0001209191-17-006522.txt : 20170131 0001209191-17-006522.hdr.sgml : 20170131 20170131203438 ACCESSION NUMBER: 0001209191-17-006522 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170127 FILED AS OF DATE: 20170131 DATE AS OF CHANGE: 20170131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Versartis, Inc. CENTRAL INDEX KEY: 0001513818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 264106690 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4200 BOHANNON DRIVE STREET 2: SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6509638580 MAIL ADDRESS: STREET 1: 4200 BOHANNON DRIVE STREET 2: SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shepard Jay CENTRAL INDEX KEY: 0001587788 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36361 FILM NUMBER: 17562792 MAIL ADDRESS: STREET 1: 15977 GRANDVIEW AVENUE CITY: MONTE SERENO STATE: CA ZIP: 95030 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-27 0 0001513818 Versartis, Inc. VSAR 0001587788 Shepard Jay C/O VERSARTIS, INC. 4200 BOHANNON DRIVE, SUITE 250 MENLO PARK CA 94025 1 1 0 0 President and CEO Common Stock 2017-01-27 4 A 0 64700 0.00 A 220058 D Common Stock 2017-01-27 4 A 0 10000 0.00 A 230058 D Common Stock 2017-01-30 4 S 0 6674 13.85 D 223384 D Common Stock 2017-01-30 4 M 0 10596 2.53 A 233980 D Common Stock 2017-01-30 4 S 0 10596 13.31 D 223384 D Stock Option (Right to Buy) 14.30 2017-01-27 4 A 0 144900 0.00 A 2027-01-26 Common Stock 144900 144900 D Stock Option (Right to Buy) 2.53 2017-01-30 4 M 0 10596 0.00 D 2023-12-27 Common Stock 10596 108398 D Represents the grant of Restricted Stock Units that vest as follows: 25% of the shares subject to the award vest on each of the first, second, third and fourth anniversaries of the date of grant, respectively, subject to the officer's continuous service on each applicable vesting date. Represents the grant of Restricted Stock Units that vest as follows: 33.33%, 33.33% and 33.34% of the shares subject to the award vest on each of the first, second and third anniversaries of the date of grant, respectively, subject to the officer's continuous service on each applicable vesting date. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. Shares sold pursuant to 10b5-1 plan. The shares were sold at prices ranging from $12.90 to $13.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. 1/48th of the shares subject to the option become exercisable monthly measured from the date of grant. Fully vested. /s/ Kevin Haas, Attorney-in-fact 2017-01-31