The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Central Fund of Canada Class A | Class A | 153501101 | 1,054 | 79,550 | SH | SOLE | 79,550 | 0 | 0 | ||
PowerShares Double Short Gold | ETN | 25154H756 | 2,685 | 349,180 | SH | SOLE | 349,180 | 0 | 0 | ||
ProShares UltraShort Australian Dollar | UltraShort AUS | 74347W460 | 4,585 | 98,250 | SH | SOLE | 98,250 | 0 | 0 | ||
Proshares UltraShort Euro | UltraShort Euro | 74347W882 | 6,888 | 403,750 | SH | SOLE | 403,750 | 0 | 0 | ||
Sprott Physical Gold Trust | Unit | 85207H104 | 2,602 | 261,240 | SH | SOLE | 261,240 | 0 | 0 | ||
iShares 20+ Year Treasury Bond ETF | Barclys 20+ YR | 464287432 | 9,677 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
Aegean Marine Petroleum | SHS | Y0017S102 | 337 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
Alamos Gold | COM | 011527108 | 126 | 10,400 | SH | SOLE | 10,400 | 0 | 0 | ||
Ascent Solar Technologies | COM | 043635101 | 35 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Ballard Power Systems | COM | 058586108 | 498 | 329,000 | SH | SOLE | 329,000 | 0 | 0 | ||
Cameco | COM | 13321L108 | 1,197 | 57,625 | SH | SOLE | 57,625 | 0 | 0 | ||
Canadian Solar | COM | 136635109 | 4,022 | 134,875 | SH | SOLE | 134,875 | 0 | 0 | ||
Consolidated Water | ORD | G23373107 | 990 | 70,200 | SH | SOLE | 70,200 | 0 | 0 | ||
Direxion Gold Miners Bear 3x | GLD MNRS BEAR 3X | 25459W235 | 1,634 | 37,100 | SH | SOLE | 37,100 | 0 | 0 | ||
DryShips | SHS | Y2109Q101 | 2,440 | 519,200 | SH | SOLE | 519,200 | 0 | 0 | ||
ETFS Physical Palladium Shares | SH BEN INT | 26923A106 | 167 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
EnerSys | COM | 29275Y102 | 1,959 | 27,950 | SH | SOLE | 27,950 | 0 | 0 | ||
Energy Recovery | COM | 29270J100 | 775 | 139,704 | SH | SOLE | 139,704 | 0 | 0 | ||
Federal Home Loan Mortgage Corporation | COM | 313400301 | 238 | 82,100 | SH | SOLE | 82,100 | 0 | 0 | ||
Federal National Mortgage Association | COM | 313586109 | 6,762 | 2,246,500 | SH | SOLE | 2,246,500 | 0 | 0 | ||
Franco-Nevada | COM | 351858105 | 130 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
FuelCell Energy | COM | 35952H106 | 1,963 | 1,391,900 | SH | SOLE | 1,391,900 | 0 | 0 | ||
Hanwha SolarOne | ADR | 41135V103 | 2,471 | 892,050 | SH | SOLE | 892,050 | 0 | 0 | ||
Hydrogenics | COM NEW | 448883207 | 1,383 | 72,200 | SH | SOLE | 72,200 | 0 | 0 | ||
JA Solar Holdings ADR | ADR | 466090206 | 685 | 74,700 | SH | SOLE | 74,700 | 0 | 0 | ||
Johnson Controls | COM | 478366107 | 1,964 | 38,275 | SH | SOLE | 38,275 | 0 | 0 | ||
Kandi Technologies | COM | 483709101 | 1,951 | 165,500 | SH | SOLE | 165,500 | 0 | 0 | ||
Marathon Petroleum | COM | 56585A102 | 1,848 | 20,150 | SH | SOLE | 20,150 | 0 | 0 | ||
Navios Maritime Acquisition | SHS | Y62159101 | 171 | 38,753 | SH | SOLE | 38,753 | 0 | 0 | ||
NextEra Energy | COM | 65339F101 | 1,159 | 13,535 | SH | SOLE | 13,535 | 0 | 0 | ||
Novagold Resources | COM NEW | 66987E206 | 127 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Primero Mining | COM | 74164W106 | 70 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
ProShares UltraShort Silver ETF | PSHS ULSSLVR | 74347W114 | 319 | 3,540 | SH | SOLE | 3,540 | 0 | 0 | ||
Quantum Fuel Systems | COM | 74765E307 | 6,143 | 787,610 | SH | SOLE | 787,610 | 0 | 0 | ||
Randgold Resources | ADR | 752344309 | 94 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Silver Wheaton | COM | 828336107 | 101 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Starbucks | COM | 855244109 | 1,653 | 21,090 | SH | SOLE | 21,090 | 0 | 0 | ||
SunPower | COM | 867652406 | 3,219 | 107,980 | SH | SOLE | 107,980 | 0 | 0 | ||
Tenneco | COM | 880349105 | 1,307 | 23,100 | SH | SOLE | 23,100 | 0 | 0 | ||
Trina Solar ADR | ADR | 89628E104 | 668 | 48,900 | SH | SOLE | 48,900 | 0 | 0 | ||
Valero Energy | COM | 91913Y100 | 2,011 | 39,900 | SH | SOLE | 39,900 | 0 | 0 | ||
iPath DJ-UBS Coffee Total Return Sub-Ind | ETN DJUBSCOFFE38 | 06739H297 | 2,129 | 98,120 | SH | SOLE | 98,120 | 0 | 0 | ||
Canadian Solar 01/18/2014 27 Call | CALL | 136635909 | 35 | 100 | SH | Call | SOLE | 0 | 0 | 100 | |
Fuel Tech 01/18/2014 10 Call | CALL | 359523907 | 7 | 687 | SH | Call | SOLE | 0 | 0 | 687 | |
Fuel Tech 01/18/2014 7.50 Call | CALL | 359523907 | 8 | 200 | SH | Call | SOLE | 0 | 0 | 200 | |
Gold Fields 01/18/2014 10 Call Option | CALL | 38137095 | 1 | 700 | SH | Call | SOLE | 0 | 0 | 700 | |
Hanwha SolarOne 01/18/2014 3 Call | CALL | 41135V903 | 9 | 500 | SH | Call | SOLE | 0 | 0 | 500 | |
Kandi Technologies 01/18/2014 10 Call | CALL | 483709901 | 102 | 500 | SH | Call | SOLE | 0 | 0 | 500 | |
Newmont Mining 01/18/2014 50 Call Option | CALL | 651639906 | 0 | 220 | SH | Call | SOLE | 0 | 0 | 220 | |
Newmont Mining 01/18/2014 60 Call Option | CALL | 651639906 | 1 | 790 | SH | Call | SOLE | 0 | 0 | 790 | |
ProShares Ultra VIX 01/18/2014 C16 | CALL | 74347W909 | 109 | 700 | SH | Call | SOLE | 0 | 0 | 700 | |
Quantum Fuel 01/18/2014 5 Call | CALL | 74765E907 | 148 | 500 | SH | Call | SOLE | 0 | 0 | 500 | |
Quantum Fuel Systems 01/18/2014 2.50 Cal | CALL | 74765E907 | 383 | 750 | SH | Call | SOLE | 0 | 0 | 750 | |
Quantum Fuel Systems 01/18/2014 6 Call | CALL | 74765E907 | 291 | 1,615 | SH | Call | SOLE | 0 | 0 | 1,615 | |
Real Estate Bull 3x 01/18/2014 37 Call | CALL | 25459W905 | 54 | 320 | SH | Call | SOLE | 0 | 0 | 320 | |
Sunpower 01/18/2014 28 Call | CALL | 867652906 | 25 | 115 | SH | Call | SOLE | 0 | 0 | 115 | |
Trina Solar 01/18/2014 13 Call | CALL | 89628E904 | 23 | 200 | SH | Call | SOLE | 0 | 0 | 200 | |
Kandi Technologies 02/22/2014 7.50 Call | CALL | 483709901 | 66 | 150 | SH | Call | SOLE | 0 | 0 | 150 | |
Quantum Fuel Systems 04/19/2014 | CALL | 74765E907 | 44 | 150 | SH | Call | SOLE | 0 | 0 | 150 |