0001571049-15-006301.txt : 20150806
0001571049-15-006301.hdr.sgml : 20150806
20150806181339
ACCESSION NUMBER: 0001571049-15-006301
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150804
FILED AS OF DATE: 20150806
DATE AS OF CHANGE: 20150806
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Norwegian Cruise Line Holdings Ltd.
CENTRAL INDEX KEY: 0001513761
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 980691007
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7665 CORPORATE DRIVE
CITY: MIAMI
STATE: FL
ZIP: 33126
BUSINESS PHONE: 305-436-4000
MAIL ADDRESS:
STREET 1: 7665 CORPORATE DRIVE
CITY: MIAMI
STATE: FL
ZIP: 33126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Del Rio Frank J
CENTRAL INDEX KEY: 0001625861
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35784
FILM NUMBER: 151034488
MAIL ADDRESS:
STREET 1: 8300 NW 33RD STREET, SUITE 100
CITY: MIAMI
STATE: FL
ZIP: 33122
4
1
t1501796_x2-delrio.xml
OWNERSHIP DOCUMENT
X0306
4
2015-08-04
0
0001513761
Norwegian Cruise Line Holdings Ltd.
NCLH
0001625861
Del Rio Frank J
7665 CORPORATE CENTER DRIVE
MIAMI
FL
33126
1
1
0
0
Pres. & CEO
Common Stock
2015-08-04
4
A
0
150000
0
A
327152
D
Common Stock
2015-08-04
4
A
0
50000
0
A
377152
D
Common Stock
264213
I
By Breeze Hill Investments, LLC
Common Stock
117842
I
By GCO Management, LLC
Stock Option (right to buy)
59.43
2015-08-04
4
A
0
625000
0
A
2025-08-03
Common Stock
625000
625000
D
Stock Option (right to buy)
59.43
2015-08-04
4
A
0
208333
0
A
2025-08-03
Common Stock
208333
833333
D
Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.
Represents a grant of restricted share units under NCLH's 2013 Performance Incentive Plan (the "Plan"). The restricted share units will vest in four equal installments on June 30, 2016, June 30, 2017, June 30, 2018 and June 30, 2019.
Represents a grant of restricted share units under NCLH's Plan. The restricted share units will vest, if at all, if the average 20 day share price of NCLH ordinary shares exceeds a specified amount during the term of the reporting person's employment contract.
The options vest in two equal installments on June 30, 2017 and June 30, 2019.
The options become exercisable, if at all, if the average 20 day share price of NCLH ordinary shares exceeds a specified amount during the term of the reporting person's employment contract.
/s/ Daniel S. Farkas, as attorney-in-fact for Frank J. Del Rio
2015-08-06