The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTIVE POWER INC | COM | 00504W308 | 37 | 16,900 | SH | DFND | 1, 2, 3, 4 | 16,900 | 0 | 0 | |
AMERICAN INTERNATIONAL GROUP | COM | 026874784 | 5,479 | 100,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 100,000 |
AMBAC FINANCIAL GROUP-CW23 | WTS | 023139116 | 683 | 50,782 | SH | DFND | 1, 2, 3, 4 | 0 | 0 | 50,782 | |
AMERICAN HOMES 4 RENT- A | COM | 02665T306 | 166 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 | |
AMKOR TECHNOLOGY INC | COM | 031652100 | 1,164 | 131,711 | SH | DFND | 1, 2, 3, 4 | 131,711 | 0 | 0 | |
AMREP CORP | COM | 032159105 | 582 | 113,095 | SH | DFND | 1, 2, 3, 4 | 113,095 | 0 | 0 | |
AMAZON.COM INC | COM | 023135106 | 269,996 | 725,600 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 725,600 |
ANWORTH MORTGAGE ASSET CORP | COM | 037347101 | 2,856 | 561,038 | SH | DFND | 1, 2, 3, 4 | 561,038 | 0 | 0 | |
APACHE CORP | COM | 037411105 | 603 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 | |
APACHE CORP | COM | 037411105 | 19,909 | 330,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 330,000 |
APOLLO GLOBAL MANAGEMENT - A | COM | 037612306 | 324 | 15,000 | SH | DFND | 1, 2, 3, 4 | 15,000 | 0 | 0 | |
ASB BANCORP INC | COM | 00213T109 | 662 | 32,300 | SH | DFND | 1, 2, 3, 4 | 32,300 | 0 | 0 | |
DEUTSCHE X-TRACKERS HARVEST | COM | 233051879 | 18,738 | 450,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 450,000 |
ATHENAHEALTH INC | COM | 04685W103 | 9,885 | 82,800 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 82,800 |
ATLANTIC COAST FINANCIAL COR | COM | 048426100 | 3,112 | 750,000 | SH | DFND | 1, 2, 3, 4 | 750,000 | 0 | 0 | |
BANK OF THE OZARKS | COM | 063904106 | 563 | 15,239 | SH | DFND | 1, 2, 3, 4 | 15,239 | 0 | 0 | |
BENEFICIAL BANCORP INC | COM | 08171T102 | 7,606 | 673,709 | SH | DFND | 1, 2, 3, 4 | 673,709 | 0 | 0 | |
BAKER HUGHES INC | COM | 057224107 | 3,815 | 60,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 60,000 |
BLACKROCK RESOURCES & COMMOD | COM | 09257A108 | 398 | 41,671 | SH | DFND | 1, 2, 3, 4 | 41,671 | 0 | 0 | |
BLACKSTONE GROUP LP/THE | COM | 09253U108 | 778 | 20,000 | SH | DFND | 1, 2, 3, 4 | 20,000 | 0 | 0 | |
BLUE HILLS BANCORP INC | COM | 095573101 | 1,317 | 99,600 | SH | DFND | 1, 2, 3, 4 | 99,600 | 0 | 0 | |
CITIGROUP INC | COM | 172967424 | 979 | 19,000 | SH | DFND | 1, 2, 3, 4 | 19,000 | 0 | 0 | |
CITIGROUP INC | COM | 172967424 | 72,128 | 1,400,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 1,400,000 |
CAPITAL SENIOR LIVING CORP | COM | 140475104 | 48,871 | 1,883,983 | SH | DFND | 1, 2, 3, 4 | 1,883,983 | 0 | 0 | |
CARNIVAL CORP | COM | 143658300 | 2,153 | 45,000 | SH | DFND | 1, 2, 3, 4 | 45,000 | 0 | 0 | |
CARNIVAL CORP | COM | 143658300 | 28,226 | 590,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 590,000 |
CHICAGO BRIDGE & IRON CO NV | COM | 167250109 | 9,852 | 200,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 200,000 |
CHARTER FINANCIAL CORP | COM | 16122W108 | 1,726 | 150,124 | SH | DFND | 1, 2, 3, 4 | 150,124 | 0 | 0 | |
CHC GROUP LTD | COM | G07021101 | 63 | 47,300 | SH | DFND | 1, 2, 3, 4 | 47,300 | 0 | 0 | |
CITIZENS COMMUNITY BANCORP I | COM | 174903104 | 1,033 | 113,490 | SH | DFND | 1, 2, 3, 4 | 113,490 | 0 | 0 | |
CLEAR CHANNEL OUTDOOR-CL A | COM | 18451C109 | 3,008 | 297,218 | SH | DFND | 1, 2, 3, 4 | 297,218 | 0 | 0 | |
CLIFTON BANCORP INC | COM | 186873105 | 1,730 | 122,576 | SH | DFND | 1, 2, 3, 4 | 122,576 | 0 | 0 | |
COWEN GROUP INC-CLASS A | COM | 223622101 | 8,894 | 1,710,379 | SH | DFND | 1, 2, 3, 4 | 1,710,379 | 0 | 0 | |
SALESFORCE.COM INC | COM | 79466L302 | 5,345 | 80,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 80,000 |
DEVON ENERGY CORP | COM | 25179M103 | 5,156 | 85,490 | SH | DFND | 1, 2, 3, 4 | 85,490 | 0 | 0 | |
DEVON ENERGY CORP | COM | 25179M103 | 34,298 | 568,700 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 568,700 |
DEX MEDIA INC | COM | 25213A107 | 51 | 12,206 | SH | DFND | 1, 2, 3, 4 | 12,206 | 0 | 0 | |
EAGLE ROCK ENERGY PARTNERS | COM | 26985R104 | 149 | 64,100 | SH | DFND | 1, 2, 3, 4 | 64,100 | 0 | 0 | |
EASTERN VIRGINIA BANKSHARES | COM | 277196101 | 302 | 48,200 | SH | DFND | 1, 2, 3, 4 | 48,200 | 0 | 0 | |
ELDORADO GOLD CORP | COM | 284902103 | 70 | 15,300 | SH | DFND | 1, 2, 3, 4 | 15,300 | 0 | 0 | |
ELDORADO RESORTS INC | COM | 28470R102 | 3,686 | 732,877 | SH | DFND | 1, 2, 3, 4 | 732,877 | 0 | 0 | |
EQUINIX INC | COM | 29444U700 | 9,873 | 42,401 | SH | DFND | 1, 2, 3, 4 | 42,401 | 0 | 0 | |
EQUINIX INC | COM | 29444U700 | 21,050 | 90,400 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 90,400 |
ERIE INDEMNITY COMPANY-CL A | COM | 29530P102 | 794 | 9,099 | SH | DFND | 1, 2, 3, 4 | 9,099 | 0 | 0 | |
ESCALERA RESOURCES CO | COM | 296064108 | 7 | 19,908 | SH | DFND | 1, 2, 3, 4 | 19,908 | 0 | 0 | |
ESSA BANCORP INC | COM | 29667D104 | 3,512 | 273,953 | SH | DFND | 1, 2, 3, 4 | 273,953 | 0 | 0 | |
EXPRESS SCRIPTS HOLDING CO | COM | 30219G108 | 434 | 5,000 | SH | DFND | 1, 2, 3, 4 | 5,000 | 0 | 0 | |
EXTREME NETWORKS INC | COM | 30226D106 | 8,245 | 2,609,274 | SH | DFND | 1, 2, 3, 4 | 2,609,274 | 0 | 0 | |
FIRST CITIZENS BCSHS -CL A | COM | 31946M103 | 13,732 | 52,880 | SH | DFND | 1, 2, 3, 4 | 52,880 | 0 | 0 | |
FIRST NORTHWEST BANCORP | COM | 335834107 | 1,872 | 150,000 | SH | DFND | 1, 2, 3, 4 | 150,000 | 0 | 0 | |
FOREST CITY ENTERPRISES-CL A | COM | 345550107 | 24,607 | 964,208 | SH | DFND | 1, 2, 3, 4 | 964,208 | 0 | 0 | |
FOREST CITY ENTERPRISES-CL B | COM | 345550305 | 388 | 15,200 | SH | DFND | 1, 2, 3, 4 | 15,200 | 0 | 0 | |
ISHARES CHINA LARGE-CAP ETF | COM | 464287184 | 4,440 | 100,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 100,000 |
GENERAL ELECTRIC CO | COM | 369604103 | 1 | 46 | SH | DFND | 1, 2, 3, 4 | 46 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 12,405 | 500,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 500,000 |
GENWORTH FINANCIAL INC-CL A | COM | 37247D106 | 1,462 | 200,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 200,000 |
GREENLIGHT CAPITAL RE LTD-A | COM | G4095J109 | 223 | 7,000 | SH | DFND | 1, 2, 3, 4 | 7,000 | 0 | 0 | |
GREIF INC-CL B | COM | 397624206 | 41,654 | 910,265 | SH | DFND | 1, 2, 3, 4 | 910,265 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 16,236 | 370,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 370,000 |
HAMILTON BANCORP INC/MD | COM | 407015106 | 164 | 11,960 | SH | DFND | 1, 2, 3, 4 | 11,960 | 0 | 0 | |
HENNESSY ADVISORS INC | COM | 425885100 | 253 | 12,493 | SH | DFND | 1, 2, 3, 4 | 12,493 | 0 | 0 | |
HARTFORD FINANCIAL SVCS GRP | COM | 416515104 | 8,364 | 200,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 200,000 |
HERBALIFE LTD | COM | G4412G901 | 641 | 15,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 15,000 |
HERBALIFE LTD | COM | G4412G951 | 855 | 20,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 20,000 |
HOPFED BANCORP INC | COM | 439734104 | 1,214 | 94,328 | SH | DFND | 1, 2, 3, 4 | 94,328 | 0 | 0 | |
HUNTSMAN CORP | COM | 447011107 | 9,976 | 450,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 450,000 |
IMPERIAL OIL LTD | COM | 453038408 | 239 | 6,000 | SH | DFND | 1, 2, 3, 4 | 6,000 | 0 | 0 | |
INTELSAT SA | COM | L5140P101 | 19,114 | 1,592,867 | SH | DFND | 1, 2, 3, 4 | 1,592,867 | 0 | 0 | |
KENTUCKY FIRST FEDERAL BANCO | COM | 491292108 | 474 | 57,583 | SH | DFND | 1, 2, 3, 4 | 57,583 | 0 | 0 | |
LAKE SHORE BANCORP INC | COM | 510700107 | 2,762 | 200,877 | SH | DFND | 1, 2, 3, 4 | 200,877 | 0 | 0 | |
LAPORTE BANCORP INC | COM | 516651106 | 223 | 17,171 | SH | DFND | 1, 2, 3, 4 | 17,171 | 0 | 0 | |
LENNAR CORP - B SHS | COM | 526057302 | 10,955 | 266,540 | SH | DFND | 1, 2, 3, 4 | 266,540 | 0 | 0 | |
LIBERTY INTERACTIVE CORP-A | COM | 53071M104 | 16,892 | 578,700 | SH | DFND | 1, 2, 3, 4 | 578,700 | 0 | 0 | |
LIBERTY VENTURES - SER A | COM | 53071M880 | 1,116 | 26,569 | SH | DFND | 1, 2, 3, 4 | 26,569 | 0 | 0 | |
LIMONEIRA CO | COM | 532746104 | 603 | 27,668 | SH | DFND | 1, 2, 3, 4 | 27,668 | 0 | 0 | |
LUXFER HOLDINGS PLC-ADR | COM | 550678106 | 134 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 | |
MERIDIAN BANCORP INC | COM | 58958U103 | 662 | 50,244 | SH | DFND | 1, 2, 3, 4 | 50,244 | 0 | 0 | |
MVC CAPITAL INC | COM | 553829102 | 592 | 62,460 | SH | DFND | 1, 2, 3, 4 | 62,460 | 0 | 0 | |
NATL WESTERN LIFE INS-CL A | COM | 638522102 | 13,636 | 53,623 | SH | DFND | 1, 2, 3, 4 | 53,623 | 0 | 0 | |
NEWMONT MINING CORP | COM | 651639106 | 145 | 6,700 | SH | DFND | 1, 2, 3, 4 | 6,700 | 0 | 0 | |
NEWMONT MINING CORP | COM | 651639106 | 5,786 | 266,500 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 266,500 |
NETFLIX INC | COM | 64110L106 | 41,169 | 98,800 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 98,800 |
NORTHERN DYNASTY MINERALS | COM | 66510M204 | 33 | 84,437 | SH | DFND | 1, 2, 3, 4 | 84,437 | 0 | 0 | |
OCONEE FEDERAL FINANCIAL COR | COM | 675607105 | 871 | 43,399 | SH | DFND | 1, 2, 3, 4 | 43,399 | 0 | 0 | |
OPPENHEIMER HOLDINGS-CL A | COM | 683797104 | 6,014 | 256,367 | SH | DFND | 1, 2, 3, 4 | 256,367 | 0 | 0 | |
PEOPLES BANCORP OF NC | COM | 710577107 | 476 | 25,794 | SH | DFND | 1, 2, 3, 4 | 25,794 | 0 | 0 | |
PERMIAN BASIN ROYALTY TRUST | COM | 714236106 | 4,907 | 606,583 | SH | DFND | 1, 2, 3, 4 | 606,583 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 6,958 | 200,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 200,000 |
POWERSECURE INTERNATIONAL IN | COM | 73936N105 | 942 | 71,600 | SH | DFND | 1, 2, 3, 4 | 71,600 | 0 | 0 | |
PREMIER FINANCIAL BANCORP | COM | 74050M105 | 188 | 12,314 | SH | DFND | 1, 2, 3, 4 | 12,314 | 0 | 0 | |
PSB HOLDINGS INC | COM | 69360W108 | 534 | 70,862 | SH | DFND | 1, 2, 3, 4 | 70,862 | 0 | 0 | |
PUBLIC STORAGE | COM | 74460D109 | 356 | 1,806 | SH | DFND | 1, 2, 3, 4 | 1,806 | 0 | 0 | |
RADIO ONE INC -CL D | COM | 75040P405 | 1,856 | 602,542 | SH | DFND | 1, 2, 3, 4 | 602,542 | 0 | 0 | |
ROSETTA RESOURCES INC | COM | 777779307 | 306 | 18,000 | SH | DFND | 1, 2, 3, 4 | 18,000 | 0 | 0 | |
SALEM MEDIA GROUP INC | COM | 794093104 | 462 | 74,971 | SH | DFND | 1, 2, 3, 4 | 74,971 | 0 | 0 | |
SEALED AIR CORP | COM | 81211K100 | 2,377 | 52,172 | SH | DFND | 1, 2, 3, 4 | 52,172 | 0 | 0 | |
SENECA FOODS CORP - CL A | COM | 817070501 | 276 | 9,250 | SH | DFND | 1, 2, 3, 4 | 9,250 | 0 | 0 | |
SENECA FOODS CORP - CL B | COM | 817070105 | 240 | 7,500 | SH | DFND | 1, 2, 3, 4 | 7,500 | 0 | 0 | |
SEARS HOLDINGS CORP | COM | 812350106 | 9,236 | 223,200 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 223,200 |
SEARS HOLDINGS CORP | COM | 812350106 | 9,911 | 239,500 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 239,500 |
SHORE BANCSHARES INC | COM | 825107105 | 688 | 75,000 | SH | DFND | 1, 2, 3, 4 | 75,000 | 0 | 0 | |
SPARK NETWORKS INC | COM | 84651P100 | 467 | 115,525 | SH | DFND | 1, 2, 3, 4 | 115,525 | 0 | 0 | |
SPROTT FOCUS TRUST INC | COM | 85208J109 | 87 | 11,963 | SH | DFND | 1, 2, 3, 4 | 11,963 | 0 | 0 | |
STONEGATE MORTGAGE CORP | COM | 86181Q300 | 1,202 | 111,111 | SH | DFND | 1, 2, 3, 4 | 111,111 | 0 | 0 | |
PROSHARES SHORT VIX ST FUTUR | COM | 74347W627 | 12,479 | 183,400 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 183,400 |
SOUTHWESTERN ENERGY CO | COM | 845467109 | 2,319 | 100,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 100,000 |
TEXAS PACIFIC LAND TRUST | COM | 882610108 | 16,600 | 114,598 | SH | DFND | 1, 2, 3, 4 | 114,598 | 0 | 0 | |
THIRD POINT REINSURANCE LTD | COM | G8827U100 | 325 | 23,000 | SH | DFND | 1, 2, 3, 4 | 23,000 | 0 | 0 | |
TESLA MOTORS INC | COM | 88160R101 | 143,182 | 758,500 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 758,500 |
U.S. GLOBAL INVESTORS INC-A | COM | 902952100 | 131 | 40,969 | SH | DFND | 1, 2, 3, 4 | 40,969 | 0 | 0 | |
UNITED BANCSHARES INC/OHIO | COM | 909458101 | 511 | 33,647 | SH | DFND | 1, 2, 3, 4 | 33,647 | 0 | 0 | |
VIACOM INC-CLASS B | COM | 92553P201 | 13,660 | 200,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 200,000 |
VIACOM INC-CLASS A | COM | 92553P102 | 1,252 | 18,221 | SH | DFND | 1, 2, 3, 4 | 18,221 | 0 | 0 | |
IPATH S&P 500 VIX S/T FU ETN | COM | 06742E711 | 11,523 | 449,600 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 449,600 |
WHOLE FOODS MARKET INC | COM | 966837106 | 2,604 | 50,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 50,000 |
WHITING PETROLEUM CORP | COM | 966387102 | 3,090 | 100,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 100,000 |
WOLVERINE BANCORP INC | COM | 977880103 | 342 | 13,946 | SH | DFND | 1, 2, 3, 4 | 13,946 | 0 | 0 | |
WPX ENERGY INC | COM | 98212B103 | 2,842 | 260,000 | SH | DFND | 1, 2, 3, 4 | 260,000 | 0 | 0 | |
WRIGHT MEDICAL GROUP INC-CVR | COM | 98235T115 | 8,278 | 1,925,027 | SH | DFND | 1, 2, 3, 4 | 1,925,027 | 0 | 0 | |
XEROX CORP | COM | 984121103 | 386 | 30,000 | SH | DFND | 1, 2, 3, 4 | 30,000 | 0 | 0 | |
XEROX CORP | COM | 984121103 | 7,761 | 604,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 604,000 |
YUM! BRANDS INC | COM | 988498101 | 7,872 | 100,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 100,000 |