0001513122-13-000003.txt : 20130513 0001513122-13-000003.hdr.sgml : 20130513 20130513161658 ACCESSION NUMBER: 0001513122-13-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 EFFECTIVENESS DATE: 20130513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mosaic Financial Partners, Inc. CENTRAL INDEX KEY: 0001513122 IRS NUMBER: 943328465 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14412 FILM NUMBER: 13837562 BUSINESS ADDRESS: STREET 1: 140 GEARY STREET, 6TH FL CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 415-788-1952 MAIL ADDRESS: STREET 1: 140 GEARY STREET, 6TH FL CITY: SAN FRANCISCO STATE: CA ZIP: 94108 13F-HR 1 MFPFORM13FMAR282013.txt MFPFORM13FMAR312013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2013 Check here if Amendment [ ]; Amendment Number: ______ This Amendment: [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mosaic Financial Partners Inc. Address:140 Geary Street, 6th Floor San Francisco, CA 94108 Form 13F File Number: 028-14412__________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Geoffrey M. Zimmerman Title: Chief Compliance Officer Phone: 415-788-1952 Signature, Place, and Date of Signing: Geoffrey M. Zimmerman San Francisco, Ca. May 13, 2013 Report Type: [x] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY: Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 40 Form 13F Information Table Value Total: $124,857,225 List of Other Included Managers: NONE FORM 13F INFORMATION TABLE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Blkrck Munihldgs CA Insd COMMON 09254L107 169 10516 SH SOLE 10516 E Tracs Alerian MLP Infra COMMON 902641646 7776 202510 SH SOLE 202510 Exxon Mobil Corp COMMON 30231G102 479 5404 SH SOLE 5404 iPath S&P 500 Buy/Write E COMMON 06739F135 564 10290 SH SOLE 10290 iShares Barclays Tips Bon COMMON 464287176 1204 9931 SH SOLE 9931 iShares Cohen Steers Real COMMON 464287564 1368 16595 SH SOLE 16595 iShares JPM Emerging Mkt COMMON 464288281 8837 75129 SH SOLE 75129 iShares MSCI EAFE Index COMMON 464287465 1157 19622 SH SOLE 19622 iShares Russell 1000 COMMON 464287622 8526 97764 SH SOLE 97764 iShares Russell 1000 Valu COMMON 464287598 9076 111811 SH SOLE 111811 iShares Russell Microcap COMMON 464288869 241 4116 SH SOLE 4116 iShares S&P 500 Index COMMON 464287200 3947 25084 SH SOLE 25084 iShares S&P Smallcap 600 COMMON 464287804 1951 22412 SH SOLE 22412 JPMorgan Alerian MLP Inde COMMON 46625H365 10163 223453 SH SOLE 223453 Pimco 1-5 Year TIPS ETF COMMON 72201R205 19015 350374 SH SOLE 350374 Pimco Enhanced Short Matu COMMON 72201R833 1896 18677 SH SOLE 18677 Plum Creek Timber Inc COMMON 729251108 5557 106456 SH SOLE 106456 Powershares RAFI Develope COMMON 73936T789 601 16262 SH SOLE 16262 Powershares RAFI US Large COMMON 73935X583 2455 35033 SH SOLE 35033 Powershares RAFI US Small COMMON 73935X567 2038 26179 SH SOLE 26179 Powershs S&P500 Buy Write COMMON 73936G308 4417 215259 SH SOLE 215259 Rayonier Inc COMMON 754907103 708 11870 SH SOLE 11870 Schwab International Equi COMMON 808524805 3977 142841 SH SOLE 142841 Schwab Intl Small Cap COMMON 808524888 305 10852 SH SOLE 10852 SPDR DJ Global Real Esta COMMON 78463X749 650 14673 SH SOLE 14673 SPDR S&P 500 COMMON 78462F103 864 5516 SH SOLE 5516 SPDR S&P Int'l Small COMMON 78463X871 3308 107912 SH SOLE 107912 Vanguard Emerging Markets COMMON 922042858 2365 55125 SH SOLE 55125 Vanguard Europe Pacific E COMMON 921943858 4679 128443 SH SOLE 128443 Vanguard Short Tm Bond In COMMON 921937827 1719 21225 SH SOLE 21225 Vanguard Value ETF COMMON 922908744 4361 66549 SH SOLE 66549 Weyerhaeuser Co COMMON 962166104 5079 161860 SH SOLE 161860 Wisdomtree Emerg Mkts Sma COMMON 97717W281 1476 28605 SH SOLE 28605 Wisdomtree Int'l Small Ca COMMON 97717W760 2540 45843 SH SOLE 45843 Wisdomtree Large Cap Div COMMON 97717W307 326 5530 SH SOLE 5530 Wisdomtree Small Cap Div COMMON 97717W604 249 4366 SH SOLE 4366 Vanguard Total Stock Mkt COMMON 922908769 287 3539 SH SOLE 3539 Vanguard FTSE All Cntry e COMMON 922042775 249 5366 SH SOLE 5366 Wisdomtree trust emg mkts etf COMMON 97717w315 1812 32917 SH SOLE 32917 SPDR Index Shs Fds DJ Intl COMMON 78463x863 277 6435 SH SOLE 6435