0001144204-16-117388.txt : 20160808 0001144204-16-117388.hdr.sgml : 20160808 20160808202341 ACCESSION NUMBER: 0001144204-16-117388 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160804 FILED AS OF DATE: 20160808 DATE AS OF CHANGE: 20160808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neurotrope, Inc. CENTRAL INDEX KEY: 0001513856 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 463522381 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 PARK PLACE, SUITE 1401 CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: (973) 242-0005 MAIL ADDRESS: STREET 1: 50 PARK PLACE, SUITE 1401 CITY: NEWARK STATE: NJ ZIP: 07102 FORMER COMPANY: FORMER CONFORMED NAME: BlueFlash Communications, Inc. DATE OF NAME CHANGE: 20110223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silverman Joshua CENTRAL INDEX KEY: 0001524858 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55275 FILM NUMBER: 161815801 MAIL ADDRESS: STREET 1: IROQUOIS CAPITAL MANAGEMENT LLC STREET 2: 205 EAST 42ND ST - 20TH FL. CITY: NEW YORK STATE: NY ZIP: 10017 4 1 v446403_4.xml OWNERSHIP DOCUMENT X0306 4 2016-08-04 0 0001513856 Neurotrope, Inc. NTRP 0001524858 Silverman Joshua C/O PARKFIELD FUNDING LLC 205 EAST 42ND STREET - 20TH FLOOR NEW YORK NY 10017 1 0 0 0 Stock Option (right to buy) 0.60 2016-08-04 4 A 0 250000 0 A 2026-08-04 Common Stock 250000 250000 D Stock Option (right to buy) 0.60 2016-08-04 4 A 0 50000 0 A 2026-08-04 Common Stock 50000 50000 D These securities were issued in connection with the Reporting Person's appointment as a non-employee director to the Issuer's board of directors. These securities were issued in connection with the Reporting Person's services on the committees of the Issuer's board of directors. The stock options shall vest in equal installments as follows: 25% shall vest immediately upon the date of grant and 25% shall vest on each of the first, second and third anniversaries of the date of grant (assuming continued service through such date). /s/ Joshua Silverman 2016-08-08