Chief Operating Officer and General Counsel

0001172661-15-000777.txt : 20150312 0001172661-15-000777.hdr.sgml : 20150312 20150312165404 ACCESSION NUMBER: 0001172661-15-000777 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150312 DATE AS OF CHANGE: 20150312 EFFECTIVENESS DATE: 20150312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RHJ International SA CENTRAL INDEX KEY: 0001513271 IRS NUMBER: 000000000 STATE OF INCORPORATION: C9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14449 FILM NUMBER: 15696558 BUSINESS ADDRESS: STREET 1: AVENUE LOUISE 326 CITY: BRUSSELS STATE: C9 ZIP: 2 BUSINESS PHONE: 003226436010 MAIL ADDRESS: STREET 1: AVENUE LOUISE 326 CITY: BRUSSELS STATE: C9 ZIP: 2 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001513271 XXXXXXXX 12-31-2014 12-31-2014 true 1 RESTATEMENT false RHJ International SA

Avenue Louise 326 Brussels C9 2

13F HOLDINGS REPORT 028-14449 N Dr. Ruediger Schmid-Kuehnhoefer Chief Operating Officer and General Counsel 44-203-207-7284 /s/ Ruediger Schmid-Kuehnhoefer London X0 03-12-2015 8 460 3856454 1 0001513269 028-14452 Kleinwort Benson Group Ltd 2 0001517434 028-14450 Kleinwort Benson Channel Island Holdings Ltd 3 0001517435 028-14451 Kleinwort Benson (Channel Islands) Investment Management Ltd 4 0001410251 028-13048 Kleinwort Benson Investors Dublin Ltd 5 0001463879 028-13513 Kleinwort Benson Investors International Ltd. 6 0000894041 BHF BANK AKTIENGESELLSCHAFT /ADR/ 7 0001491951 Frankfurt-Trust Investment Gesellschaft mit beschrankter Haftung 8 0001491950 Frankfurt-Trust Invest Luxembourg AG INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 23027 63201 SH DFND 8,7,6,4,3,2,1 5690 57260 251 ABBOTT LABS COM 002824100 28868 633071 SH DFND 8,7,6,5,4,1 607671 24500 900 ABBVIE INC COM 00287Y109 43613 617735 SH DFND 8,7,6,5,4,3,2,1 543555 61200 12980 ACTIVISION BLIZZARD INC COM 00507V109 2240 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518439104 4985 64400 SH DFND 8,7,6,1 0 64400 0 LEGGETT & PLATT INC COM 524660107 136 6845 SH DFND 4,1 6845 0 0 LIBERTY PPTY TR SH BEN INT 531172104 378 10578 SH DFND 4,1 10578 0 0 LILLY ELI & CO COM 532457108 42661 618366 SH DFND 5,4,3,2,1 615966 0 2400 LOCKHEED MARTIN CORP COM 539830109 82 425 SH DFND 3,2,1 0 0 425 LORILLARD INC COM 544147101 24092 378688 SH DFND 8,7,6,5,4,1 320268 58420 0 LOWES COS INC COM 548661107 3291 48000 SH DFND 7,6,1 0 48000 0 MACERICH CO COM 554382101 0 1 SH DFND 3,2,1 0 0 1 MACYS INC COM 55616P104 8568 130313 SH DFND 3,2,1 119303 0 11010 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 3 175 SH DFND 3,2,1 0 0 175 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 1049 34000 SH DFND 3,2,1 34000 0 0 MARKET VECTORS ETF TR MKTVEC INTMUETF 57060U845 2083 88000 SH DFND 3,2,1 88000 0 0 MARRIOTT INTL INC NEW CL A 571903202 656 8300 SH DFND 7,6,1 0 8300 0 MARSH & MCLENNAN COS INC COM 571748102 279 8150 SH DFND 1 0 0 8150 MASTEC INC COM 576323109 1330 58806 SH DFND 5,4,1 36254 22552 0 MASTERCARD INC CL A 57636Q104 12531 142920 SH DFND 8,7,6,3,2,1 0 130700 12220 MATTEL INC COM 577081102 35651 1152092 SH DFND 5,4,1 1151822 0 270 MAXIM INTEGRATED PRODS INC COM 57772K101 12968 412201 SH DFND 7,6,5,4,1 382201 30000 0 MCDONALDS CORP COM 580135101 16326 167459 SH DFND 5,4,1 164219 0 3240 MCKESSON CORP COM 58155Q103 565 2720 SH DFND 3,2,1 0 0 2720 MEAD JOHNSON NUTRITION CO COM 582839106 190 1887 SH DFND 1 0 0 1887 MEDIVATION INC COM 58501N101 544 5460 SH DFND 3,2,1 0 0 5460 MEDTRONIC INC COM 585055106 166 2300 SH DFND 3,2,1 0 0 2300 MERCK & CO INC NEW COM 58933Y105 28587 387933 SH DFND 8,7,6,5,4,3,2,1 352671 28850 6412 METLIFE INC COM 59156R108 127 3500 SH DFND 1 3500 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 281 7655 SH DFND 4,1 7655 0 0 MICRON TECHNOLOGY INC COM 595112103 301 8600 SH DFND 3,2,1 0 0 8600 MICROSOFT CORP COM 594918104 97560 2100314 SH DFND 5,4,3,2,1 2017910 0 82404 MONDELEZ INTL INC CL A 609207105 12891 354869 SH DFND 3,2,1 330087 0 24782 MONSANTO CO NEW COM 61166W101 12914 106332 SH DFND 8,7,6,5,4,3,2,1 88332 18000 0 MONSTER BEVERAGE CORP COM 611740101 790 7100 SH DFND 7,6,1 0 7100 0 MOSAIC CO NEW COM 61945C103 2412 54306 SH DFND 5,4,1 54046 0 260 MOTOROLA SOLUTIONS INC COM NEW 620076307 144 2142 SH DFND 3,2,1 2142 0 0 MUELLER WTR PRODS INC COM SER A 624758108 20924 2043402 SH DFND 5,4,1 930837 1112565 0 NATIONAL OILWELL VARCO INC COM 637071101 34643 781308 SH DFND 5,4,1 781308 0 0 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 321 12304 SH DFND 3,2,1 0 0 12304 NEW YORK CMNTY BANCORP INC COM 649445103 995 62173 SH DFND 4,3,2,1 46892 0 15281 NEWMONT MINING CORP COM 651639106 40 2100 SH DFND 3,2,1 0 0 2100 NEXTERA ENERGY INC COM 65339F101 6930 65203 SH DFND 5,4,1 42957 22246 0 NORFOLK SOUTHERN CORP COM 655844108 12544 114442 SH DFND 5,4,3,2,1 113742 0 700 NORTHEAST UTILS COM 664397106 1129 20100 SH DFND 7,6,1 0 20100 0 NORTHERN TR CORP COM 665859104 336 6008 SH DFND 4,1 6008 0 0 NORTHROP GRUMMAN CORP COM 666807102 46 740 SH DFND 1 0 0 740 NU SKIN ENTERPRISES INC CL A 67018T105 48 1100 SH DFND 3,2,1 0 0 1100 NUCOR CORP COM 670346105 251 5100 SH DFND 7,6,1 0 5100 0 NUVEEN FLOATING RATE INCOME COM 67072T108 165 15000 SH DFND 3,2,1 0 0 15000 OCCIDENTAL PETE CORP DEL COM 674599105 1532 18747 SH DFND 8,7,6,4,1 6942 2200 9605 OCH ZIFF CAP MGMT GROUP CL A 67551U105 137 11705 SH DFND 3,2,1 0 0 11705 OMNICOM GROUP INC COM 681919106 1963 25334 SH DFND 3,2,1 15490 0 9844 ONEOK INC NEW COM 682680103 299 6318 SH DFND 4,1 6318 0 0 ORACLE CORP COM 68389X105 34426 754783 SH DFND 8,7,6,4,3,2,1 3178 715170 36435 OWENS CORNING NEW COM 690742101 3950 160244 SH DFND 5,4,1 112498 47746 0 PATTERN ENERGY GROUP INC CL A 70338P100 3796 153942 SH DFND 5,4,1 80700 73242 0 PAYCHEX INC COM 704326107 10087 218482 SH DFND 5,4,1 218482 0 0 PENN WEST PETE LTD NEW COM 707887105 93 38134 SH DFND 4,1 38134 0 0 PENNEY J C INC COM 708160106 7 1042 SH DFND 1 0 0 1042 PEOPLES UNITED FINANCIAL INC COM 712704105 40442 2664183 SH DFND 5,4,1 2664183 0 0 PEPCO HOLDINGS INC COM 713291102 215 7971 SH DFND 4,1 7971 0 0 PEPSICO INC COM 713448108 14 150 SH DFND 3,2,1 0 0 150 PFIZER INC COM 717081103 33688 1081489 SH DFND 5,4,3,2,1 1077656 0 3833 PHH CORP COM NEW 693320202 39 1645 SH DFND 3,2,1 1645 0 0 PHILIP MORRIS INTL INC COM 718172109 54250 652042 SH DFND 8,7,6,5,4,3,2,1 430641 185655 35746 PHILLIPS 66 COM 718546104 293 4090 SH DFND 4,3,2,1 3840 0 250 PICO HLDGS INC COM NEW 693366205 41063 2178383 SH DFND 5,4,1 1033210 1145173 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 277 9000 SH DFND 3,2,1 0 0 9000 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 162 1510 SH DFND 1 0 0 1510 PINNACLE WEST CAP CORP COM 723484101 9907 183641 SH DFND 5,4,1 183641 0 0 PIONEER NAT RES CO COM 723787107 7763 52156 SH DFND 3,2,1 47591 0 4565 PLUM CREEK TIMBER CO INC COM 729251108 543 12500 SH DFND 7,6,1 0 12500 0 POST HLDGS INC COM 737446104 0 1 SH DFND 3,2,1 0 0 1 POTASH CORP SASK INC COM 73755L107 13243 374321 SH DFND 5,4,1 374321 0 0 POWERSHARES DB CMDTY 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NEW 755111507 51 475 SH DFND 3,2,1 0 0 475 REGAL BELOIT CORP COM 758750103 2072 27551 SH DFND 5,4,1 18627 8924 0 REGENCY CTRS CORP COM 758849103 143 2200 SH DFND 7,6,1 0 2200 0 REGIONS FINL CORP NEW COM 7591EP100 7498 710000 SH DFND 3,2,1 607000 0 103000 RENTECH INC COM 760112102 1210 960215 SH DFND 5,4,1 960215 0 0 REPUBLIC SVCS INC COM 760759100 1030 25200 SH DFND 7,6,1 0 25200 0 REXNORD CORP NEW COM 76169B102 68871 2441358 SH DFND 5,4,1 1147377 1293981 0 REYNOLDS AMERICAN INC COM 761713106 38233 583091 SH DFND 8,7,6,5,4,3,2,1 533676 46380 3035 ROCKWELL AUTOMATION INC COM 773903109 2036 18000 SH DFND 7,6,1 0 18000 0 ROPER INDS INC NEW COM 776696106 1501 9600 SH DFND 1 0 0 9600 ROYAL BK CDA MONTREAL QUE COM 780087102 32859 408690 SH DFND 5,4,1 408690 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 166 6500 SH DFND 3,2,1 0 0 6500 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 132 1897 SH DFND 3,2,1 0 0 1897 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 248 3697 SH DFND 3,2,1 0 0 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SPDR TR TECHNOLOGY 81369Y803 62 1500 SH DFND 1 0 0 1500 SERVICE CORP INTL COM 817565104 33 1434 SH DFND 1 0 0 1434 SERVICENOW INC COM 81762P102 3596 53005 SH DFND 3,2,1 48705 0 4300 SHAW COMMUNICATIONS INC CL B CONV 82028K200 44885 1637542 SH DFND 5,4,1 1637542 0 0 SHERWIN WILLIAMS CO COM 824348106 1483 5600 SH DFND 8,7,6,1 0 5600 0 SIGMA ALDRICH CORP COM 826552101 1345 9800 SH DFND 8,7,6,1 0 9800 0 SILVER WHEATON CORP COM 828336107 2995 130000 SH DFND 8,7,6,1 0 130000 0 SIMON PPTY GROUP INC NEW COM 828806109 9493 52128 SH DFND 3,2,1 49435 0 2693 SJW CORP COM 784305104 9252 288050 SH DFND 5,4,1 130183 157867 0 SL GREEN RLTY CORP COM 78440X101 619 5200 SH DFND 3,2,1 0 0 5200 SMUCKER J M CO COM NEW 832696405 10 100 SH DFND 3,2,1 100 0 0 SOUTHERN CO COM 842587107 1982 54000 SH DFND 8,7,6,1 0 54000 0 SPARK NETWORKS INC COM 84651P100 32 9000 SH DFND 1 0 0 9000 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 26 146 SH DFND 3,2,1 0 0 146 SPDR GOLD TRUST GOLD SHS 78463V107 2347 13840 SH DFND 1 0 0 13840 SPDR S&P 500 ETF TR TR UNIT 78462F103 8728 42462 SH DFND 3,2,1 992 0 41470 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 5646 146230 SH DFND 3,2,1 1030 0 145200 SPDR SERIES TRUST DB INT GVT ETF 78464A490 63 1135 SH DFND 1 0 0 1135 SPDR SERIES TRUST DJ REIT ETF 78464A607 107 1180 SH DFND 1 0 0 1180 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 52 3100 SH DFND 1 0 0 3100 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 29 300 SH DFND 1 0 0 300 SPECTRA ENERGY CORP COM 847560109 145 5055 SH DFND 4,1 5055 0 0 SPLUNK INC COM 848637104 3788 64255 SH DFND 3,2,1 60635 0 3620 SPX CORP COM 784635104 21221 246985 SH DFND 5,4,1 114232 132753 0 STAPLES INC COM 855030102 40330 2225732 SH DFND 5,4,1 2225732 0 0 STARBUCKS CORP COM 855244109 10839 132104 SH DFND 3,2,1 118736 0 13368 STRYKER CORP COM 863667101 21514 334800 SH DFND 8,7,6,1 0 334800 0 SUN LIFE FINL INC COM 866796105 23335 718649 SH DFND 5,4,1 718649 0 0 SUNEDISON INC COM 86732Y109 3233 165706 SH DFND 5,4,1 86204 79502 0 SUNOPTA INC COM 8676EP108 3671 266771 SH DFND 5,4,1 257999 8772 0 SUNPOWER CORP COM 867652406 9365 362552 SH DFND 5,4,1 236303 126249 0 SVB FINL GROUP COM 78486Q101 6705 57770 SH DFND 3,2,1 54440 0 3330 SYSCO CORP COM 871829107 9689 351813 SH DFND 5,4,1 351813 0 0 TABLEAU SOFTWARE INC CL A 87336U105 186 2200 SH DFND 1 0 0 2200 TARGET CORP COM 87612E106 3984 63560 SH DFND 8,7,6,1 0 63400 160 TELEFONICA S A SPONSORED ADR 879382208 28 1999 SH DFND 3,2,1 0 0 1999 TELUS CORP COM 87971M103 1619 60000 SH DFND 8,7,6,1 0 60000 0 TEMPLETON EMERG MKTS INCOME COM 880192109 109 9600 SH DFND 1 9600 0 0 TESORO CORP COM 881609101 30 400 SH DFND 3,2,1 0 0 400 TETRA TECH INC NEW COM 88162G103 44746 1675886 SH DFND 5,4,1 770033 905853 0 THE ADT CORPORATION COM 00101J106 18 461 SH DFND 1 0 0 461 THERMO FISHER SCIENTIFIC INC COM 883556102 2664 21000 SH DFND 8,7,6,1 0 21000 0 THESTREET INC COM 88368Q103 52 21757 SH DFND 3,2,1 0 0 21757 THOMSON REUTERS CORP COM 884903105 814 17372 SH DFND 4,1 17372 0 0 TIFFANY & CO NEW COM 886547108 2934 27000 SH DFND 7,6,1 0 27000 0 TIME WARNER CABLE INC COM 88732J207 532 3500 SH DFND 4,3,2,1 3500 0 0 TIME WARNER INC COM NEW 887317303 2219 25708 SH DFND 8,7,6,4,3,2,1 12273 6360 7075 TITAN INTL INC ILL COM 88830M102 1744 164094 SH DFND 5,4,1 164094 0 0 TJX COS INC NEW COM 872540109 2666 39000 SH DFND 7,6,1 0 39000 0 TORONTO DOMINION BK ONT COM NEW 891160509 359 6619 SH DFND 4,1 6619 0 0 TRAVELERS COMPANIES INC COM 89417E109 795 7506 SH DFND 4,3,2,1 7309 0 197 TRIMBLE NAVIGATION LTD COM 896239100 4183 157612 SH DFND 5,4,1 152315 5297 0 TRINA SOLAR LIMITED SPON ADR 89628E104 1902 779665 SH DFND 7,6,5,4,1 473037 306628 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 2309 50531 SH DFND 8,7,6,3,2,1 0 26240 24291 TWENTY FIRST CENTY FOX INC CL B 90130A200 75 2031 SH DFND 1 0 0 2031 TWITTER INC COM 90184L102 6947 193683 SH DFND 1 0 0 193683 U S SILICA HLDGS INC COM 90346E103 1887 72000 SH DFND 8,7,6,1 0 72000 0 UNDER ARMOUR INC CL A 904311107 34 500 SH DFND 1 0 0 500 UNION PAC CORP COM 907818108 15467 129837 SH DFND 4,3,2,1 120247 0 9590 UNIT CORP COM 909218109 141 4140 SH DFND 3,2,1 0 0 4140 UNITED PARCEL SERVICE INC CL B 911312106 14609 129913 SH DFND 8,7,6,5,4,1 119913 10000 0 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 65 1350 SH DFND 1 0 0 1350 UNITED TECHNOLOGIES CORP COM 913017109 11105 96562 SH DFND 3,2,1 90227 0 6335 UNITEDHEALTH GROUP INC COM 91324P102 9783 95605 SH DFND 8,7,6,4,1 3385 92220 0 US BANCORP DEL COM NEW 902973304 8 175 SH DFND 3,2,1 0 0 175 V F CORP COM 918204108 5886 78000 SH DFND 8,7,6,1 0 78000 0 VALERO ENERGY CORP NEW COM 91913Y100 4301 86000 SH DFND 8,7,6,1 0 86000 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2521 13380 SH DFND 3,2,1 0 0 13380 VANGUARD INDEX FDS TOTAL STK MKT 922908769 95 900 SH DFND 3,2,1 900 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 16 400 SH DFND 3,2,1 0 0 400 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 144 2740 SH DFND 3,2,1 2740 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 689 5488 SH DFND 3,2,1 5488 0 0 VEECO INSTRS INC DEL COM 922417100 2126 60942 SH DFND 5,4,1 30151 30791 0 VENTAS INC COM 92276F100 0 1 SH DFND 3,2,1 0 0 1 VERIZON COMMUNICATIONS INC COM 92343V104 40911 860379 SH DFND 8,7,6,5,4,3,2,1 822284 21910 16185 VIACOM INC NEW CL B 92553P201 3998 52000 SH DFND 8,7,6,1 0 52000 0 VIRNETX HLDG CORP COM 92823T108 32 5860 SH DFND 1 0 0 5860 VISA INC COM CL A 92826C839 22387 84025 SH DFND 8,7,6,3,2,1 0 83300 725 VISTEON CORP COM NEW 92839U206 0 2 SH DFND 1 0 0 2 VMWARE INC CL A COM 928563402 3264 44000 SH DFND 8,7,6,1 0 44000 0 W P CAREY INC COM 92936U109 119 1700 SH DFND 1 0 0 1700 WAL-MART STORES INC COM 931142103 200 2333 SH DFND 3,2,1 0 0 2333 WASHINGTON PRIME GROUP INC COM 939647103 0 1 SH DFND 3,2,1 0 0 1 WELLS FARGO & CO NEW COM 949746101 16025 292325 SH DFND 4,3,2,1 245285 0 47040 WESTERN DIGITAL CORP COM 958102105 227 2048 SH DFND 4,1 2048 0 0 WESTERN UN CO COM 959802109 17157 917990 SH DFND 5,4,1 917990 0 0 WESTLAKE CHEM CORP COM 960413102 378 6100 SH DFND 7,6,1 0 6100 0 WEYERHAEUSER CO COM 962166104 304 8300 SH DFND 7,6,1 0 8300 0 WHOLE FOODS MKT INC COM 966837106 3181 64000 SH DFND 7,6,1 0 64000 0 WILLIAMS COS INC DEL COM 969457100 4192 93273 SH DFND 4,3,2,1 93273 0 0 WILLIAMS SONOMA INC COM 969904101 135 1780 SH DFND 3,2,1 0 0 1780 WINDSTREAM HLDGS INC COM 97382A101 157 19060 SH DFND 4,1 19060 0 0 WORKDAY INC CL A 98138H101 2820 34550 SH DFND 3,2,1 29850 0 4700 WPX ENERGY INC COM 98212B103 311 26770 SH DFND 3,2,1 26770 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 1274 14680 SH DFND 7,6,3,2,1 6580 8100 0 XCEL ENERGY INC COM 98389B100 1080 29000 SH DFND 7,6,1 0 29000 0 XYLEM INC COM 98419M100 17937 471167 SH DFND 5,4,1 216918 254249 0 YAHOO INC COM 984332106 444 8795 SH DFND 3,2,1 5000 0 3795 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 221 100499 SH DFND 7,6,3,2,1 0 100000 499 ZIMMER HLDGS INC COM 98956P102 54 554 SH DFND 1 0 0 554 ZYNGA INC CL A 98986T108 30 11150 SH DFND 1 0 0 11150