0001571049-15-006301.txt : 20150806 0001571049-15-006301.hdr.sgml : 20150806 20150806181339 ACCESSION NUMBER: 0001571049-15-006301 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150804 FILED AS OF DATE: 20150806 DATE AS OF CHANGE: 20150806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Norwegian Cruise Line Holdings Ltd. CENTRAL INDEX KEY: 0001513761 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980691007 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 BUSINESS PHONE: 305-436-4000 MAIL ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Del Rio Frank J CENTRAL INDEX KEY: 0001625861 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35784 FILM NUMBER: 151034488 MAIL ADDRESS: STREET 1: 8300 NW 33RD STREET, SUITE 100 CITY: MIAMI STATE: FL ZIP: 33122 4 1 t1501796_x2-delrio.xml OWNERSHIP DOCUMENT X0306 4 2015-08-04 0 0001513761 Norwegian Cruise Line Holdings Ltd. NCLH 0001625861 Del Rio Frank J 7665 CORPORATE CENTER DRIVE MIAMI FL 33126 1 1 0 0 Pres. & CEO Common Stock 2015-08-04 4 A 0 150000 0 A 327152 D Common Stock 2015-08-04 4 A 0 50000 0 A 377152 D Common Stock 264213 I By Breeze Hill Investments, LLC Common Stock 117842 I By GCO Management, LLC Stock Option (right to buy) 59.43 2015-08-04 4 A 0 625000 0 A 2025-08-03 Common Stock 625000 625000 D Stock Option (right to buy) 59.43 2015-08-04 4 A 0 208333 0 A 2025-08-03 Common Stock 208333 833333 D Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting. Represents a grant of restricted share units under NCLH's 2013 Performance Incentive Plan (the "Plan"). The restricted share units will vest in four equal installments on June 30, 2016, June 30, 2017, June 30, 2018 and June 30, 2019. Represents a grant of restricted share units under NCLH's Plan. The restricted share units will vest, if at all, if the average 20 day share price of NCLH ordinary shares exceeds a specified amount during the term of the reporting person's employment contract. The options vest in two equal installments on June 30, 2017 and June 30, 2019. The options become exercisable, if at all, if the average 20 day share price of NCLH ordinary shares exceeds a specified amount during the term of the reporting person's employment contract. /s/ Daniel S. Farkas, as attorney-in-fact for Frank J. Del Rio 2015-08-06