0001571049-14-006416.txt : 20141114 0001571049-14-006416.hdr.sgml : 20141114 20141114163631 ACCESSION NUMBER: 0001571049-14-006416 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141112 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Norwegian Cruise Line Holdings Ltd. CENTRAL INDEX KEY: 0001513761 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980691007 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 BUSINESS PHONE: 305-436-4000 MAIL ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Becker Robert CENTRAL INDEX KEY: 0001566470 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35784 FILM NUMBER: 141224838 MAIL ADDRESS: STREET 1: 3624 HERON RIDGE LANE CITY: WESTON STATE: FL ZIP: 33331 4 1 t1402204_x2becker-f4.xml OWNERSHIP DOCUMENT X0306 4 2014-11-12 0 0001513761 Norwegian Cruise Line Holdings Ltd. NCLH 0001566470 Becker Robert 7665 CORPORATE CENTER DRIVE MIAMI FL 33126 0 1 0 0 Senior Vice President Common Stock 2014-11-12 4 C 0 60658 A 60658 D Common Stock 2014-11-12 4 S 0 19388 40.35 D 41270 D NCL Corporation Units 2014-11-12 4 C 0 60658 0 D Common Stock 60658 0 D The reporting person redeemed 60,658 NCL Corporation Units (the "Units"). This number represents the total number of Units held by the reporting person on November 12, 2014, and hereby updates the total number of Units reported as held on the reporting person's Form 4 filed on November 12, 2014. Units are redeemable for an equal number of shares of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock, or, at the election of NCLH, a cash payment equal to the value of the redeemed Units. NCLH elected to redeem the reporting person's Units with common stock. The Units have no expiration date. Reflects the sale of 20% of the common stock received upon exchange of the Units to facilitate the payment of taxes related to the exchange. All Units were vested as of the date of the redemption. /s/ Daniel S. Farkas, attorney-in-fact for Robert Becker 2014-11-14