0001144204-16-136403.txt : 20161123 0001144204-16-136403.hdr.sgml : 20161123 20161123170108 ACCESSION NUMBER: 0001144204-16-136403 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161121 FILED AS OF DATE: 20161123 DATE AS OF CHANGE: 20161123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neurotrope, Inc. CENTRAL INDEX KEY: 0001513856 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 463522381 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 205 EAST 42ND STREET, STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (973) 242-0005 MAIL ADDRESS: STREET 1: 205 EAST 42ND STREET, STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: BlueFlash Communications, Inc. DATE OF NAME CHANGE: 20110223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alkon Daniel L. CENTRAL INDEX KEY: 0001686138 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55275 FILM NUMBER: 162017198 MAIL ADDRESS: STREET 1: C/O NEUROTROPE, INE. STREET 2: 205 EAST 42ND STREET - 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 v453758_4.xml OWNERSHIP DOCUMENT X0306 4 2016-11-21 0 0001513856 Neurotrope, Inc. NTRP 0001686138 Alkon Daniel L. 205 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 0 1 0 0 President Stock Option 0.33 2016-11-21 4 A 0 3976767 0 A 2026-11-21 Common Stock 3976767 3976767 D One half of the stock options vest immediately upon grant and the remaining one half vest in equal daily installments over a four-year period beginning on the date of grant. These options were granted in connection with the Issuer's grant to certain officers, directors and employees following the final closing of a private placement on November 21, 2016. /s/ Daniel L. Alkon 2016-11-23