0001172661-15-001933.txt : 20151113
0001172661-15-001933.hdr.sgml : 20151113
20151113105903
ACCESSION NUMBER: 0001172661-15-001933
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
EFFECTIVENESS DATE: 20151113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BHF Kleinwort Benson Group S.A.
CENTRAL INDEX KEY: 0001513271
IRS NUMBER: 000000000
STATE OF INCORPORATION: C9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14449
FILM NUMBER: 151227553
BUSINESS ADDRESS:
STREET 1: AVENUE LOUISE 326
CITY: BRUSSELS
STATE: C9
ZIP: 2
BUSINESS PHONE: 003226436010
MAIL ADDRESS:
STREET 1: AVENUE LOUISE 326
CITY: BRUSSELS
STATE: C9
ZIP: 2
FORMER COMPANY:
FORMER CONFORMED NAME: RHJ International SA
DATE OF NAME CHANGE: 20110216
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001513271
XXXXXXXX
09-30-2015
09-30-2015
false
BHF Kleinwort Benson Group S.A.
Avenue Louise 326
Brussels
C9
2
13F HOLDINGS REPORT
028-14449
N
Dr. Ruediger Schmid-Kuehnhoefer
Chief Operating Officer and General Counsel
44-203-207-7284
/s/ Ruediger Schmid-Kuehnhoefer
London
X0
11-13-2015
9
344
2538121
1
0001513269
028-14452
Kleinwort Benson Group Ltd
2
0001517434
028-14450
Kleinwort Benson Channel Island Holdings Ltd
3
0001517435
028-14451
Kleinwort Benson (Channel Islands) Investment Management Ltd
4
0001517940
028-16877
Kleinwort Benson Bank Ltd
5
0001410251
028-13048
Kleinwort Benson Investors Dublin Ltd
6
0001463879
028-13513
Kleinwort Benson Investors International Ltd.
7
0000894041
028-16839
BHF BANK AKTIENGESELLSCHAFT /ADR/
8
0001491951
028-13919
Frankfurt-Trust Investment Gesellschaft mit beschrankter Haftung
9
0001491950
028-13918
Frankfurt-Trust Invest Luxembourg AG
INFORMATION TABLE
2
infotable.xml
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COM
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COM
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COM
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ARES CAP CORP
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COM
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COM
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COM
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IPMS INDIA ETN
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COM
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COM
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COM
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BCE INC
COM NEW
05534B760
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BECTON DICKINSON & CO
COM
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COM
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BIO TECHNE CORP
COM
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COM
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COM
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BLACK HILLS CORP
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BLACKROCK INC
COM
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BOEING CO
COM
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BORGWARNER INC
COM
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COM
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COM NEW
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BRUNSWICK CORP
COM
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BRYN MAWR BK CORP
COM
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CA INC
COM
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CABOT CORP
COM
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CAL MAINE FOODS INC
COM NEW
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CALGON CARBON CORP
COM
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COM
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COM
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CANADIAN SOLAR INC
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CAPITAL ONE FINL CORP
COM
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CAPSTONE TURBINE CORP
COM
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CARTER INC
COM
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COM
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COM
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CDW CORP
COM
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COM
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COM
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CHEESECAKE FACTORY INC
COM
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CHEMED CORP NEW
COM
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CISCO SYS INC
COM
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CLARCOR INC
COM
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CME GROUP INC
COM
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DFND
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COM
19122T109
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COMCAST CORP NEW
CL A
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COMMERCE BANCSHARES INC
COM
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COM
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CONCHO RES INC
COM
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COM
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COM
20825C104
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CL A
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DFND
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490
CONVERGYS CORP
COM
212485106
503
21742
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DFND
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CON-WAY INC
COM
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454
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SH
DFND
5,1
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COVANTA HLDG CORP
COM
22282E102
8271
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SH
DFND
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CROWN CASTLE INTL CORP NEW
COM
22822V101
465
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SH
DFND
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5900
0
CSX CORP
COM
126408103
3690
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SH
DFND
6,5,1
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0
CULLEN FROST BANKERS INC
COM
229899109
449
7066
SH
DFND
5,1
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DANA HLDG CORP
COM
235825205
323
20309
SH
DFND
5,1
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0
0
DAQO NEW ENERGY CORP
SPNSRD ADR NEW
23703Q203
865
54161
SH
DFND
6,5,1
29963
24198
0
DELEK US HLDGS INC
COM
246647101
284
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SH
DFND
5,1
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0
0
DELUXE CORP
COM
248019101
415
7453
SH
DFND
5,1
7453
0
0
DENBURY RES INC
COM NEW
247916208
34
14000
SH
DFND
8,1
0
14000
0
DEVRY ED GROUP INC
COM
251893103
240
8825
SH
DFND
5,1
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DIAMOND OFFSHORE DRILLING IN
COM
25271C102
242
14000
SH
DFND
8,3,1
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13500
500
DIEBOLD INC
COM
253651103
321
10764
SH
DFND
5,1
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0
0
DIME CMNTY BANCSHARES
COM
253922108
511
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DISCOVER FINL SVCS
COM
254709108
300
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SH
DFND
5,1
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0
DOMINION RES INC VA NEW
COM
25746U109
1613
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SH
DFND
4,3,1
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DOMINOS PIZZA INC
COM
25754A201
442
4093
SH
DFND
5,1
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0
0
DOMTAR CORP
COM NEW
257559203
301
8410
SH
DFND
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8410
0
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DR PEPPER SNAPPLE GROUP INC
COM
26138E109
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SH
DFND
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0
41773
DST SYS INC DEL
COM
233326107
569
5412
SH
DFND
5,1
5412
0
0
DSW INC
CL A
23334L102
245
9682
SH
DFND
5,1
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0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
16600
230798
SH
DFND
8,6,5,1
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0
DUN & BRADSTREET CORP DEL NE
COM
26483E100
34633
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SH
DFND
6,5,1
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131300
0
DUNKIN BRANDS GROUP INC
COM
265504100
401
8178
SH
DFND
5,1
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0
DUPONT FABROS TECHNOLOGY INC
COM
26613Q106
315
12171
SH
DFND
5,1
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0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
299
2100
SH
DFND
8,1
0
2100
0
ENBRIDGE INC
COM
29250N105
854
23000
SH
DFND
8,1
0
23000
0
ENSIGN GROUP INC
COM
29358P101
308
7219
SH
DFND
5,1
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0
0
ENTERGY CORP NEW
COM
29364G103
853
13100
SH
DFND
4,3,1
5471
0
7629
EPR PPTYS
COM SH BEN INT
26884U109
491
9533
SH
DFND
5,1
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0
0
EVERCORE PARTNERS INC
CLASS A
29977A105
363
7227
SH
DFND
5,1
7227
0
0
EXPEDIA INC DEL
COM NEW
30212P303
424
3600
SH
DFND
8,1
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3600
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
2524
31170
SH
DFND
8,3,1
780
30000
390
EXXON MOBIL CORP
COM
30231G102
78749
1060453
SH
DFND
8,6,5,4,3,1
634259
396112
30082
F M C CORP
COM NEW
302491303
913
26922
SH
DFND
6,5,1
26922
0
0
FACEBOOK INC
CL A
30303M102
784
8720
SH
DFND
4,3,1
2650
0
6070
FASTENAL CO
COM
311900104
242
6605
SH
DFND
5,1
6605
0
0
FBL FINL GROUP INC
CL A
30239F106
553
8981
SH
DFND
5,1
8981
0
0
FEDERATED INVS INC PA
CL B
314211103
411
14217
SH
DFND
5,1
14217
0
0
FEDEX CORP
COM
31428X106
7487
52000
SH
DFND
8,3,1
38000
14000
0
FEI CO
COM
30241L109
419
5735
SH
DFND
5,1
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0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
343
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SH
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5,1
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0
FIRSTMERIT CORP
COM
337915102
368
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SH
DFND
5,1
20796
0
0
FLOWSERVE CORP
COM
34354P105
13865
337131
SH
DFND
6,5,1
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161970
0
FLUSHING FINL CORP
COM
343873105
410
20487
SH
DFND
5,1
20487
0
0
FORWARD AIR CORP
COM
349853101
339
8171
SH
DFND
5,1
8171
0
0
FRANKLIN ELEC INC
COM
353514102
12398
455407
SH
DFND
6,5,1
235019
220388
0
FUELCELL ENERGY INC
COM
35952H106
891
1207192
SH
DFND
6,5,1
666948
540244
0
GAMESTOP CORP NEW
CL A
36467W109
22504
546417
SH
DFND
6,5,1
328290
218127
0
GENTEX CORP
COM
371901109
477
30786
SH
DFND
5,1
30786
0
0
GENUINE PARTS CO
COM
372460105
444
5356
SH
DFND
5,1
5356
0
0
GLADSTONE LD CORP
COM
376549101
1304
141971
SH
DFND
6,5,1
141971
0
0
GNC HLDGS INC
COM CL A
36191G107
439
10854
SH
DFND
5,1
10854
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
280
1612
SH
DFND
4,1
0
0
1612
GOOGLE INC
CL A
38259P508
14242
22889
SH
DFND
8,4,3,1
16105
4470
2314
GOOGLE INC
CL C
38259P706
12846
21535
SH
DFND
8,4,3,1
1781
19090
664
GRACO INC
COM
384109104
504
7518
SH
DFND
5,1
7518
0
0
GREAT PLAINS ENERGY INC
COM
391164100
529
19561
SH
DFND
5,1
19561
0
0
GROUP 1 AUTOMOTIVE INC
COM
398905109
324
3806
SH
DFND
5,1
3806
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
2318
134651
SH
DFND
6,5,1
84915
49736
0
HARRIS CORP DEL
COM
413875105
35036
479223
SH
DFND
6,5,1
288897
190326
0
HASBRO INC
COM
418056107
24418
338456
SH
DFND
6,5,1
205288
133168
0
HCP INC
COM
40414L109
32399
869871
SH
DFND
8,6,5,1
493510
376361
0
HD SUPPLY HLDGS INC
COM
40416M105
41677
1456485
SH
DFND
6,5,1
762351
694134
0
HEALTHSOUTH CORP
COM NEW
421924309
555
14456
SH
DFND
5,1
14456
0
0
HELMERICH & PAYNE INC
COM
423452101
20751
439040
SH
DFND
6,5,1
264010
175030
0
HILL ROM HLDGS INC
COM
431475102
570
10966
SH
DFND
5,1
10966
0
0
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
555
21696
SH
DFND
5,1
21696
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
5111
323275
SH
DFND
4,3,1
317875
0
5400
HUBBELL INC
CL B
443510201
438
5156
SH
DFND
5,1
5156
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
567
5286
SH
DFND
5,1
5286
0
0
HUNTSMAN CORP
COM
447011107
147
15152
SH
DFND
5,1
15152
0
0
IAC INTERACTIVECORP
COM PAR $.001
44919P508
535
8194
SH
DFND
5,1
8194
0
0
IDEX CORP
COM
45167R104
655
9189
SH
DFND
5,1
9189
0
0
INCYTE CORP
COM
45337C102
364
3300
SH
DFND
8,1
0
3300
0
INGREDION INC
COM
457187102
507
5800
SH
DFND
5,1
5800
0
0
INTERDIGITAL INC
COM
45867G101
265
5242
SH
DFND
5,1
5242
0
0
INTERSIL CORP
CL A
46069S109
281
24031
SH
DFND
5,1
24031
0
0
INTL PAPER CO
COM
460146103
25536
675830
SH
DFND
6,5,1
408901
266929
0
INVESCO LTD
SHS
G491BT108
3947
126400
SH
DFND
8,1
0
126400
0
ISHARES TR
MSCI INDIA ETF
46429B598
18897
661900
PRN
DFND
6,1
228700
433200
0
ISHARES TR
MSCI UTD KNGDM
46434V548
1115
68000
SH
DFND
4,3,1
68000
0
0
ITRON INC
COM
465741106
36038
1129548
SH
DFND
6,5,1
610475
519073
0
ITT CORP NEW
COM NEW
450911201
418
12516
SH
DFND
5,1
12516
0
0
J2 GLOBAL INC
COM
48123V102
480
6775
SH
DFND
5,1
6775
0
0
JANUS CAP GROUP INC
COM
47102X105
268
19663
SH
DFND
5,1
19663
0
0
JINKOSOLAR HLDG CO LTD
SPONSORED ADR
47759T100
7703
351417
SH
DFND
6,5,1
217108
134309
0
JOHNSON CTLS INC
COM
478366107
8393
202945
SH
DFND
6,5,1
125410
77535
0
JPMORGAN CHASE & CO
COM
46625H100
31364
514415
SH
DFND
8,6,5,4,3,1
217712
259770
36933
JUNIPER NETWORKS INC
COM
48203R104
283
11000
SH
DFND
8,1
0
11000
0
KAR AUCTION SVCS INC
COM
48238T109
476
13416
SH
DFND
5,1
13416
0
0
KENNAMETAL INC
COM
489170100
302
12149
SH
DFND
5,1
12149
0
0
KIMCO RLTY CORP
COM
49446R109
5375
220000
SH
DFND
3,1
220000
0
0
L BRANDS INC
COM
501797104
40724
451988
SH
DFND
6,5,1
273641
178347
0
LA Z BOY INC
COM
505336107
399
15031
SH
DFND
5,1
15031
0
0
LEGGETT & PLATT INC
COM
524660107
298
7215
SH
DFND
5,1
7215
0
0
LEXMARK INTL NEW
CL A
529771107
227
7820
SH
DFND
5,1
7820
0
0
LINCOLN ELEC HLDGS INC
COM
533900106
456
8694
SH
DFND
5,1
8694
0
0
LITTELFUSE INC
COM
537008104
432
4739
SH
DFND
5,1
4739
0
0
LPL FINL HLDGS INC
COM
50212V100
438
11011
SH
DFND
5,1
11011
0
0
MACYS INC
COM
55616P104
5677
110628
SH
DFND
4,3,1
99618
0
11010
MAGNA INTL INC
COM
559222401
26167
408641
SH
DFND
6,5,1
245736
162905
0
MARKET VECTORS ETF TR
MKTVEC INTMUETF
57060U845
2079
88000
SH
DFND
3,1
88000
0
0
MARKET VECTORS ETF TR
HG YLD MUN ETF
57060U878
1040
34000
SH
DFND
3,1
34000
0
0
MASTEC INC
COM
576323109
908
57311
SH
DFND
6,5,1
32938
24373
0
MASTERCARD INC
CL A
57636Q104
602
6675
SH
DFND
8,3,1
0
6500
175
MAXIM INTEGRATED PRODS INC
COM
57772K101
17198
514971
SH
DFND
8,6,5,1
290992
223979
0
MENS WEARHOUSE INC
COM
587118100
203
4764
SH
DFND
5,1
4764
0
0
MENTOR GRAPHICS CORP
COM
587200106
491
19950
SH
DFND
5,1
19950
0
0
MERCADOLIBRE INC
COM
58733R102
246
2700
SH
DFND
5,1
2700
0
0
MERCK & CO INC NEW
COM
58933Y105
32507
658481
SH
DFND
6,5,4,3,1
404465
247604
6412
MKS INSTRUMENT INC
COM
55306N104
340
10135
SH
DFND
5,1
10135
0
0
MOBILE MINI INC
COM
60740F105
238
7714
SH
DFND
5,1
7714
0
0
MONOLITHIC PWR SYS INC
COM
609839105
316
6177
SH
DFND
5,1
6177
0
0
MONRO MUFFLER BRAKE INC
COM
610236101
427
6324
SH
DFND
5,1
6324
0
0
MONSANTO CO NEW
COM
61166W101
7490
87769
SH
DFND
6,5,4,3,1
86360
1409
0
MOSAIC CO NEW
COM
61945C103
2413
77563
SH
DFND
6,5,4,1
73476
3827
260
MSC INDL DIRECT INC
CL A
553530106
465
7614
SH
DFND
5,1
7614
0
0
MUELLER WTR PRODS INC
COM SER A
624758108
36571
4771191
SH
DFND
6,5,1
2494752
2276439
0
NETFLIX INC
COM
64110L106
537
5200
SH
DFND
8,1
0
5200
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
228
17396
SH
DFND
5,1
17396
0
0
NEXTERA ENERGY INC
COM
65339F101
4769
48894
SH
DFND
6,5,4,3,1
26726
16387
5781
NORDSON CORP
COM
655663102
475
7551
SH
DFND
5,1
7551
0
0
NORTHERN TR CORP
COM
665859104
316
4635
SH
DFND
5,1
4635
0
0
NORTHWESTERN CORP
COM NEW
668074305
501
9298
SH
DFND
5,1
9298
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
151
15000
SH
DFND
3,1
0
0
15000
OLD NATL BANCORP IND
COM
680033107
439
31526
SH
DFND
5,1
31526
0
0
ORACLE CORP
COM
68389X105
3289
91052
SH
DFND
8,5,4,3,1
22672
60000
8380
OSHKOSH CORP
COM
688239201
276
7595
SH
DFND
5,1
7595
0
0
PATTERN ENERGY GROUP INC
CL A
70338P100
3258
170605
SH
DFND
6,5,1
96797
73808
0
PBF ENERGY INC
CL A
69318G106
347
12292
SH
DFND
5,1
12292
0
0
PDL BIOPHARMA INC
COM
69329Y104
337
67140
SH
DFND
5,1
67140
0
0
PERKINELMER INC
COM
714046109
1970
42884
SH
DFND
5,1
42884
0
0
PHIBRO ANIMAL HEALTH CORP
CL A COM
71742Q106
247
7812
SH
DFND
5,1
7812
0
0
PICO HLDGS INC
COM NEW
693366205
26316
2717163
SH
DFND
6,5,1
1419855
1297308
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
259
9000
SH
DFND
3,1
0
0
9000
PIMCO ETF TR
TTL RTN ACTV ETF
72201R775
232
2200
SH
DFND
4,1
0
0
2200
PINNACLE FOODS INC DEL
COM
72348P104
415
9906
SH
DFND
5,1
9906
0
0
PINNACLE WEST CAP CORP
COM
723484101
20896
325807
SH
DFND
6,5,1
195391
130416
0
PLANTRONICS INC NEW
COM
727493108
443
8707
SH
DFND
5,1
8707
0
0
POTASH CORP SASK INC
COM
73755L107
1820
88539
SH
DFND
6,5,1
84078
4461
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
508
4995
SH
DFND
4,3,1
0
0
4995
PPL CORP
COM
69351T106
19101
580855
SH
DFND
6,5,1
348519
232336
0
PRAXAIR INC
COM
74005P104
2924
28710
SH
DFND
4,3,1
26260
0
2450
PROASSURANCE CORP
COM
74267C106
596
12157
SH
DFND
5,1
12157
0
0
PROGRESSIVE WASTE SOLUTIONS
COM
74339G101
586
16601
SH
DFND
5,1
16601
0
0
PROLOGIS INC
COM
74340W103
622
16000
SH
DFND
8,1
0
16000
0
PUBLIC STORAGE
COM
74460D109
2751
13000
SH
DFND
8,1
0
13000
0
QUANTA SVCS INC
COM
74762E102
2200
90881
SH
DFND
6,5,1
51694
39187
0
QUEST DIAGNOSTICS INC
COM
74834L100
213
3460
SH
DFND
9,1
0
3460
0
QUESTAR CORP
COM
748356102
470
24226
SH
DFND
5,1
24226
0
0
REGAL BELOIT CORP
COM
758750103
3652
64678
SH
DFND
6,5,1
39027
25651
0
REGIONS FINL CORP NEW
COM
7591EP100
4797
532400
SH
DFND
4,3,1
532400
0
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
421
7794
SH
DFND
5,1
7794
0
0
REXNORD CORP NEW
COM
76169B102
52520
3093932
SH
DFND
6,5,1
1601462
1492470
0
RITCHIE BROS AUCTIONEERS
COM
767744105
478
13843
SH
DFND
5,1
13843
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
50303
682025
SH
DFND
6,5,1
410157
271868
0
RPM INTL INC
COM
749685103
472
11258
SH
DFND
5,1
11258
0
0
RYANAIR HLDGS PLC
SPONSORED ADR
783513104
7001
89418
PRN
DFND
6,1
0
89418
0
RYDER SYS INC
COM
783549108
436
5891
SH
DFND
5,1
5891
0
0
SABRE CORP
COM
78573M104
482
17750
SH
DFND
5,1
17750
0
0
SALESFORCE COM INC
COM
79466L302
3250
46805
SH
DFND
4,3,1
42580
0
4225
SCANA CORP NEW
COM
80589M102
484
8600
SH
DFND
8,1
0
8600
0
SCIENCE APPLICATNS INTL CP N
COM
808625107
306
7607
SH
DFND
5,1
7607
0
0
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
25350
515620
SH
DFND
6,5,1
310457
205163
0
SEALED AIR CORP NEW
COM
81211K100
1313
28000
SH
DFND
9,1
0
28000
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
238
3600
SH
DFND
4,1
0
0
3600
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
1485
20000
SH
DFND
4,3,1
17000
0
3000
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
698
30804
SH
DFND
3,1
30000
0
804
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
2364
42100
SH
DFND
3,1
42100
0
0
SELECTIVE INS GROUP INC
COM
816300107
386
12435
SH
DFND
5,1
12435
0
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
311
19221
SH
DFND
5,1
19221
0
0
SERVICENOW INC
COM
81762P102
3391
48825
SH
DFND
4,3,1
44525
0
4300
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
51368
1987142
SH
DFND
6,5,1
1202772
784370
0
SIGNET JEWELERS LIMITED
SHS
G81276100
327
2400
SH
DFND
8,1
0
2400
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
243
9578
SH
DFND
5,1
9578
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
615
7300
SH
DFND
9,8,1
0
7300
0
SL GREEN RLTY CORP
COM
78440X101
346
3200
SH
DFND
3,1
0
0
3200
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
1930
84254
SH
DFND
6,5,1
46963
37291
0
SOLERA HOLDINGS INC
COM
83421A104
322
5965
SH
DFND
5,1
5965
0
0
SPARTANNASH CO
COM
847215100
313
12114
SH
DFND
5,1
12114
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
1479
13840
SH
DFND
4,1
0
0
13840
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4410
23011
SH
DFND
4,3,1
2021
0
20990
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
3905
109504
SH
DFND
4,3,1
12604
0
96900
SPIRIT RLTY CAP INC NEW
COM
84860W102
421
46016
SH
DFND
5,1
46016
0
0
SPX CORP
COM
784635104
14490
1216083
SH
DFND
6,5,1
633980
582103
0
SPX FLOW INC
COM
78469X107
41061
1190857
SH
DFND
6,5,1
655440
535417
0
STAPLES INC
COM
855030102
11849
1011450
SH
DFND
6,5,1
613876
397574
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
445
6700
SH
DFND
8,1
0
6700
0
STARWOOD PPTY TR INC
COM
85571B105
573
27904
SH
DFND
5,1
27904
0
0
STEEL DYNAMICS INC
COM
858119100
298
17345
SH
DFND
5,1
17345
0
0
STERIS CORP
COM
859152100
683
10513
SH
DFND
5,1
10513
0
0
SUN LIFE FINL INC
COM
866796105
32060
744284
SH
DFND
6,5,1
447472
296812
0
SUNEDISON INC
COM
86732Y109
1248
173709
SH
DFND
6,5,1
98536
75173
0
SUNOPTA INC
COM
8676EP108
1454
299131
SH
DFND
6,5,1
288296
10835
0
SUNPOWER CORP
COM
867652406
13067
651881
SH
DFND
6,5,1
395425
256456
0
SVB FINL GROUP
COM
78486Q101
6124
53000
SH
DFND
4,3,1
48500
0
4500
SYSCO CORP
COM
871829107
40679
1043995
SH
DFND
6,5,1
630403
413592
0
TAHOE RES INC
COM
873868103
282
27340
SH
DFND
5,1
27340
0
0
TELUS CORP
COM
87971M103
946
30000
SH
DFND
8,1
0
30000
0
TESSERA TECHNOLOGIES INC
COM
88164L100
342
10539
SH
DFND
5,1
10539
0
0
TETRA TECH INC NEW
COM
88162G103
28336
1165590
SH
DFND
6,5,1
607569
558021
0
THESTREET INC
COM
88368Q103
52
22757
SH
DFND
3,1
0
0
22757
THOMSON REUTERS CORP
COM
884903105
373
6956
SH
DFND
5,1
6956
0
0
TIME INC NEW
COM
887228104
340
17843
SH
DFND
5,1
17843
0
0
TIME WARNER CABLE INC
COM
88732J207
636
3545
SH
DFND
5,3,1
3545
0
0
TIMKEN CO
COM
887389104
614
22328
SH
DFND
5,1
22328
0
0
TJX COS INC NEW
COM
872540109
28676
401541
SH
DFND
6,5,1
241498
160043
0
TORO CO
COM
891092108
21412
303484
SH
DFND
6,5,1
158087
145397
0
TORONTO DOMINION BK ONT
COM NEW
891160509
765
14542
SH
DFND
5,1
14542
0
0
TOTAL SYS SVCS INC
COM
891906109
23528
517841
SH
DFND
6,5,1
312777
205064
0
TRAVELERS COMPANIES INC
COM
89417E109
1568
15753
SH
DFND
8,5,4,3,1
5556
10000
197
TRIMBLE NAVIGATION LTD
COM
896239100
1358
82747
SH
DFND
6,5,1
78038
4709
0
TRINA SOLAR LIMITED
SPON ADR
89628E104
8240
920139
SH
DFND
6,5,1
569202
350937
0
TRINITY INDS INC
COM
896522109
362
15972
SH
DFND
5,1
15972
0
0
TUPPERWARE BRANDS CORP
COM
899896104
2376
48000
SH
DFND
9,1
0
48000
0
TWITTER INC
COM
90184L102
2673
99239
SH
DFND
9,4,1
0
2398
96841
UNITED NAT FOODS INC
COM
911163103
791
16305
SH
DFND
6,5,1
16305
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
7219
62225
SH
DFND
9,8,1
0
62225
0
VALE S A
ADR
91912E105
420
100000
SH
DFND
9,1
0
100000
0
VALERO ENERGY CORP NEW
COM
91913Y100
42079
700201
SH
DFND
9,8,6,5,1
389829
310372
0
VALSPAR CORP
COM
920355104
641
8911
SH
DFND
5,1
8911
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
980
8000
SH
DFND
3,1
8000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
46341
1065570
SH
DFND
9,6,5,4,3,1
680923
371092
13555
VISA INC
COM CL A
92826C839
12302
176600
SH
DFND
9,8,1
0
176600
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
353
36438
SH
DFND
5,1
36438
0
0
W P CAREY INC
COM
92936U109
624
10790
SH
DFND
5,1
10790
0
0
WADDELL & REED FINL INC
CL A
930059100
377
10833
SH
DFND
5,1
10833
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
16722
201420
SH
DFND
6,5,1
121162
80258
0
WASHINGTON FED INC
COM
938824109
473
20778
SH
DFND
5,1
20778
0
0
WASTE MGMT INC DEL
COM
94106L109
1516
30440
SH
DFND
4,3,1
16369
0
14071
WENDYS CO
COM
95058W100
309
35656
SH
DFND
5,1
35656
0
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
708
13086
SH
DFND
5,1
13086
0
0
WESTAR ENERGY INC
COM
95709T100
531
13809
SH
DFND
5,1
13809
0
0
WESTERN REFNG INC
COM
959319104
481
10900
SH
DFND
5,1
10900
0
0
WILEY JOHN & SONS INC
CL A
968223206
475
9482
SH
DFND
5,1
9482
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
219
4000
SH
DFND
3,1
4000
0
0
WORKDAY INC
CL A
98138H101
2020
29340
SH
DFND
4,3,1
26280
0
3060
WPX ENERGY INC
COM
98212B103
177
26770
SH
DFND
3,1
26770
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
689
9580
SH
DFND
8,3,1
6580
3000
0