0000899243-18-005530.txt : 20180226 0000899243-18-005530.hdr.sgml : 20180226 20180226184512 ACCESSION NUMBER: 0000899243-18-005530 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180222 FILED AS OF DATE: 20180226 DATE AS OF CHANGE: 20180226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vogel Stephen A CENTRAL INDEX KEY: 0001513473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38053 FILM NUMBER: 18642283 MAIL ADDRESS: STREET 1: 701 BRAZOS STREET STREET 2: SUITE 1200 CITY: AUSTIN STATE: TX ZIP: 78701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ConvergeOne Holdings, Inc. CENTRAL INDEX KEY: 0001697152 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 814619427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 135 EAST 57TH STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127397860 MAIL ADDRESS: STREET 1: 135 EAST 57TH STREET, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Forum Merger Corp DATE OF NAME CHANGE: 20170203 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-22 1 0001697152 ConvergeOne Holdings, Inc. CVON 0001513473 Vogel Stephen A 135 EAST 57TH STREET 8TH FLOOR NEW YORK NY 10022 0 0 0 1 Former Director Common Stock 2018-02-22 4 P 0 937500 8.00 A 937500 D Common Stock 2018-02-22 4 J 0 972687 0.00 A 1910187 D Warrants 11.50 2018-02-22 4 J 0 30625 0.00 A 2018-04-12 2023-02-22 Common Stock 30625 30625 D Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Forum Investors I, LLC. The warrant will become exercisable 12 months from the closing of the registrant's initial public offering, which occurred on April 12, 2017. The warrant will expire five years after the completion of that certain Agreement and Plan of Merger, dated as of November 30, 2017, by and among the registrant, FMC Merger Subsidiary Corp., FMC Merger Subsidiary LLC, Old C1 and Clearlake Capital Management III, L.P. in the capacity as the Seller Representative, or earlier upon redemption. Mr. Vogel resigned as a Director of the registrant effective February 22, 2018. /s/ Stephen A. Vogel 2018-02-26