0001104659-20-029229.txt : 20200304 0001104659-20-029229.hdr.sgml : 20200304 20200304170445 ACCESSION NUMBER: 0001104659-20-029229 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200302 FILED AS OF DATE: 20200304 DATE AS OF CHANGE: 20200304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Del Rio Frank J CENTRAL INDEX KEY: 0001625861 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35784 FILM NUMBER: 20688155 MAIL ADDRESS: STREET 1: 8300 NW 33RD STREET, SUITE 100 CITY: MIAMI STATE: FL ZIP: 33122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Norwegian Cruise Line Holdings Ltd. CENTRAL INDEX KEY: 0001513761 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980691007 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 BUSINESS PHONE: 305-436-4000 MAIL ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 4 1 tm2011640-3_form4.xml FORM 4 X0306 4 2020-03-02 0 0001513761 Norwegian Cruise Line Holdings Ltd. NCLH 0001625861 Del Rio Frank J 7665 CORPORATE CENTER DRIVE MIAMI FL 33126 1 1 0 0 Pres. & CEO Common Stock 2020-03-02 4 A 0 52683 0 A 599647 D Common Stock 2020-03-02 4 F 0 6915 37.26 D 592732 D Common Stock 2020-03-02 4 F 0 58818 37.26 D 533914 D Common Stock 2020-03-02 4 F 0 6947 37.26 D 526967 D Common Stock 2020-03-02 4 F 0 4444 37.26 D 522523 D Common Stock 40160 I By Breeze Hill Investments, LLC Common Stock 17912 I By GCO Management, LLC Common Stock 27875 I By FJDR Family Trust Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting. Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in three equal installments on March 1, 2021, March 1, 2022 and March 1, 2023. Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 52,715 restricted share units granted to the reporting person on August 1, 2017. Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 158,146 restricted share units granted to the reporting person on August 1, 2017. Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 52,956 restricted share units granted to the reporting person on March 1, 2018. Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 33,881 restricted share units granted to the reporting person on March 1, 2019. /s/ Daniel S. Farkas, as attorney-in-fact for Frank J. Del Rio 2020-03-04