0001213900-19-000279.txt : 20190107
0001213900-19-000279.hdr.sgml : 20190107
20190107141123
ACCESSION NUMBER: 0001213900-19-000279
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190103
FILED AS OF DATE: 20190107
DATE AS OF CHANGE: 20190107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zhang Eric
CENTRAL INDEX KEY: 0001753274
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36361
FILM NUMBER: 19513019
MAIL ADDRESS:
STREET 1: C/O VERSARTIS, INC.
STREET 2: 1020 MARSH ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aravive, Inc.
CENTRAL INDEX KEY: 0001513818
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 264106690
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: LYONDELLBASELL TOWER
STREET 2: 1221 MCKINNEY STREET, SUITE 3200
CITY: HOUSTON
STATE: TX
ZIP: 77010
BUSINESS PHONE: 936-355-1910
MAIL ADDRESS:
STREET 1: LYONDELLBASELL TOWER
STREET 2: 1221 MCKINNEY STREET, SUITE 3200
CITY: HOUSTON
STATE: TX
ZIP: 77010
FORMER COMPANY:
FORMER CONFORMED NAME: Versartis, Inc.
DATE OF NAME CHANGE: 20110223
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0306
4
2019-01-03
0
0001513818
Aravive, Inc.
ARAV
0001753274
Zhang Eric
C/O ARAVIVE, INC. LYONDELLBASSELL TOWER
1221 MCKINNEY STREET, SUITE 3200
HOUSTON,
TX
77010
1
0
0
0
Stock Option
3.61
2019-01-03
4
A
0
7500
0
A
2019-01-03
2029-01-02
Common Stock
7500
7500
D
Stock Option
3.61
2019-01-03
4
A
0
4688
0
A
2019-01-03
2029-01-02
Common Stock
4688
4688
D
These options vest as follows: (i) 625 shares of common stock vest immediately upon grant and (ii) the balance will vest pro rata on a monthly basis over the next 33 months commencing on February 12, 2019.
These options vest as follows: (i) 1,563 shares of common stock vest immediately upon grant and (ii) 625 will vest on a monthly basis over the next five months commencing on February 3, 2019 with full vesting, if not fully vested at such time, on the date of the Aravive Inc.'s next annual meeting of stockholders.
/s/ Kevin Haas, Attorney-in-fact
2019-01-07