0001513227-18-000002.txt : 20180501 0001513227-18-000002.hdr.sgml : 20180501 20180430192145 ACCESSION NUMBER: 0001513227-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180501 DATE AS OF CHANGE: 20180430 EFFECTIVENESS DATE: 20180501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smart Portfolios, LLC CENTRAL INDEX KEY: 0001513227 IRS NUMBER: 753072032 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14414 FILM NUMBER: 18792492 BUSINESS ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 BUSINESS PHONE: 206-686-3644 MAIL ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001513227 XXXXXXXX 03-31-2018 03-31-2018 Smart Portfolios, LLC

17865 BALLINGER WAY NE SEATTLE WA 98155

13F HOLDINGS REPORT 028-14414 N Ron Thompson 2066864840 Ron Thompson Seattle WA 04-30-2018 1 132 152773 false 1 0000849854 028-15527 STRATEGIC WEALTH MANAGEMENT INC /ADV INFORMATION TABLE 2 smartportfolios_2018Q1_13f.xml 1Q 2018 ISHARES TR FLTG RATE NT ETF 46429B655 16454 323069 SH DFND 1 0 0 0 ISHARES INC MSCI HONG KG ETF 464286871 3498 138200 SH DFND 1 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 5745 122293 SH DFND 1 0 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 7262 239669 SH DFND 1 0 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 2226 67507 SH DFND 1 0 0 0 ISHARES TR MSCI INDIA ETF 46429B598 6734 197291 SH DFND 1 0 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 5784 144346 SH DFND 1 0 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 7086 81982 SH DFND 1 0 0 0 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 5831 97256 SH DFND 1 0 0 0 ISHARES TR MIN VOL USA ETF 46429B697 2374 45708 SH DFND 1 0 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 4669 45978 SH DFND 1 0 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 4359 92269 SH DFND 1 0 0 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 2264 39764 SH DFND 1 0 0 0 DBX ETF TR XTRACK MSCI EAFE 233051200 5806 189070 SH DFND 1 0 0 0 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 4843 40192 SH DFND 1 0 0 0 ARK ETF TR INNOVATION ETF 00214Q104 2367 60578 SH DFND 1 0 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 4342 181895 SH DFND 1 0 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 5728 65295 SH DFND 1 0 0 0 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 5823 230525 SH DFND 1 0 0 0 ISHARES INC MSCI PAC JP ETF 464286665 3450 74263 SH DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3464 42553 SH DFND 1 0 0 0 PFIZER INC COM 717081103 97 2735 SH SOLE 0 0 0 0 GENERAL ELECTRIC CO COM 369604103 51 3750 SH SOLE 0 0 0 0 POWERSHARES ETF TR II S&P400 LOVL PT 73937B647 42 937 SH SOLE 0 0 0 0 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 1810 71654 SH SOLE 0 0 0 0 DBX ETF TR XTRACK MSCI EAFE 233051200 1816 59150 SH SOLE 0 0 0 0 ISHARES TR TIPS BD ETF 464287176 28 250 SH SOLE 0 0 0 0 ISHARES TR MIN VOL USA ETF 46429B697 234 4498 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 171 3244 SH SOLE 0 0 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 1952 48715 SH SOLE 0 0 0 0 PEPSICO INC COM 713448108 79 724 SH SOLE 0 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 113 600 SH SOLE 0 0 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 72 1952 SH SOLE 0 0 0 0 ISHARES INC MSCI HONG KG ETF 464286871 908 35862 SH SOLE 0 0 0 0 VALERO ENERGY CORP NEW COM 91913Y100 56 600 SH SOLE 0 0 0 0 TARGET CORP COM 87612E106 43 624 SH SOLE 0 0 0 0 UNION PAC CORP COM 907818108 215 1600 SH SOLE 0 0 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 1092 45732 SH SOLE 0 0 0 0 ARK ETF TR INNOVATION ETF 00214Q104 748 19150 SH SOLE 0 0 0 0 ANADARKO PETE CORP COM 032511107 18 306 SH SOLE 0 0 0 0 AT&T INC COM 00206R102 40 1115 SH SOLE 0 0 0 0 APPLE INC COM 037833100 134 800 SH SOLE 0 0 0 0 TEXAS INSTRS INC COM 882508104 166 1600 SH SOLE 0 0 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 4 230 SH SOLE 0 0 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 42 1698 SH SOLE 0 0 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 1084 8898 SH SOLE 0 0 0 0 PROCTER AND GAMBLE CO COM 742718109 24 304 SH SOLE 0 0 0 0 PHILIP MORRIS INTL INC COM 718172109 48 487 SH SOLE 0 0 0 0 DBX ETF TR XTRACK MSCI EMRG 233051101 644 26450 SH SOLE 0 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 103 2353 SH SOLE 0 0 0 0 CHINA TECHFAITH WIRLS COMM T SPON ADR NEW 169424207 5 2200 SH SOLE 0 0 0 0 WALMART INC COM 931142103 89 1000 SH SOLE 0 0 0 0 INTEL CORP COM 458140100 248 4769 SH SOLE 0 0 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 80 1035 SH SOLE 0 0 0 0 NEWS CORP NEW CL A 65249B109 8 488 SH SOLE 0 0 0 0 EXXON MOBIL CORP COM 30231G102 76 1023 SH SOLE 0 0 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 58 3787 SH SOLE 0 0 0 0 PURECYCLE CORP COM NEW 746228303 151 15990 SH SOLE 0 0 0 0 CISCO SYS INC COM 17275R102 146 3400 SH SOLE 0 0 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 28 700 SH SOLE 0 0 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 154 808 SH SOLE 0 0 0 0 JPMORGAN CHASE & CO COM 46625H100 42 385 SH SOLE 0 0 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 22 996 SH SOLE 0 0 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 19 350 SH SOLE 0 0 0 0 COMCAST CORP NEW CL A 20030N101 47 1382 SH SOLE 0 0 0 0 CHEVRON CORP NEW COM 166764100 68 600 SH SOLE 0 0 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 14 218 SH SOLE 0 0 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 1099 33324 SH SOLE 0 0 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 3063 60150 SH SOLE 0 0 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 37 200 SH SOLE 0 0 0 0 MICRO FOCUS INTERNATIONAL PL SPON ADR NEW 594837304 2 130 SH SOLE 0 0 0 0 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 1804 30081 SH SOLE 0 0 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 29 584 SH SOLE 0 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 56 476 SH SOLE 0 0 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 121 2725 SH SOLE 0 0 0 0 EVER GLORY INTL GRP INC COM NEW 299766204 82 21000 SH SOLE 0 0 0 0 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 1528 12682 SH SOLE 0 0 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 330 4375 SH SOLE 0 0 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 6 624 SH SOLE 0 0 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 271 3137 SH SOLE 0 0 0 0 LILLY ELI & CO COM 532457108 33 429 SH SOLE 0 0 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 24 1074 SH SOLE 0 0 0 0 ALTABA INC COM 021346101 222 3000 SH SOLE 0 0 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 2301 75953 SH SOLE 0 0 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 14 487 SH SOLE 0 0 0 0 ALTRIA GROUP INC COM 02209S103 129 2075 SH SOLE 0 0 0 0 CITIGROUP INC COM NEW 172967424 41 600 SH SOLE 0 0 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 300 3284 SH SOLE 0 0 0 0 OPPENHEIMER ETF TR LARGE CAP REV ET 68386C104 299 6009 SH SOLE 0 0 0 0 HOME DEPOT INC COM 437076102 89 500 SH SOLE 0 0 0 0 ACORN INTL INC SPONSORD ADR NEW 004854204 44 2250 SH SOLE 0 0 0 0 DOWDUPONT INC COM 26078J100 74 1163 SH SOLE 0 0 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 243 1565 SH SOLE 0 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 214 1000 SH SOLE 0 0 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 28 2500 SH SOLE 0 0 0 0 AMGEN INC COM 031162100 85 500 SH SOLE 0 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 36 760 SH SOLE 0 0 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 1813 20670 SH SOLE 0 0 0 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 1571 27604 SH SOLE 0 0 0 0 COCA COLA CO COM 191216100 36 836 SH SOLE 0 0 0 0 MERCK & CO INC COM 58933Y105 74 1364 SH SOLE 0 0 0 0 ISHARES TR S&P 500 VAL ETF 464287408 227 2073 SH SOLE 0 0 0 0 DOMINION ENERGY INC COM 25746U109 28 408 SH SOLE 0 0 0 0 ISHARES TR S&P US PFD STK 464288687 98 2600 SH SOLE 0 0 0 0 MICROSOFT CORP COM 594918104 801 8778 SH SOLE 0 0 0 0 VANGUARD GROUP DIV APP ETF 921908844 1519 15037 SH SOLE 0 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 561 11628 SH SOLE 0 0 0 0 STARBUCKS CORP COM 855244109 331 5720 SH SOLE 0 0 0 0 NORDSTROM INC COM 655664100 19 400 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 873 10719 SH SOLE 0 0 0 0 MCDONALDS CORP COM 580135101 187 1195 SH SOLE 0 0 0 0 ANTHEM INC COM 036752103 161 732 SH SOLE 0 0 0 0 ALPHABET INC CAP STK CL A 02079K305 311 300 SH SOLE 0 0 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1681 10500 SH SOLE 0 0 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1511 14877 SH SOLE 0 0 0 0 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 823 45195 SH SOLE 0 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 202 2906 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 232 4944 SH SOLE 0 0 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 229 4843 SH SOLE 0 0 0 0 DXC TECHNOLOGY CO COM 23355L106 8 81 SH SOLE 0 0 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 79 1900 SH SOLE 0 0 0 0 ALPHABET INC CAP STK CL C 02079K107 103 100 SH SOLE 0 0 0 0 CATERPILLAR INC DEL COM 149123101 29 200 SH SOLE 0 0 0 0 CONOCOPHILLIPS COM 20825C104 17 282 SH SOLE 0 0 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 11 515 SH SOLE 0 0 0 0 CONCORD MED SVCS HLDGS LTD SPON ADR CL A 206277105 54 19000 SH SOLE 0 0 0 0 BANK AMER CORP COM 060505104 61 2018 SH SOLE 0 0 0 0 BP PLC SPONSORED ADR 055622104 142 3500 SH SOLE 0 0 0 0 ISHARES INC MSCI PAC JP ETF 464286665 1069 23008 SH SOLE 0 0 0 0 JOHNSON & JOHNSON COM 478160104 150 1168 SH SOLE 0 0 0 0 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 120 3043 SH SOLE 0 0 0 0 ISHARES TR MSCI INDIA ETF 46429B598 1840 53919 SH SOLE 0 0 0 0