0001571049-14-006099.txt : 20141112 0001571049-14-006099.hdr.sgml : 20141111 20141112070016 ACCESSION NUMBER: 0001571049-14-006099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141111 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Norwegian Cruise Line Holdings Ltd. CENTRAL INDEX KEY: 0001513761 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980691007 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 BUSINESS PHONE: 305-436-4000 MAIL ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farkas Daniel S CENTRAL INDEX KEY: 0001566517 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35784 FILM NUMBER: 141211008 MAIL ADDRESS: STREET 1: 5840 SW 117TH STREET CITY: CORAL GABLES STATE: FL ZIP: 33156 4 1 t1402156_f4-farkas.xml OWNERSHIP DOCUMENT X0306 4 2014-11-11 0 0001513761 Norwegian Cruise Line Holdings Ltd. NCLH 0001566517 Farkas Daniel S 7665 CORPORATE CENTER DRIVE MIAMI FL 33126 0 1 0 0 SVP Gen Counsel & Asst Sec. NCL Corporation Units 2014-11-11 4 A 0 4380 0 A 2014-11-11 Common Stock 4380 50316 D On January 24, 2013, the reporting person received NCL Corporation Units (the "Units"). The Units are redeemable for an equal number of shares of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock, or, at the election of NCLH, a cash payment equal to the value of the exchanged Units. The Units are subject to customary adjustments for stock splits, subdivisions, combinations and other extraordinary events. The Units have no expiration date. The Units reported reflect the vesting of 20% of the outstanding Units the reporting person held that were subject to a performance vesting condition. /s/ Daniel S. Farkas 2014-11-11