0001144204-19-011324.txt : 20190228 0001144204-19-011324.hdr.sgml : 20190228 20190228170514 ACCESSION NUMBER: 0001144204-19-011324 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190226 FILED AS OF DATE: 20190228 DATE AS OF CHANGE: 20190228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sommer Harry CENTRAL INDEX KEY: 0001666918 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35784 FILM NUMBER: 19644607 MAIL ADDRESS: STREET 1: 7665 CORPORATE CENTER DRIVE CITY: MIAMI STATE: FL ZIP: 33126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Norwegian Cruise Line Holdings Ltd. CENTRAL INDEX KEY: 0001513761 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980691007 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 BUSINESS PHONE: 305-436-4000 MAIL ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 4 1 tv514962_form4.xml FORM 4 X0306 4 2019-02-26 0 0001513761 Norwegian Cruise Line Holdings Ltd. NCLH 0001666918 Sommer Harry 7665 CORPORATE CENTER DRIVE MIAMI FL 33126 0 1 0 0 Pres., International Common Stock 2019-02-26 4 A 0 15000 0 A 78322 D Common Stock 2019-02-26 4 F 0 3667 55.57 D 74655 D Common Stock 2019-02-27 4 M 0 25000 41.79 A 99655 D Common Stock 2019-02-27 4 S 0 31138 55.01 D 68517 D Stock Option (right to buy) 41.79 2019-02-27 4 M 0 25000 0 D 2024-11-18 Common Stock 25000 0 D On March 1, 2017 the reporting person was granted 15,000 restricted share units with respect to the ordinary shares of Norwegian Cruise Line Holdings Ltd. ("NCLH") which vest based on performance hurdles. The Compensation Committee determined that the performance criteria for 2018 was met on February 26, 2019, resulting in the vesting of 15,000 restricted share units. Includes 481 shares acquired under NCLH's Employee Share Purchase Plan during 2018. Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 15,000 restricted share units granted to the reporting person on March 1, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55 to $55.08, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4). All of the options were vested as of November 19, 2018. /s/Daniel S. Farkas, as attorney-in-fact for Harry Sommer 2019-02-28