0001571049-15-001339.txt : 20150223 0001571049-15-001339.hdr.sgml : 20150223 20150223175341 ACCESSION NUMBER: 0001571049-15-001339 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150220 FILED AS OF DATE: 20150223 DATE AS OF CHANGE: 20150223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Norwegian Cruise Line Holdings Ltd. CENTRAL INDEX KEY: 0001513761 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980691007 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 BUSINESS PHONE: 305-436-4000 MAIL ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farkas Daniel S CENTRAL INDEX KEY: 0001566517 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35784 FILM NUMBER: 15641185 MAIL ADDRESS: STREET 1: 5840 SW 117TH STREET CITY: CORAL GABLES STATE: FL ZIP: 33156 4 1 t1500417_f4.xml FORM 4 X0306 4 2015-02-20 0 0001513761 Norwegian Cruise Line Holdings Ltd. NCLH 0001566517 Farkas Daniel S 7665 CORPORATE CENTER DRIVE MIAMI, FL 33126 0 1 0 0 SVP Gen. Counsel & Asst. Sec. Common Stock 2015-02-20 4 M 0 25000 19.00 A 69154 D Common Stock 2015-02-20 4 S 0 25000 47.50 D 44154 D Stock Option (right to buy) 19.00 2015-02-20 4 M 0 25000 0 D 2020-01-17 Common Stock 25000 13572 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.21 to $48.00, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). 17,199 of the total options were vested as of 01/18/2013; 679 of the total options vested on 09/04/2013; 1,706 of the total options vested on 09/15/2013; 679 of the total options vested on 09/04/2014; 1,706 of the total options vested on 09/15/2014; and 3,031 of the total options were vested based on performance conditions as of 03/18/2014. /s/ Daniel S. Farkas 2015-02-23