0001172661-15-001933.txt : 20151113 0001172661-15-001933.hdr.sgml : 20151113 20151113105903 ACCESSION NUMBER: 0001172661-15-001933 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 EFFECTIVENESS DATE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BHF Kleinwort Benson Group S.A. CENTRAL INDEX KEY: 0001513271 IRS NUMBER: 000000000 STATE OF INCORPORATION: C9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14449 FILM NUMBER: 151227553 BUSINESS ADDRESS: STREET 1: AVENUE LOUISE 326 CITY: BRUSSELS STATE: C9 ZIP: 2 BUSINESS PHONE: 003226436010 MAIL ADDRESS: STREET 1: AVENUE LOUISE 326 CITY: BRUSSELS STATE: C9 ZIP: 2 FORMER COMPANY: FORMER CONFORMED NAME: RHJ International SA DATE OF NAME CHANGE: 20110216 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001513271 XXXXXXXX 09-30-2015 09-30-2015 false BHF Kleinwort Benson Group S.A.
Avenue Louise 326 Brussels C9 2
13F HOLDINGS REPORT 028-14449 N
Dr. Ruediger Schmid-Kuehnhoefer Chief Operating Officer and General Counsel 44-203-207-7284 /s/ Ruediger Schmid-Kuehnhoefer London X0 11-13-2015 9 344 2538121 1 0001513269 028-14452 Kleinwort Benson Group Ltd 2 0001517434 028-14450 Kleinwort Benson Channel Island Holdings Ltd 3 0001517435 028-14451 Kleinwort Benson (Channel Islands) Investment Management Ltd 4 0001517940 028-16877 Kleinwort Benson Bank Ltd 5 0001410251 028-13048 Kleinwort Benson Investors Dublin Ltd 6 0001463879 028-13513 Kleinwort Benson Investors International Ltd. 7 0000894041 028-16839 BHF BANK AKTIENGESELLSCHAFT /ADR/ 8 0001491951 028-13919 Frankfurt-Trust Investment Gesellschaft mit beschrankter Haftung 9 0001491950 028-13918 Frankfurt-Trust Invest Luxembourg AG
INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1751 16351 SH DFND 5,4,3,1 9117 0 7234 ABAXIS INC COM 002567105 255 5804 SH DFND 5,1 5804 0 0 ABBOTT LABS COM 002824100 29966 835318 SH DFND 5,4,1 503962 330456 900 ABBVIE INC COM 00287Y109 35462 652054 SH DFND 8,6,5,4,1 385014 266140 900 ABM INDS INC COM 000957100 388 14228 SH DFND 5,1 14228 0 0 AEGION CORP COM 00770F104 19672 1192976 SH DFND 6,5,1 626507 566469 0 AETNA INC NEW COM 00817Y108 26046 238122 SH DFND 6,5,1 144411 93711 0 AFLAC INC COM 001055102 29958 515500 SH DFND 6,5,1 311881 203619 0 AGCO CORP COM 001084102 1440 30900 SH DFND 6,5,1 29200 1700 0 AGILENT TECHNOLOGIES INC COM 00846U101 17777 517752 SH DFND 6,5,3,1 312586 204861 305 AGL RES INC COM 001204106 214 3504 SH DFND 5,1 3504 0 0 AGNICO EAGLE MINES LTD COM 008474108 3547 140100 SH DFND 8,1 0 140100 0 AGRIUM INC COM 008916108 2852 31862 SH DFND 6,5,1 30196 1666 0 AKAMAI TECHNOLOGIES INC COM 00971T101 7226 104638 SH DFND 4,3,1 104638 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 456 17086 SH DFND 5,1 17086 0 0 ALON USA ENERGY INC COM 020520102 197 10917 SH DFND 5,1 10917 0 0 ALTRIA GROUP INC COM 02209S103 53046 975027 SH DFND 8,6,5,4,3,1 590803 381487 2737 AMAZON COM INC COM 023135106 1075 2101 SH DFND 8,3,1 0 1800 301 AMERESCO INC CL A 02361E108 3018 512854 SH DFND 6,5,1 292822 220032 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 522 27900 SH DFND 8,1 0 27900 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 272 17377 SH DFND 5,1 17377 0 0 AMERICAN EXPRESS CO COM 025816109 6258 84416 SH DFND 4,3,1 78777 0 5639 AMERICAN TOWER CORP NEW COM 03027X100 5140 58425 SH DFND 4,3,1 54265 0 4160 AMERICAN WTR WKS CO INC NEW COM 030420103 26934 489129 SH DFND 8,6,5,4,3,1 250374 238755 0 AMERIPRISE FINL INC COM 03076C106 331 3038 SH DFND 5,1 3038 0 0 AMERISOURCEBERGEN CORP COM 03073E105 22372 235511 SH DFND 6,5,1 142975 92536 0 AMGEN INC COM 031162100 54125 391428 SH DFND 8,6,5,4,3,1 216544 165936 8948 AMPHENOL CORP NEW CL A 032095101 2038 40000 SH DFND 8,1 0 40000 0 ANDERSONS INC COM 034164103 1403 41208 SH DFND 6,5,1 41208 0 0 ANNALY CAP MGMT INC COM 035710409 661 67000 SH DFND 8,1 0 67000 0 ANTHEM INC COM 036752103 2800 20000 SH DFND 8,1 0 20000 0 APPLE INC COM 037833100 99166 899115 SH DFND 8,6,5,4,3,1 515852 333983 49280 APTARGROUP INC COM 038336103 583 8838 SH DFND 5,1 8838 0 0 AQUA AMERICA INC COM 03836W103 22945 866681 SH DFND 6,5,1 447820 418861 0 ARCHER DANIELS MIDLAND CO COM 039483102 3139 75736 SH DFND 6,5,1 71924 3812 0 ARES CAP CORP COM 04010L103 1728 119318 SH DFND 4,3,1 71738 0 47580 ASHFORD HOSPITALITY TR INC COM SHS 044103109 413 67640 SH DFND 5,1 67640 0 0 ASSOCIATED BANC CORP COM 045487105 478 26610 SH DFND 5,1 26610 0 0 AT&T INC COM 00206R102 30959 950683 SH DFND 6,5,4,1 582912 367078 693 AUTOMATIC DATA PROCESSING IN COM 053015103 342 4260 SH DFND 5,4,1 4260 0 0 AUTOZONE INC COM 053332102 4716 6510 SH DFND 8,4,3,1 873 4400 1237 AVALONBAY CMNTYS INC COM 053484101 5297 30301 SH DFND 4,3,1 30300 0 1 AVISTA CORP COM 05379B107 503 15125 SH DFND 5,1 15125 0 0 BADGER METER INC COM 056525108 377 6483 SH DFND 5,1 6483 0 0 BAKER HUGHES INC COM 057224107 4965 95411 SH DFND 4,3,1 89461 0 5950 BALL CORP COM 058498106 1111 17862 SH DFND 4,3,1 7480 0 10382 BANK AMER CORP COM 060505104 8690 557771 SH DFND 3,1 557239 0 532 BANK MONTREAL QUE COM 063671101 23513 322842 SH DFND 6,5,1 196239 126603 0 BANK N S HALIFAX COM 064149107 574 9751 SH DFND 5,1 9751 0 0 BANK NEW YORK MELLON CORP COM 064058100 21020 536986 SH DFND 6,5,1 323927 213059 0 BANKUNITED INC COM 06652K103 503 14062 SH DFND 5,1 14062 0 0 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 18854 285424 PRN DFND 6,1 98573 186851 0 BARRACUDA NETWORKS INC COM 068323104 779 50000 SH DFND 3,1 0 0 50000 BAXTER INTL INC COM 071813109 18717 569850 SH DFND 6,5,1 342939 226911 0 BBCN BANCORP INC COM 073295107 379 25209 SH DFND 5,1 25209 0 0 BCE INC COM NEW 05534B760 352 8600 SH DFND 8,1 0 8600 0 BECTON DICKINSON & CO COM 075887109 1451 10935 SH DFND 4,3,1 4553 0 6382 BERKSHIRE HATHAWAY INC DEL CL A 084670108 390 2 SH DFND 4,1 0 0 2 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6333 48567 SH DFND 8,4,3,1 4941 34000 9626 BIG LOTS INC COM 089302103 315 6570 SH DFND 5,1 6570 0 0 BIO TECHNE CORP COM 09073M104 1282 13865 SH DFND 5,1 13865 0 0 BIOGEN INC COM 09062X103 9964 34147 SH DFND 8,4,3,1 24062 7500 2585 BIOMED REALTY TRUST INC COM 09063H107 581 29084 SH DFND 5,1 29084 0 0 BLACK HILLS CORP COM 092113109 387 9352 SH DFND 5,1 9352 0 0 BLACKBAUD INC COM 09227Q100 299 5338 SH DFND 5,1 5338 0 0 BLACKROCK INC COM 09247X101 42789 143907 SH DFND 8,6,5,1 66065 77842 0 BOEING CO COM 097023105 349 2668 SH DFND 3,1 1500 0 1168 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 361 13762 SH DFND 5,1 13762 0 0 BORGWARNER INC COM 099724106 7069 169964 SH DFND 4,3,1 162444 0 7520 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 2094 37829 SH DFND 5,4,3,1 23446 0 14383 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 478 46103 SH DFND 5,1 46103 0 0 BRUNSWICK CORP COM 117043109 496 10359 SH DFND 5,1 10359 0 0 BRYN MAWR BK CORP COM 117665109 377 12130 SH DFND 5,1 12130 0 0 CA INC COM 12673P105 45749 1676719 SH DFND 6,5,1 1016219 660500 0 CABOT CORP COM 127055101 324 10255 SH DFND 5,1 10255 0 0 CAL MAINE FOODS INC COM NEW 128030202 292 5344 SH DFND 5,1 5344 0 0 CALGON CARBON CORP COM 129603106 42579 2732022 SH DFND 6,5,1 1351976 1380046 0 CAMPBELL SOUP CO COM 134429109 218 4303 SH DFND 5,1 4303 0 0 CANADIAN NATL RY CO COM 136375102 2004 26452 SH DFND 6,5,1 26452 0 0 CANADIAN SOLAR INC COM 136635109 6962 419009 SH DFND 6,5,1 260471 158538 0 CAPITAL ONE FINL CORP COM 14040H105 17191 237130 SH DFND 6,5,1 142857 94273 0 CAPSTONE TURBINE CORP COM 14067D102 131 385000 SH DFND 4,1 0 0 385000 CARDINAL FINL CORP COM 14149F109 434 18868 SH DFND 5,1 18868 0 0 CARTER INC COM 146229109 508 5598 SH DFND 5,1 5598 0 0 CBL & ASSOC PPTYS INC COM 124830100 574 41746 SH DFND 5,1 41746 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 41224 429750 SH DFND 6,5,1 362126 67624 0 CDW CORP COM 12514G108 651 15924 SH DFND 5,1 15924 0 0 CENOVUS ENERGY INC COM 15135U109 23116 1142103 SH DFND 6,5,1 686701 455402 0 CF INDS HLDGS INC COM 125269100 760 16939 SH DFND 6,5,1 16939 0 0 CHEESECAKE FACTORY INC COM 163072101 369 6832 SH DFND 5,1 6832 0 0 CHEMED CORP NEW COM 16359R103 589 4408 SH DFND 5,1 4408 0 0 CISCO SYS INC COM 17275R102 52938 2017149 SH DFND 8,6,5,4,3,1 763101 1221655 32393 CLARCOR INC COM 179895107 415 8698 SH DFND 5,1 8698 0 0 CME GROUP INC COM 12572Q105 64257 693138 SH DFND 6,5,1 417114 276024 0 COCA COLA ENTERPRISES INC NE COM 19122T109 1994 41241 SH DFND 8,5,4,3,1 15952 8000 17289 COMCAST CORP NEW CL A 20030N101 14343 252370 SH DFND 6,5,4,1 155499 96580 291 COMMERCE BANCSHARES INC COM 200525103 516 11319 SH DFND 5,1 11319 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 11024 2837484 SH DFND 6,5,1 1468005 1369479 0 COMPASS MINERALS INTL INC COM 20451N101 325 4149 SH DFND 5,1 4149 0 0 CONCHO RES INC COM 20605P101 5738 58370 SH DFND 4,3,1 57290 0 1080 CONCORDIA HEALTHCARE CORP COM 206519100 571 10057 SH DFND 5,1 10057 0 0 CONOCOPHILLIPS COM 20825C104 5560 115934 SH DFND 4,3,1 109984 0 5950 CONSTELLATION BRANDS INC CL A 21036P108 6488 51815 SH DFND 4,3,1 51325 0 490 CONVERGYS CORP COM 212485106 503 21742 SH DFND 5,1 21742 0 0 CON-WAY INC COM 205944101 454 9561 SH DFND 5,1 9561 0 0 COVANTA HLDG CORP COM 22282E102 8271 474119 SH DFND 6,5,1 291052 183067 0 CROWN CASTLE INTL CORP NEW COM 22822V101 465 5900 SH DFND 8,1 0 5900 0 CSX CORP COM 126408103 3690 137211 SH DFND 6,5,1 131213 5998 0 CULLEN FROST BANKERS INC COM 229899109 449 7066 SH DFND 5,1 7066 0 0 DANA HLDG CORP COM 235825205 323 20309 SH DFND 5,1 20309 0 0 DAQO NEW ENERGY CORP SPNSRD ADR NEW 23703Q203 865 54161 SH DFND 6,5,1 29963 24198 0 DELEK US HLDGS INC COM 246647101 284 10247 SH DFND 5,1 10247 0 0 DELUXE CORP COM 248019101 415 7453 SH DFND 5,1 7453 0 0 DENBURY RES INC COM NEW 247916208 34 14000 SH DFND 8,1 0 14000 0 DEVRY ED GROUP INC COM 251893103 240 8825 SH DFND 5,1 8825 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 242 14000 SH DFND 8,3,1 0 13500 500 DIEBOLD INC COM 253651103 321 10764 SH DFND 5,1 10764 0 0 DIME CMNTY BANCSHARES COM 253922108 511 30237 SH DFND 5,1 30237 0 0 DISCOVER FINL SVCS COM 254709108 300 5777 SH DFND 5,1 5777 0 0 DOMINION RES INC VA NEW COM 25746U109 1613 22922 SH DFND 4,3,1 16205 0 6717 DOMINOS PIZZA INC COM 25754A201 442 4093 SH DFND 5,1 4093 0 0 DOMTAR CORP COM NEW 257559203 301 8410 SH DFND 5,1 8410 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 4528 57279 SH DFND 5,4,3,1 15506 0 41773 DST SYS INC DEL COM 233326107 569 5412 SH DFND 5,1 5412 0 0 DSW INC CL A 23334L102 245 9682 SH DFND 5,1 9682 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 16600 230798 SH DFND 8,6,5,1 136236 94562 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 34633 330121 SH DFND 6,5,1 198821 131300 0 DUNKIN BRANDS GROUP INC COM 265504100 401 8178 SH DFND 5,1 8178 0 0 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 315 12171 SH DFND 5,1 12171 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 299 2100 SH DFND 8,1 0 2100 0 ENBRIDGE INC COM 29250N105 854 23000 SH DFND 8,1 0 23000 0 ENSIGN GROUP INC COM 29358P101 308 7219 SH DFND 5,1 7219 0 0 ENTERGY CORP NEW COM 29364G103 853 13100 SH DFND 4,3,1 5471 0 7629 EPR PPTYS COM SH BEN INT 26884U109 491 9533 SH DFND 5,1 9533 0 0 EVERCORE PARTNERS INC CLASS A 29977A105 363 7227 SH DFND 5,1 7227 0 0 EXPEDIA INC DEL COM NEW 30212P303 424 3600 SH DFND 8,1 0 3600 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 2524 31170 SH DFND 8,3,1 780 30000 390 EXXON MOBIL CORP COM 30231G102 78749 1060453 SH DFND 8,6,5,4,3,1 634259 396112 30082 F M C CORP COM NEW 302491303 913 26922 SH DFND 6,5,1 26922 0 0 FACEBOOK INC CL A 30303M102 784 8720 SH DFND 4,3,1 2650 0 6070 FASTENAL CO COM 311900104 242 6605 SH DFND 5,1 6605 0 0 FBL FINL GROUP INC CL A 30239F106 553 8981 SH DFND 5,1 8981 0 0 FEDERATED INVS INC PA CL B 314211103 411 14217 SH DFND 5,1 14217 0 0 FEDEX CORP COM 31428X106 7487 52000 SH DFND 8,3,1 38000 14000 0 FEI CO COM 30241L109 419 5735 SH DFND 5,1 5735 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 343 5117 SH DFND 5,1 5117 0 0 FIRSTMERIT CORP COM 337915102 368 20796 SH DFND 5,1 20796 0 0 FLOWSERVE CORP COM 34354P105 13865 337131 SH DFND 6,5,1 175161 161970 0 FLUSHING FINL CORP COM 343873105 410 20487 SH DFND 5,1 20487 0 0 FORWARD AIR CORP COM 349853101 339 8171 SH DFND 5,1 8171 0 0 FRANKLIN ELEC INC COM 353514102 12398 455407 SH DFND 6,5,1 235019 220388 0 FUELCELL ENERGY INC COM 35952H106 891 1207192 SH DFND 6,5,1 666948 540244 0 GAMESTOP CORP NEW CL A 36467W109 22504 546417 SH DFND 6,5,1 328290 218127 0 GENTEX CORP COM 371901109 477 30786 SH DFND 5,1 30786 0 0 GENUINE PARTS CO COM 372460105 444 5356 SH DFND 5,1 5356 0 0 GLADSTONE LD CORP COM 376549101 1304 141971 SH DFND 6,5,1 141971 0 0 GNC HLDGS INC COM CL A 36191G107 439 10854 SH DFND 5,1 10854 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 280 1612 SH DFND 4,1 0 0 1612 GOOGLE INC CL A 38259P508 14242 22889 SH DFND 8,4,3,1 16105 4470 2314 GOOGLE INC CL C 38259P706 12846 21535 SH DFND 8,4,3,1 1781 19090 664 GRACO INC COM 384109104 504 7518 SH DFND 5,1 7518 0 0 GREAT PLAINS ENERGY INC COM 391164100 529 19561 SH DFND 5,1 19561 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 324 3806 SH DFND 5,1 3806 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 2318 134651 SH DFND 6,5,1 84915 49736 0 HARRIS CORP DEL COM 413875105 35036 479223 SH DFND 6,5,1 288897 190326 0 HASBRO INC COM 418056107 24418 338456 SH DFND 6,5,1 205288 133168 0 HCP INC COM 40414L109 32399 869871 SH DFND 8,6,5,1 493510 376361 0 HD SUPPLY HLDGS INC COM 40416M105 41677 1456485 SH DFND 6,5,1 762351 694134 0 HEALTHSOUTH CORP COM NEW 421924309 555 14456 SH DFND 5,1 14456 0 0 HELMERICH & PAYNE INC COM 423452101 20751 439040 SH DFND 6,5,1 264010 175030 0 HILL ROM HLDGS INC COM 431475102 570 10966 SH DFND 5,1 10966 0 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 555 21696 SH DFND 5,1 21696 0 0 HOST HOTELS & RESORTS INC COM 44107P104 5111 323275 SH DFND 4,3,1 317875 0 5400 HUBBELL INC CL B 443510201 438 5156 SH DFND 5,1 5156 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 567 5286 SH DFND 5,1 5286 0 0 HUNTSMAN CORP COM 447011107 147 15152 SH DFND 5,1 15152 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 535 8194 SH DFND 5,1 8194 0 0 IDEX CORP COM 45167R104 655 9189 SH DFND 5,1 9189 0 0 INCYTE CORP COM 45337C102 364 3300 SH DFND 8,1 0 3300 0 INGREDION INC COM 457187102 507 5800 SH DFND 5,1 5800 0 0 INTERDIGITAL INC COM 45867G101 265 5242 SH DFND 5,1 5242 0 0 INTERSIL CORP CL A 46069S109 281 24031 SH DFND 5,1 24031 0 0 INTL PAPER CO COM 460146103 25536 675830 SH DFND 6,5,1 408901 266929 0 INVESCO LTD SHS G491BT108 3947 126400 SH DFND 8,1 0 126400 0 ISHARES TR MSCI INDIA ETF 46429B598 18897 661900 PRN DFND 6,1 228700 433200 0 ISHARES TR MSCI UTD KNGDM 46434V548 1115 68000 SH DFND 4,3,1 68000 0 0 ITRON INC COM 465741106 36038 1129548 SH DFND 6,5,1 610475 519073 0 ITT CORP NEW COM NEW 450911201 418 12516 SH DFND 5,1 12516 0 0 J2 GLOBAL INC COM 48123V102 480 6775 SH DFND 5,1 6775 0 0 JANUS CAP GROUP INC COM 47102X105 268 19663 SH DFND 5,1 19663 0 0 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 7703 351417 SH DFND 6,5,1 217108 134309 0 JOHNSON CTLS INC COM 478366107 8393 202945 SH DFND 6,5,1 125410 77535 0 JPMORGAN CHASE & CO COM 46625H100 31364 514415 SH DFND 8,6,5,4,3,1 217712 259770 36933 JUNIPER NETWORKS INC COM 48203R104 283 11000 SH DFND 8,1 0 11000 0 KAR AUCTION SVCS INC COM 48238T109 476 13416 SH DFND 5,1 13416 0 0 KENNAMETAL INC COM 489170100 302 12149 SH DFND 5,1 12149 0 0 KIMCO RLTY CORP COM 49446R109 5375 220000 SH DFND 3,1 220000 0 0 L BRANDS INC COM 501797104 40724 451988 SH DFND 6,5,1 273641 178347 0 LA Z BOY INC COM 505336107 399 15031 SH DFND 5,1 15031 0 0 LEGGETT & PLATT INC COM 524660107 298 7215 SH DFND 5,1 7215 0 0 LEXMARK INTL NEW CL A 529771107 227 7820 SH DFND 5,1 7820 0 0 LINCOLN ELEC HLDGS INC COM 533900106 456 8694 SH DFND 5,1 8694 0 0 LITTELFUSE INC COM 537008104 432 4739 SH DFND 5,1 4739 0 0 LPL FINL HLDGS INC COM 50212V100 438 11011 SH DFND 5,1 11011 0 0 MACYS INC COM 55616P104 5677 110628 SH DFND 4,3,1 99618 0 11010 MAGNA INTL INC COM 559222401 26167 408641 SH DFND 6,5,1 245736 162905 0 MARKET VECTORS ETF TR MKTVEC INTMUETF 57060U845 2079 88000 SH DFND 3,1 88000 0 0 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 1040 34000 SH DFND 3,1 34000 0 0 MASTEC INC COM 576323109 908 57311 SH DFND 6,5,1 32938 24373 0 MASTERCARD INC CL A 57636Q104 602 6675 SH DFND 8,3,1 0 6500 175 MAXIM INTEGRATED PRODS INC COM 57772K101 17198 514971 SH DFND 8,6,5,1 290992 223979 0 MENS WEARHOUSE INC COM 587118100 203 4764 SH DFND 5,1 4764 0 0 MENTOR GRAPHICS CORP COM 587200106 491 19950 SH DFND 5,1 19950 0 0 MERCADOLIBRE INC COM 58733R102 246 2700 SH DFND 5,1 2700 0 0 MERCK & CO INC NEW COM 58933Y105 32507 658481 SH DFND 6,5,4,3,1 404465 247604 6412 MKS INSTRUMENT INC COM 55306N104 340 10135 SH DFND 5,1 10135 0 0 MOBILE MINI INC COM 60740F105 238 7714 SH DFND 5,1 7714 0 0 MONOLITHIC PWR SYS INC COM 609839105 316 6177 SH DFND 5,1 6177 0 0 MONRO MUFFLER BRAKE INC COM 610236101 427 6324 SH DFND 5,1 6324 0 0 MONSANTO CO NEW COM 61166W101 7490 87769 SH DFND 6,5,4,3,1 86360 1409 0 MOSAIC CO NEW COM 61945C103 2413 77563 SH DFND 6,5,4,1 73476 3827 260 MSC INDL DIRECT INC CL A 553530106 465 7614 SH DFND 5,1 7614 0 0 MUELLER WTR PRODS INC COM SER A 624758108 36571 4771191 SH DFND 6,5,1 2494752 2276439 0 NETFLIX INC COM 64110L106 537 5200 SH DFND 8,1 0 5200 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 228 17396 SH DFND 5,1 17396 0 0 NEXTERA ENERGY INC COM 65339F101 4769 48894 SH DFND 6,5,4,3,1 26726 16387 5781 NORDSON CORP COM 655663102 475 7551 SH DFND 5,1 7551 0 0 NORTHERN TR CORP COM 665859104 316 4635 SH DFND 5,1 4635 0 0 NORTHWESTERN CORP COM NEW 668074305 501 9298 SH DFND 5,1 9298 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 151 15000 SH DFND 3,1 0 0 15000 OLD NATL BANCORP IND COM 680033107 439 31526 SH DFND 5,1 31526 0 0 ORACLE CORP COM 68389X105 3289 91052 SH DFND 8,5,4,3,1 22672 60000 8380 OSHKOSH CORP COM 688239201 276 7595 SH DFND 5,1 7595 0 0 PATTERN ENERGY GROUP INC CL A 70338P100 3258 170605 SH DFND 6,5,1 96797 73808 0 PBF ENERGY INC CL A 69318G106 347 12292 SH DFND 5,1 12292 0 0 PDL BIOPHARMA INC COM 69329Y104 337 67140 SH DFND 5,1 67140 0 0 PERKINELMER INC COM 714046109 1970 42884 SH DFND 5,1 42884 0 0 PHIBRO ANIMAL HEALTH CORP CL A COM 71742Q106 247 7812 SH DFND 5,1 7812 0 0 PICO HLDGS INC COM NEW 693366205 26316 2717163 SH DFND 6,5,1 1419855 1297308 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 259 9000 SH DFND 3,1 0 0 9000 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 232 2200 SH DFND 4,1 0 0 2200 PINNACLE FOODS INC DEL COM 72348P104 415 9906 SH DFND 5,1 9906 0 0 PINNACLE WEST CAP CORP COM 723484101 20896 325807 SH DFND 6,5,1 195391 130416 0 PLANTRONICS INC NEW COM 727493108 443 8707 SH DFND 5,1 8707 0 0 POTASH CORP SASK INC COM 73755L107 1820 88539 SH DFND 6,5,1 84078 4461 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 508 4995 SH DFND 4,3,1 0 0 4995 PPL CORP COM 69351T106 19101 580855 SH DFND 6,5,1 348519 232336 0 PRAXAIR INC COM 74005P104 2924 28710 SH DFND 4,3,1 26260 0 2450 PROASSURANCE CORP COM 74267C106 596 12157 SH DFND 5,1 12157 0 0 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 586 16601 SH DFND 5,1 16601 0 0 PROLOGIS INC COM 74340W103 622 16000 SH DFND 8,1 0 16000 0 PUBLIC STORAGE COM 74460D109 2751 13000 SH DFND 8,1 0 13000 0 QUANTA SVCS INC COM 74762E102 2200 90881 SH DFND 6,5,1 51694 39187 0 QUEST DIAGNOSTICS INC COM 74834L100 213 3460 SH DFND 9,1 0 3460 0 QUESTAR CORP COM 748356102 470 24226 SH DFND 5,1 24226 0 0 REGAL BELOIT CORP COM 758750103 3652 64678 SH DFND 6,5,1 39027 25651 0 REGIONS FINL CORP NEW COM 7591EP100 4797 532400 SH DFND 4,3,1 532400 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 421 7794 SH DFND 5,1 7794 0 0 REXNORD CORP NEW COM 76169B102 52520 3093932 SH DFND 6,5,1 1601462 1492470 0 RITCHIE BROS AUCTIONEERS COM 767744105 478 13843 SH DFND 5,1 13843 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 50303 682025 SH DFND 6,5,1 410157 271868 0 RPM INTL INC COM 749685103 472 11258 SH DFND 5,1 11258 0 0 RYANAIR HLDGS PLC SPONSORED ADR 783513104 7001 89418 PRN DFND 6,1 0 89418 0 RYDER SYS INC COM 783549108 436 5891 SH DFND 5,1 5891 0 0 SABRE CORP COM 78573M104 482 17750 SH DFND 5,1 17750 0 0 SALESFORCE COM INC COM 79466L302 3250 46805 SH DFND 4,3,1 42580 0 4225 SCANA CORP NEW COM 80589M102 484 8600 SH DFND 8,1 0 8600 0 SCIENCE APPLICATNS INTL CP N COM 808625107 306 7607 SH DFND 5,1 7607 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 25350 515620 SH DFND 6,5,1 310457 205163 0 SEALED AIR CORP NEW COM 81211K100 1313 28000 SH DFND 9,1 0 28000 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 238 3600 SH DFND 4,1 0 0 3600 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1485 20000 SH DFND 4,3,1 17000 0 3000 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 698 30804 SH DFND 3,1 30000 0 804 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2364 42100 SH DFND 3,1 42100 0 0 SELECTIVE INS GROUP INC COM 816300107 386 12435 SH DFND 5,1 12435 0 0 SENIOR HSG PPTYS TR SH BEN INT 81721M109 311 19221 SH DFND 5,1 19221 0 0 SERVICENOW INC COM 81762P102 3391 48825 SH DFND 4,3,1 44525 0 4300 SHAW COMMUNICATIONS INC CL B CONV 82028K200 51368 1987142 SH DFND 6,5,1 1202772 784370 0 SIGNET JEWELERS LIMITED SHS G81276100 327 2400 SH DFND 8,1 0 2400 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 243 9578 SH DFND 5,1 9578 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 615 7300 SH DFND 9,8,1 0 7300 0 SL GREEN RLTY CORP COM 78440X101 346 3200 SH DFND 3,1 0 0 3200 SOLAREDGE TECHNOLOGIES INC COM 83417M104 1930 84254 SH DFND 6,5,1 46963 37291 0 SOLERA HOLDINGS INC COM 83421A104 322 5965 SH DFND 5,1 5965 0 0 SPARTANNASH CO COM 847215100 313 12114 SH DFND 5,1 12114 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1479 13840 SH DFND 4,1 0 0 13840 SPDR S&P 500 ETF TR TR UNIT 78462F103 4410 23011 SH DFND 4,3,1 2021 0 20990 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 3905 109504 SH DFND 4,3,1 12604 0 96900 SPIRIT RLTY CAP INC NEW COM 84860W102 421 46016 SH DFND 5,1 46016 0 0 SPX CORP COM 784635104 14490 1216083 SH DFND 6,5,1 633980 582103 0 SPX FLOW INC COM 78469X107 41061 1190857 SH DFND 6,5,1 655440 535417 0 STAPLES INC COM 855030102 11849 1011450 SH DFND 6,5,1 613876 397574 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 445 6700 SH DFND 8,1 0 6700 0 STARWOOD PPTY TR INC COM 85571B105 573 27904 SH DFND 5,1 27904 0 0 STEEL DYNAMICS INC COM 858119100 298 17345 SH DFND 5,1 17345 0 0 STERIS CORP COM 859152100 683 10513 SH DFND 5,1 10513 0 0 SUN LIFE FINL INC COM 866796105 32060 744284 SH DFND 6,5,1 447472 296812 0 SUNEDISON INC COM 86732Y109 1248 173709 SH DFND 6,5,1 98536 75173 0 SUNOPTA INC COM 8676EP108 1454 299131 SH DFND 6,5,1 288296 10835 0 SUNPOWER CORP COM 867652406 13067 651881 SH DFND 6,5,1 395425 256456 0 SVB FINL GROUP COM 78486Q101 6124 53000 SH DFND 4,3,1 48500 0 4500 SYSCO CORP COM 871829107 40679 1043995 SH DFND 6,5,1 630403 413592 0 TAHOE RES INC COM 873868103 282 27340 SH DFND 5,1 27340 0 0 TELUS CORP COM 87971M103 946 30000 SH DFND 8,1 0 30000 0 TESSERA TECHNOLOGIES INC COM 88164L100 342 10539 SH DFND 5,1 10539 0 0 TETRA TECH INC NEW COM 88162G103 28336 1165590 SH DFND 6,5,1 607569 558021 0 THESTREET INC COM 88368Q103 52 22757 SH DFND 3,1 0 0 22757 THOMSON REUTERS CORP COM 884903105 373 6956 SH DFND 5,1 6956 0 0 TIME INC NEW COM 887228104 340 17843 SH DFND 5,1 17843 0 0 TIME WARNER CABLE INC COM 88732J207 636 3545 SH DFND 5,3,1 3545 0 0 TIMKEN CO COM 887389104 614 22328 SH DFND 5,1 22328 0 0 TJX COS INC NEW COM 872540109 28676 401541 SH DFND 6,5,1 241498 160043 0 TORO CO COM 891092108 21412 303484 SH DFND 6,5,1 158087 145397 0 TORONTO DOMINION BK ONT COM NEW 891160509 765 14542 SH DFND 5,1 14542 0 0 TOTAL SYS SVCS INC COM 891906109 23528 517841 SH DFND 6,5,1 312777 205064 0 TRAVELERS COMPANIES INC COM 89417E109 1568 15753 SH DFND 8,5,4,3,1 5556 10000 197 TRIMBLE NAVIGATION LTD COM 896239100 1358 82747 SH DFND 6,5,1 78038 4709 0 TRINA SOLAR LIMITED SPON ADR 89628E104 8240 920139 SH DFND 6,5,1 569202 350937 0 TRINITY INDS INC COM 896522109 362 15972 SH DFND 5,1 15972 0 0 TUPPERWARE BRANDS CORP COM 899896104 2376 48000 SH DFND 9,1 0 48000 0 TWITTER INC COM 90184L102 2673 99239 SH DFND 9,4,1 0 2398 96841 UNITED NAT FOODS INC COM 911163103 791 16305 SH DFND 6,5,1 16305 0 0 UNITEDHEALTH GROUP INC COM 91324P102 7219 62225 SH DFND 9,8,1 0 62225 0 VALE S A ADR 91912E105 420 100000 SH DFND 9,1 0 100000 0 VALERO ENERGY CORP NEW COM 91913Y100 42079 700201 SH DFND 9,8,6,5,1 389829 310372 0 VALSPAR CORP COM 920355104 641 8911 SH DFND 5,1 8911 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 980 8000 SH DFND 3,1 8000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 46341 1065570 SH DFND 9,6,5,4,3,1 680923 371092 13555 VISA INC COM CL A 92826C839 12302 176600 SH DFND 9,8,1 0 176600 0 VISHAY INTERTECHNOLOGY INC COM 928298108 353 36438 SH DFND 5,1 36438 0 0 W P CAREY INC COM 92936U109 624 10790 SH DFND 5,1 10790 0 0 WADDELL & REED FINL INC CL A 930059100 377 10833 SH DFND 5,1 10833 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 16722 201420 SH DFND 6,5,1 121162 80258 0 WASHINGTON FED INC COM 938824109 473 20778 SH DFND 5,1 20778 0 0 WASTE MGMT INC DEL COM 94106L109 1516 30440 SH DFND 4,3,1 16369 0 14071 WENDYS CO COM 95058W100 309 35656 SH DFND 5,1 35656 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 708 13086 SH DFND 5,1 13086 0 0 WESTAR ENERGY INC COM 95709T100 531 13809 SH DFND 5,1 13809 0 0 WESTERN REFNG INC COM 959319104 481 10900 SH DFND 5,1 10900 0 0 WILEY JOHN & SONS INC CL A 968223206 475 9482 SH DFND 5,1 9482 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 219 4000 SH DFND 3,1 4000 0 0 WORKDAY INC CL A 98138H101 2020 29340 SH DFND 4,3,1 26280 0 3060 WPX ENERGY INC COM 98212B103 177 26770 SH DFND 3,1 26770 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 689 9580 SH DFND 8,3,1 6580 3000 0