0001209191-17-006522.txt : 20170131
0001209191-17-006522.hdr.sgml : 20170131
20170131203438
ACCESSION NUMBER: 0001209191-17-006522
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170127
FILED AS OF DATE: 20170131
DATE AS OF CHANGE: 20170131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Versartis, Inc.
CENTRAL INDEX KEY: 0001513818
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 264106690
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4200 BOHANNON DRIVE
STREET 2: SUITE 250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6509638580
MAIL ADDRESS:
STREET 1: 4200 BOHANNON DRIVE
STREET 2: SUITE 250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shepard Jay
CENTRAL INDEX KEY: 0001587788
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36361
FILM NUMBER: 17562792
MAIL ADDRESS:
STREET 1: 15977 GRANDVIEW AVENUE
CITY: MONTE SERENO
STATE: CA
ZIP: 95030
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-01-27
0
0001513818
Versartis, Inc.
VSAR
0001587788
Shepard Jay
C/O VERSARTIS, INC.
4200 BOHANNON DRIVE, SUITE 250
MENLO PARK
CA
94025
1
1
0
0
President and CEO
Common Stock
2017-01-27
4
A
0
64700
0.00
A
220058
D
Common Stock
2017-01-27
4
A
0
10000
0.00
A
230058
D
Common Stock
2017-01-30
4
S
0
6674
13.85
D
223384
D
Common Stock
2017-01-30
4
M
0
10596
2.53
A
233980
D
Common Stock
2017-01-30
4
S
0
10596
13.31
D
223384
D
Stock Option (Right to Buy)
14.30
2017-01-27
4
A
0
144900
0.00
A
2027-01-26
Common Stock
144900
144900
D
Stock Option (Right to Buy)
2.53
2017-01-30
4
M
0
10596
0.00
D
2023-12-27
Common Stock
10596
108398
D
Represents the grant of Restricted Stock Units that vest as follows: 25% of the shares subject to the award vest on each of the first, second, third and fourth anniversaries of the date of grant, respectively, subject to the officer's continuous service on each applicable vesting date.
Represents the grant of Restricted Stock Units that vest as follows: 33.33%, 33.33% and 33.34% of the shares subject to the award vest on each of the first, second and third anniversaries of the date of grant, respectively, subject to the officer's continuous service on each applicable vesting date.
Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant.
Shares sold pursuant to 10b5-1 plan.
The shares were sold at prices ranging from $12.90 to $13.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
1/48th of the shares subject to the option become exercisable monthly measured from the date of grant.
Fully vested.
/s/ Kevin Haas, Attorney-in-fact
2017-01-31