKS INCCOM452308109162113530SHOTR10013530INTEGRATED DEVICE TECHNOLOGYCOM45811810625511020SHOTR10011020INTEGRATED DEVICE TECHNOLOGYCOM458118106105945860SHSOLE 0045860INTEL CORPCOM4581401001824832SHOTR1004832INTEL CORPCOM458140100136436141SHSOLE 0036141INTERNATIONAL BUSINESS MACHSCOM4592001015033167SHSOLE 003167INTUITCOM461202103526747878SHSOLE 0047878INTUITCOM461202103218019818SHOTR10019818INTUITIVE SURGICAL INCCOM NEW46120E60212591737SHOTR1001737INTUITIVE SURGICAL INCCOM NEW46120E60251447097SHSOLE 007097ISHARESIBONDS SEP17 ETF464289271823000SHOTR1003000ISHARESIBONDS SEP17 ETF46428927131411500SHSOLE 0011500ISHARES TR1-3 YR CR BD ETF464288646332331419SHSOLE 0031419ISHARES TR1-3 YR CR BD ETF464288646314929779SHOTR10029779ISHARES TRCOHEN&STEER REIT4642875643183027SHOTR1003027ISHARES TRCORE S&P TTL STK464287150130326314SHOTR10026314ISHARES TRCORE S&P TTL STK46428715091018372SHSOLE 0018372ISHARES TRCORE S&P500 ETF4642872008103721SHOTR1003721ISHARES TRCORE S&P500 ETF46428720010154665SHSOLE 004665ISHARES TRCORE US AGGBD ET4642872263352978SHSOLE 002978ISHARES TRCORE US AGGBD ET464287226270124024SHOTR10024024ISHARES TREAFE GRWTH ETF46428888598214365SHOTR10014365ISHARES TREAFE VALUE ETF46428887763413729SHOTR10013729ISHARES TRIBONDS SEP18 ETF46429B5801536000SHSOLE 006000ISHARES TRIBONDS SEP18 ETF46429B580773000SHOTR1003000ISHARES TRIBOXX HI YD ETF464288513318536495SHOTR10036495ISHARES TRIBOXX HI YD ETF464288513649474425SHSOLE 0074425ISHARES TRINTERM CR BD ETF464288638131411800SHOTR10011800ISHARES TRINTERM CR BD ETF46428863888787SHSOLE 00787ISHARES TRJP MOR EM MK ETF464288281321227406SHSOLE 0027406ISHARES TRJP MOR EM MK ETF46428828110198694SHOTR1008694ISHARES TRMSCI EAFE ETF4642874651742947SHOTR1002947ISHARES TRMSCI EAFE ETF4642874651332256SHSOLE 002256ISHARES TRMSCI EMG MKT ETF4642872342225941SHOTR1005941ISHARES TRMSCI EMG MKT ETF4642872342145708SHSOLE 005708ISHARES TRNATIONAL MUN ETF4642884144964400SHSOLE 004400ISHARES TRNATIONAL MUN ETF4642884148847840SHOTR1007840ISHARES TRRUS 1000 GRW ETF46428761410419994SHOTR1009994ISHARES TRRUS 1000 GRW ETF464287614545SHSOLE 0045ISHARES TRRUS 1000 VAL ETF4642875989899367SHOTR1009367ISHARES TRRUS 1000 VAL ETF464287598548SHSOLE 0048ISHARES TRRUS 2000 GRW ETF4642876489436330SHOTR1006330ISHARES TRRUS 2000 VAL ETF46428763010099631SHOTR1009631ISHARES TRRUS MD CP GR ETF4642874816776949SHOTR1006949ISHARES TRRUS MDCP VAL ETF4642874737329537SHOTR1009537ISHARES TRRUSSELL 2000 ETF4642876556014841SHSOLE 004841ISHARES TRRUSSELL 2000 ETF4642876551861494SHOTR1001494ISHARES TRSHRT NAT MUN ETF464288158217820552SHOTR10020552ISHARES TRSHRT NAT MUN ETF4642881586366000SHSOLE 006000ISHARES TRTIPS BD ETF464287176134711565SHOTR10011565ISHARES TRTIPS BD ETF464287176449338568SHSOLE 0038568ISHARES TRU.S. PFD STK ETF4642886876303159582SHSOLE 00159582ISHARES TRU.S. PFD STK ETF464288687245962243SHOTR10062243JOHNSON & JOHNSONCOM478160104321927246SHSOLE 0027246JOHNSON & JOHNSONCOM4781601042582184SHOTR1002184JPMORGAN CHASE & COCOM46625H1001151730SHOTR1001730JPMORGAN CHASE & COCOM46625H100115717371SHSOLE 0017371KIMBERLY CLARK CORPCOM49436810385670SHOTR100670KIMBERLY CLARK CORPCOM4943681032471960SHSOLE 001960L-3 COMMUNICATIONS HLDGS INCCOM5024241042651760SHSOLE 001760LAUDER ESTEE COS INCCL A5184391048109147SHSOLE 009147MASTERCARD INCORPORATEDCL A57636Q104222721884SHOTR10021884MASTERCARD INCORPORATEDCL A57636Q104710269789SHSOLE 0069789MCCORMICK & CO INCCOM NON VTG579780206208020819SHOTR10020819MCCORMICK & CO INCCOM NON VTG579780206782578309SHSOLE 0078309MEDTRONIC PLCSHSG5960L1032032350SHSOLE 002350MERCK & CO INCCOM58933Y1052073321SHSOLE 003321MERCK & CO INCCOM58933Y10515245SHOTR100245MICROSOFT CORPCOM5949181042534393SHOTR1004393MICROSOFT CORPCOM5949181041682922SHSOLE 002922MONSANTO CO NEWCOM61166W1012222174SHOTR1002174MONSANTO CO NEWCOM61166W1015825696SHSOLE 005696NIKE INCCL B6541061035304100749SHSOLE 00100749NIKE INCCL B654106103158130037SHOTR10030037NOVO-NORDISK A SADR670100205107825916SHOTR10025916NOVO-NORDISK A SADR6701002054756114350SHSOLE 00114350ORACLE CORPCOM68389X10593523812SHSOLE 0023812PEPSICO INCCOM7134481085264839SHOTR1004839PEPSICO INCCOM713448108160614765SHSOLE 0014765PFIZER INCCOM717081103772285SHOTR1002285PFIZER INCCOM7170811031855448SHSOLE 005448POLARIS INDS INCCOM731068102298238506SHSOLE 0038506POLARIS INDS INCCOM7310681025306850SHOTR1006850POWERSHARES ETF TRUSTNASD INTNT ETF73935X146125914355SHSOLE 0014355POWERSHARES ETF TRUSTNASD INTNT ETF73935X1464645290SHOTR1005290PRAXAIR INCCOM74005P1049417786SHOTR1007786PRAXAIR INCCOM74005P104271522471SHSOLE 0022471PRICE T ROWE GROUP INCCOM74144T10889013390SHSOLE 0013390PRICELINE GRP INCCOM NEW7415034031358923SHOTR100923PRICELINE GRP INCCOM NEW74150340335512413SHSOLE 002413PROCTER AND GAMBLE COCOM742718109130214505SHSOLE 0014505PROCTER AND GAMBLE COCOM74271810978874SHOTR100874QUALCOMM INCCOM7475251031071560SHOTR1001560QUALCOMM INCCOM74752510381111844SHSOLE 0011844RIO TINTO PLCSPONSORED ADR7672041002587720SHSOLE 007720ROLLINS INCCOM775711104167857309SHOTR10057309ROLLINS INCCOM7757111045169176553SHSOLE 00176553SCHLUMBERGER LTDCOM806857108119215152SHOTR10015152SCHLUMBERGER LTDCOM806857108477360698SHSOLE 0060698SMUCKER J M COCOM NEW8326964058526285SHSOLE 006285SOUTHERN COCOM8425871071953800SHOTR1003800SOUTHERN COCOM8425871072785425SHSOLE 005425SPDR GOLD TRUSTGOLD SHS78463V1072682133SHSOLE 002133SPDR GOLD TRUSTGOLD SHS78463V10719155SHOTR100155SPDR S&P 500 ETF TRTR UNIT78462F1032201017SHSOLE 001017SPDR SERIES TRUSTS&P BIOTECH78464A87091213755SHOTR10013755SPDR SERIES TRUSTS&P BIOTECH78464A870171525870SHSOLE 0025870STARBUCKS CORPCOM85524410913249SHOTR100249STARBUCKS CORPCOM8552441092504610SHSOLE 004610STERICYCLE INCCOM858912108118614794SHOTR10014794STERICYCLE INCCOM858912108449556086SHSOLE 0056086STRYKER CORPCOM8636671017946818SHSOLE 006818TOYOTA MOTOR CORPSP ADR REP2COM8923313075014314SHSOLE 004314TRACTOR SUPPLY COCOM8923561063405053SHOTR1005053TRACTOR SUPPLY COCOM892356106162224090SHSOLE 0024090US BANCORP DELCOM NEW90297330458513631SHSOLE 0013631VANGUARD BD INDEX FD INCSHORT TRM BOND9219378272643268SHOTR1003268VANGUARD BD INDEX FD INCSHORT TRM BOND9219378274225224SHSOLE 005224VANGUARD BD INDEX FD INCTOTAL BND MRKT92193783591110833SHOTR10010833VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378352362810SHSOLE 002810VANGUARD INDEX FDSMID CAP ETF922908629140510858SHOTR10010858VANGUARD INDEX FDSMID CAP ETF922908629160312381SHSOLE 0012381VANGUARD INDEX FDSREIT ETF922908553272031356SHOTR10031356VANGUARD INDEX FDSREIT ETF922908553414347764SHSOLE 0047764VANGUARD INDEX FDSS&P 500 ETF SHS922908363295814887SHOTR10014887VANGUARD INDEX FDSS&P 500 ETF SHS922908363269813581SHSOLE 0013581VANGUARD INDEX FDSSMALL CP ETF92290875115545127228SHSOLE 00127228VANGUARD INDEX FDSSMALL CP ETF922908751603149360SHOTR10049360VANGUARD INDEX FDSTOTAL STK MKT922908769118710665SHOTR10010665VANGUARD INDEX FDSTOTAL STK MKT922908769410036826SHSOLE 0036826VANGUARD INTL EQUITY INDEX FALLWRLD EX US92204277546610268SHOTR10010268VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775203644814SHSOLE 0044814VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428586649176698SHSOLE 00176698VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858230661278SHOTR10061278VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427421412313SHOTR1002313VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427421692773SHSOLE 002773VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C87010032111995SHSOLE 00111995VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C870437248805SHOTR10048805VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409302837589SHOTR10037589VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C40910098125359SHSOLE 00125359VANGUARD SCOTTSDALE FDSSHTRM GVT BD ETF92206C10273512000SHSOLE 0012000VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858369398716SHOTR10098716VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385811281301550SHSOLE 00301550VANGUARD WORLD FDSCONSUM DIS ETF92204A10826210SHOTR100210VANGUARD WORLD FDSCONSUM DIS ETF92204A1083652900SHSOLE 002900VANGUARD WORLD FDSCONSUM STP ETF92204A20726190SHOTR100190VANGUARD WORLD FDSCONSUM STP ETF92204A2073022205SHSOLE 002205VANGUARD WORLD FDSFINANCIALS ETF92204A4053747575SHSOLE 007575VANGUARD WORLD FDSFINANCIALS ETF92204A40532645SHOTR100645VANGUARD WORLD FDSHEALTH CAR ETF92204A50447350SHOTR100350VANGUARD WORLD FDSHEALTH CAR ETF92204A5044193150SHSOLE 003150VANGUARD WORLD FDSINDUSTRIAL ETF92204A60326233SHOTR100233VANGUARD WORLD FDSINDUSTRIAL ETF92204A6033242925SHSOLE 002925VANGUARD WORLD FDSINF TECH ETF92204A7025544600SHSOLE 004600VANGUARD WORLD FDSINF TECH ETF92204A70254445SHOTR100445VERIZON COMMUNICATIONS INCCOM92343V1045505105898SHSOLE 00105898VERIZON COMMUNICATIONS INCCOM92343V104134225823SHOTR10025823VOYA PRIME RATE TRSH BEN INT92913A1001073203255SHSOLE 00203255WAL-MART STORES INCCOM93114210319269SHOTR100269WAL-MART STORES INCCOM9311421034085657SHSOLE 005657WATERS CORPCOM9418481032281437SHSOLE 001437WEINGARTEN RLTY INVSSH BEN INT94874110364616560SHSOLE 0016560WELLS FARGO & CO NEWCOM94974610185219244SHOTR10019244WELLS FARGO & CO NEWCOM949746101267360357SHSOLE 0060357WHOLE FOODS MKT INCCOM966837106168459407SHSOLE 0059407WHOLE FOODS MKT INCCOM96683710662822136SHOTR10022136WISDOMTREE TREM LCL DEBT FD97717X86754814400SHOTR10014400WISDOMTREE TREM LCL DEBT FD97717X8672145632SHSOLE 005632WISDOMTREE TREMER MKT HIGH FD97717W315952535SHOTR1002535WISDOMTREE TREMER MKT HIGH FD97717W3151223250SHSOLE 003250ZOETIS INCCL A98978V103344566235SHSOLE 0066235ZOETIS INCCL A98978V103175433729SHOTR10033729