0001144204-19-033803.txt : 20190703 0001144204-19-033803.hdr.sgml : 20190703 20190703163108 ACCESSION NUMBER: 0001144204-19-033803 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190701 FILED AS OF DATE: 20190703 DATE AS OF CHANGE: 20190703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Del Rio Frank J CENTRAL INDEX KEY: 0001625861 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35784 FILM NUMBER: 19942270 MAIL ADDRESS: STREET 1: 8300 NW 33RD STREET, SUITE 100 CITY: MIAMI STATE: FL ZIP: 33122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Norwegian Cruise Line Holdings Ltd. CENTRAL INDEX KEY: 0001513761 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980691007 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 BUSINESS PHONE: 305-436-4000 MAIL ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 4 1 tv524767_form4.xml FORM 4 X0306 4 2019-07-01 0 0001513761 Norwegian Cruise Line Holdings Ltd. NCLH 0001625861 Del Rio Frank J 7665 CORPORATE CENTER DRIVE MIAMI FL 33126 1 1 0 0 Pres. & CEO Common Stock 2019-07-01 4 F 0 14757 53.63 D 434837 D Common Stock 2019-07-02 4 S 0 17961 53.13 D 416876 D Common Stock 2019-07-02 4 S 0 4782 53.59 D 412094 D Common Stock 40160 I By Breeze Hill Investments, LLC Common Stock 17912 I By GCO Management, LLC Common Stock 27875 I By FJDR Family Trust Represents shares withheld by Norwegian Cruise Line Holdings Ltd. ("NCLH") to satisfy tax withholding obligations in connection with the vesting of 37,500 restricted stock units granted to the reporting person on August 4, 2015. The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $52.68 to $53.50, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3). The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $53.50 to $53.71, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4). /s/Daniel S. Farkas, as attorney-in-fact for Frank J. Del Rio 2019-07-03