0001571049-17-002118.txt : 20170308
0001571049-17-002118.hdr.sgml : 20170308
20170308162236
ACCESSION NUMBER: 0001571049-17-002118
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170306
FILED AS OF DATE: 20170308
DATE AS OF CHANGE: 20170308
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Norwegian Cruise Line Holdings Ltd.
CENTRAL INDEX KEY: 0001513761
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 980691007
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7665 CORPORATE DRIVE
CITY: MIAMI
STATE: FL
ZIP: 33126
BUSINESS PHONE: 305-436-4000
MAIL ADDRESS:
STREET 1: 7665 CORPORATE DRIVE
CITY: MIAMI
STATE: FL
ZIP: 33126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Del Rio Frank J
CENTRAL INDEX KEY: 0001625861
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35784
FILM NUMBER: 17675352
MAIL ADDRESS:
STREET 1: 8300 NW 33RD STREET, SUITE 100
CITY: MIAMI
STATE: FL
ZIP: 33122
4
1
t1700659-f4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-03-06
0
0001513761
Norwegian Cruise Line Holdings Ltd.
NCLH
0001625861
Del Rio Frank J
7665 CORPORATE CENTER DRIVE
MIAMI
FL
33126
1
1
0
0
Pres. & CEO
Common Stock
2017-03-06
4
A
0
15000
0
A
289019
D
Common Stock
2017-03-06
4
F
0
4103
49.76
D
284916
D
Common Stock
40160
I
By Breeze Hill Investments, LLC
Common Stock
17912
I
By GCO Management, LLC
Common Stock
27875
I
By FJDR Family Trust
Stock Option (right to buy)
59.43
2017-03-06
4
A
0
62500
0
A
2017-03-06
2025-08-03
Common Stock
62500
947916
D
On August 4, 2015, the reporting person was granted 300,000 restricted share units with respect to the ordinary shares of Norwegian Cruise Line Holdings Ltd. ("NCLH") which vest in part based on time, performance hurdles and a share price appreciation hurdle. The Compensation Committee determined that certain performance criteria for 2016 was met, resulting in the vesting of 15,000 restricted share units.
Represents the withholding of ordinary shares underlying restricted share units to cover tax obligations.
On August 4, 2015, the reporting person was granted an option to purchase 1,250,000 ordinary shares of NCLH which vest in part based on time, performance hurdles and a share price appreciation hurdle. The Compensation Committee determined that certain performance criteria for 2016 was met, resulting in the vesting of the option as to 62,500 ordinary shares.
/s/ Daniel S. Farkas, as attorney-in-fact for Frank J. Del Rio
2017-03-08