0001104659-20-023445.txt : 20200220
0001104659-20-023445.hdr.sgml : 20200220
20200220170113
ACCESSION NUMBER: 0001104659-20-023445
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200218
FILED AS OF DATE: 20200220
DATE AS OF CHANGE: 20200220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Del Rio Frank J
CENTRAL INDEX KEY: 0001625861
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35784
FILM NUMBER: 20636099
MAIL ADDRESS:
STREET 1: 8300 NW 33RD STREET, SUITE 100
CITY: MIAMI
STATE: FL
ZIP: 33122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Norwegian Cruise Line Holdings Ltd.
CENTRAL INDEX KEY: 0001513761
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 980691007
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7665 CORPORATE DRIVE
CITY: MIAMI
STATE: FL
ZIP: 33126
BUSINESS PHONE: 305-436-4000
MAIL ADDRESS:
STREET 1: 7665 CORPORATE DRIVE
CITY: MIAMI
STATE: FL
ZIP: 33126
4
1
tm209512d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-02-18
0
0001513761
Norwegian Cruise Line Holdings Ltd.
NCLH
0001625861
Del Rio Frank J
7665 CORPORATE CENTER DRIVE
MIAMI
FL
33126
1
1
0
0
Pres. & CEO
Common Stock
2020-02-18
4
S
0
4000
51.80
D
388094
D
Common Stock
2020-02-20
4
A
0
158870
0
A
546964
D
Common Stock
40160
I
By Breeze Hill Investments, LLC
Common Stock
17912
I
By GCO Management, LLC
Common Stock
27875
I
By FJDR Family Trust
The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2019.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $51.51 to $52.26, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
Each restricted share unit represents the contingent right to receive one share of NCLH's common stock upon vesting.
Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan on March 1, 2018. The restricted share units were originally subject to performance hurdles. The Compensation Committee determined the performance conditions were achieved on February 20, 2020, and the restricted share units will vest on March 1, 2021.
/s/ Daniel S. Farkas, as attorney-in-fact for Frank J. Del Rio
2020-02-20