0001213900-19-000279.txt : 20190107 0001213900-19-000279.hdr.sgml : 20190107 20190107141123 ACCESSION NUMBER: 0001213900-19-000279 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190103 FILED AS OF DATE: 20190107 DATE AS OF CHANGE: 20190107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zhang Eric CENTRAL INDEX KEY: 0001753274 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36361 FILM NUMBER: 19513019 MAIL ADDRESS: STREET 1: C/O VERSARTIS, INC. STREET 2: 1020 MARSH ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aravive, Inc. CENTRAL INDEX KEY: 0001513818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 264106690 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LYONDELLBASELL TOWER STREET 2: 1221 MCKINNEY STREET, SUITE 3200 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 936-355-1910 MAIL ADDRESS: STREET 1: LYONDELLBASELL TOWER STREET 2: 1221 MCKINNEY STREET, SUITE 3200 CITY: HOUSTON STATE: TX ZIP: 77010 FORMER COMPANY: FORMER CONFORMED NAME: Versartis, Inc. DATE OF NAME CHANGE: 20110223 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2019-01-03 0 0001513818 Aravive, Inc. ARAV 0001753274 Zhang Eric C/O ARAVIVE, INC. LYONDELLBASSELL TOWER 1221 MCKINNEY STREET, SUITE 3200 HOUSTON, TX 77010 1 0 0 0 Stock Option 3.61 2019-01-03 4 A 0 7500 0 A 2019-01-03 2029-01-02 Common Stock 7500 7500 D Stock Option 3.61 2019-01-03 4 A 0 4688 0 A 2019-01-03 2029-01-02 Common Stock 4688 4688 D These options vest as follows: (i) 625 shares of common stock vest immediately upon grant and (ii) the balance will vest pro rata on a monthly basis over the next 33 months commencing on February 12, 2019. These options vest as follows: (i) 1,563 shares of common stock vest immediately upon grant and (ii) 625 will vest on a monthly basis over the next five months commencing on February 3, 2019 with full vesting, if not fully vested at such time, on the date of the Aravive Inc.'s next annual meeting of stockholders. /s/ Kevin Haas, Attorney-in-fact 2019-01-07