0001094891-19-000059.txt : 20190305 0001094891-19-000059.hdr.sgml : 20190305 20190305132231 ACCESSION NUMBER: 0001094891-19-000059 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190305 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vogel Stephen A CENTRAL INDEX KEY: 0001513473 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38826 FILM NUMBER: 19657546 MAIL ADDRESS: STREET 1: 701 BRAZOS STREET STREET 2: SUITE 1200 CITY: AUSTIN STATE: TX ZIP: 78701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tuscan Holdings Corp. CENTRAL INDEX KEY: 0001760689 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 832530757 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 135 E 57TH STREET, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (917) 208-6200 MAIL ADDRESS: STREET 1: 135 E 57TH STREET, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2019-03-05 0 0001760689 Tuscan Holdings Corp. THCB 0001513473 Vogel Stephen A C/O TUSCAN HOLDINGS CORP. 135 E 57TH STREET, 18TH FLOOR NEW YORK NY 10022 1 1 1 0 Chief Executive Officer Common Stock 7250047 I By Tuscan Holdings Acquisition LLC Redeemable Warrant Common Stock 500047 I By Tuscan Holdings Acquisition LLC Includes securities underlying 500,047 units of the Issuer, which units, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit ("Unit") consists of one share of common stock and one warrant entitling the holder to purchase one share of common stock. The purchase of these Units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering. Does not include securities underlying up to 58,542 additional Units which the reporting person irrevocably committed to purchase in the event the underwriters in the Issuer's initial public offering exercise their overallotment option in full. Includes up to 900,000 shares of common stock that may be forfeited if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full. Each warrant will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or March 5, 2020. Each warrant will expire five years after the completion of the Issuer's initial business combination. Each warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share, subject to adjustment in the event of certain capital-raising transactions. The reporting person is the sole managing member of this entity. /s/ Stephen A. Vogel 2019-03-05