0001144204-16-126309.txt : 20160930 0001144204-16-126309.hdr.sgml : 20160930 20160930163034 ACCESSION NUMBER: 0001144204-16-126309 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160923 FILED AS OF DATE: 20160930 DATE AS OF CHANGE: 20160930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neurotrope, Inc. CENTRAL INDEX KEY: 0001513856 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 463522381 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 PARK PLACE, SUITE 1401 CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: (973) 242-0005 MAIL ADDRESS: STREET 1: 50 PARK PLACE, SUITE 1401 CITY: NEWARK STATE: NJ ZIP: 07102 FORMER COMPANY: FORMER CONFORMED NAME: BlueFlash Communications, Inc. DATE OF NAME CHANGE: 20110223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alkon Daniel L. CENTRAL INDEX KEY: 0001686138 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55275 FILM NUMBER: 161913174 MAIL ADDRESS: STREET 1: C/O NEUROTROPE, INE. STREET 2: 205 EAST 42ND STREET - 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 3 1 v449832_3.xml FORM 3 X0206 3 2016-09-23 0 0001513856 Neurotrope, Inc. NTRP 0001686138 Alkon Daniel L. C/O NEUROTROPE, INE. 205 EAST 42ND STREET - 20TH FLOOR NEW YORK NY 10017 0 1 0 0 President Common Stock 950000 D Stock Option (right to buy) 1.75 2023-08-23 Common Stock 175000 D The stock options shall vest in equal daily installments over a five-year period beginning on the date of grant. Exhibit List - Exhibit 24 - Power of Attorney /s/ Daniel L. Alkon 2016-09-30 EX-24 2 v449832_ex24.htm EXHIBIT 24

 

Exhibit 24

 

POWER OF ATTORNEY

 

Know all by these present, that the undersigned hereby constitutes and appoints each of Robert Weinstein and Joshua Silverman of Neurotrope, Inc. (the “Company”), and Jeffrey Schultz, Priya Agrawal and Stephanie Leopold of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C., signing singly, with full power of substitution, the undersigned’s true and lawful attorney-in-fact to:

 

1)execute and deliver for and on behalf of the undersigned, forms and authentication documents for EDGAR Filing Access;

 

2)do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such forms and authentication documents;

 

3)execute and deliver for and on behalf of the undersigned, in the undersigned’s capacity as an officer, director and/or 10% shareholder of the Company, Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder;

 

4)do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 and timely file such form with the United States Securities and Exchange Commission and any stock exchange, self-regulatory or similar authority; and

 

5)take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, (i) any of the undersigned's responsibilities to comply with the requirements of the Exchange Act or any liability for the undersigned’s failure to comply with such requirements or (ii) any obligation or liability that the undersigned incurs for profit disgorgement under Section 16(b) of the Securities Exchange Act of 1934, as amended.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 

This Power of Attorney does not revoke any other power of attorney that the undersigned has previously granted.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed this 29 day of September, 2016.

 

 

  /s/ Daniel L. Alkon
  Signature
   
   
   
  /s/ Daniel L. Alkon
  Print Name