0001144204-19-012271.txt : 20190305 0001144204-19-012271.hdr.sgml : 20190305 20190305170439 ACCESSION NUMBER: 0001144204-19-012271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Del Rio Frank J CENTRAL INDEX KEY: 0001625861 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35784 FILM NUMBER: 19659412 MAIL ADDRESS: STREET 1: 8300 NW 33RD STREET, SUITE 100 CITY: MIAMI STATE: FL ZIP: 33122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Norwegian Cruise Line Holdings Ltd. CENTRAL INDEX KEY: 0001513761 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980691007 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 BUSINESS PHONE: 305-436-4000 MAIL ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 4 1 tv515417_4.xml OWNERSHIP DOCUMENT X0306 4 2019-03-01 0 0001513761 Norwegian Cruise Line Holdings Ltd. NCLH 0001625861 Del Rio Frank J 7665 CORPORATE CENTER DRIVE MIAMI FL 33126 1 1 0 0 Pres. & CEO Common Stock 2019-03-01 4 A 0 33881 0 A 484117 D Common Stock 2019-03-01 4 F 0 6915 55.27 D 477202 D Common Stock 2019-03-01 4 F 0 4645 55.27 D 472557 D Common Stock 2019-03-04 4 S 0 8056 54.67 D 464501 D Common Stock 2019-03-04 4 S 0 2600 55.46 D 461901 D Common Stock 40160 I By Breeze Hill Investments, LLC Common Stock 17912 I By GCO Management, LLC Common Stock 27875 I By FJDR Family Trust Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting. Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in three equal installments on March 1, 2020, March 1, 2021 and March 1, 2022. Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 52,715 restricted share units granted to the reporting person on August 1, 2017. Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 52,956 restricted share units granted to the reporting person on March 1, 2018. The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $54.31 to $55.28, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (6). The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $55.31 to $55.59, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (7). /s/ Daniel S. Farkas, as attorney-in-fact for Frank J. Del Rio 2019-03-05