0001513227-13-000004.txt : 20131114 0001513227-13-000004.hdr.sgml : 20131114 20131114142601 ACCESSION NUMBER: 0001513227-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smart Portfolios, LLC CENTRAL INDEX KEY: 0001513227 IRS NUMBER: 753072032 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14414 FILM NUMBER: 131219016 BUSINESS ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 BUSINESS PHONE: 206-686-3644 MAIL ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001513227 XXXXXXXX 09-30-2013 09-30-2013 Smart Portfolios, LLC

17865 BALLINGER WAY NE SEATTLE WA 98155

13F HOLDINGS REPORT 028-14414 N Ronald Thompson 206-686-4840 Ronald J Thompson Seattle WA 11-14-2013 1 22 69364 false 1 0000849854 028-15527 STRATEGIC WEALTH MANAGEMENT INC /ADV INFORMATION TABLE 2 20130930_smp_13f.xml 13F 09-30-2013 FINANCIAL SELECT SECTOR SPDR (ETF) ETF 81369Y605 588 29642 SH SOLE 0 22777 6865 HEALTH CARE SPDR (ETF) ETF 81369Y209 4593 90783 SH SOLE 1 0 86912 3871 ISHARES DOW JONES US HEALTHCARE (ETF) ETF 464287762 1350 12609 SH SOLE 0 12538 71 ISHARES FTSE/XINHUA CHINA 25 INDEX (ETF) ETF 464287184 322 8656 SH SOLE 0 6646 2010 ISHARES LEHMAN 1-3 YEAR TREAS.BOND (ETF) ETF 464287457 1723 20381 SH SOLE 0 19671 710 ISHARES MSCI AUSTRALIA INDEX FUND (ETF) ETF 464286103 307 12114 SH SOLE 0 9317 2797 ISHARES MSCI BRAZIL INDEX (ETF) ETF 464286400 625 13057 SH SOLE 0 10057 3000 ISHARES MSCI EAFE INDEX FUND (ETF) ETF 464287465 2038 31943 SH SOLE 0 29584 2359 ISHARES NASDAQ BIOTECHNOLOGY INDEX (ETF) ETF 464287556 9210 43931 SH SOLE 1 0 43653 278 ISHARES RUSSELL 2000 VALUE INDEX (ETF) ETF 464287630 585 6400 SH SOLE 0 4913 1487 ISHARES RUSSELL MIDCAP GROWTH IDX. (ETF) ETF 464287481 625 7993 SH SOLE 0 6146 1847 ISHARES RUSSELL MIDCAP VALUE INDEX (ETF) ETF 464287473 8077 132552 SH SOLE 1 0 129032 3520 ISHARES S&P LATIN AMERICA 40 INDEX (ETF) ETF 464287390 718 18769 SH SOLE 0 18665 104 POWERSHARES QQQ TRUST, SERIES 1 (ETF) ETF 73935A104 9124 115728 SH SOLE 1 0 113005 2723 REVENUESHARES LARGE CAP FUND (ETF) ETF 761396100 1265 38495 SH SOLE 0 38255 240 SPDR DJ GLOBAL TITANS (ETF) ETF 78464A706 720 11239 SH SOLE 0 11173 66 SPDR S&P 500 ETF ETF 78462F103 7667 45657 SH SOLE 1 0 44517 1140 SPDR S&P DIVIDEND (ETF) ETF 78464A763 1399 20267 SH SOLE 0 20147 120 SPDR S&P INTERNATIONAL DIVIDEND (ETF) ETF 78463X772 1793 38415 SH SOLE 0 36256 2159 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 7256 32053 SH SOLE 1 0 31804 249 SPDR S&P RETAIL (ETF) ETF 78464A714 7974 97227 SH SOLE 1 0 96544 683 VANGUARD DIVIDEND APPRECIATION ETF ETF 921908844 1405 20099 SH SOLE 0 19982 117