0001104659-14-010408.txt : 20140214
0001104659-14-010408.hdr.sgml : 20140214
20140214130518
ACCESSION NUMBER: 0001104659-14-010408
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hatteras Alternative Mutual Funds, LLC
CENTRAL INDEX KEY: 0001513062
IRS NUMBER: 460473341
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1211
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14493
FILM NUMBER: 14613778
BUSINESS ADDRESS:
STREET 1: 8540 COLONNADE CENTER DRIVE
STREET 2: SUITE 401
CITY: RALEIGH
STATE: NC
ZIP: 27615
BUSINESS PHONE: 919-846-2324
MAIL ADDRESS:
STREET 1: 8540 COLONNADE CENTER DRIVE
STREET 2: SUITE 401
CITY: RALEIGH
STATE: NC
ZIP: 27615
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001513062
XXXXXXXX
12-31-2013
12-31-2013
false
Hatteras Alternative Mutual Funds, LLC
8540 Colonnade Center Drive
Suite 401
Raleigh
NC
27615
13F COMBINATION REPORT
028-14493
028-06462
Chartwell Investment Partners, LP
028-10894
GAMCO Asset Management, Inc.
028-12426
Nicholas Investment Partners, LP
028-14338
OMT Capital Management, LLC
028-15383
FrontFour Capital Group, LLC
028-15745
Keypoint Capital Management, LLC
028-15697
Phoenix Investment Adviser, LLC
028-15086
Tamarack Capital Management, LLC
N
Andrew P. Chica
Chief Compliance Officer
919-846-2324
/s/Andrew P. Chica
Raleigh
NC
02-14-2014
2
163
178353
false
1
028-14042
Coe Capital Management, LLC
2
028-15181
Raven Rock Capital Management, LLC
INFORMATION TABLE
2
a14-5834_1informationtable.xml
INFORMATION TABLE
58 COM INC
ADR REP A
31680Q104
288
7500
SH
DFND
7500
0
0
ABBVIE INC
COM
00287Y109
530
10045
SH
DFND
10045
0
0
AEGERION PHARMACEUTICALS INC
COM
00767E102
600
8460
SH
DFND
8460
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
625
4700
SH
DFND
4700
0
0
AMBARELLA INC
COM
G037AX101
367
10819
SH
DFND
1
10819
0
0
AMERCO
COM
023586100
1624
6830
SH
DFND
6830
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
1796
87806
SH
DFND
87806
0
0
AMERICAN INTL GROUP INC
COM
026874784
1209
23682
SH
DFND
23682
0
0
APOGEE ENTERPRISES INC
COM
037598109
1003
27936
SH
DFND
1
27936
0
0
APPLE INC
COM
037833100
1778
3169
SH
DFND
3169
0
0
APPLIED MICRO CIRCUITS CORP
COM
03822W406
1837
137330
SH
DFND
1
137330
0
0
ARROW ELECTRS INC
COM
042735100
545
10044
SH
DFND
1
10044
0
0
ASCENT CAP GROUP INC
NOTE 4.000% 7/1
043632AA6
1728
1620000
PRN
DFND
2
1620000
0
0
ASSURED GUARANTY LTD
COM
G0585R106
1492
63235
SH
DFND
63235
0
0
ATMEL CORP
COM
049513104
124
15788
SH
DFND
1
15788
0
0
BARRETT BILL CORP
NOTE 5.000% 3/1
06846NAA2
500
500000
PRN
DFND
2
500000
0
0
BASIC ENERGY SVCS INC NEW
COM
06985P100
197
12500
SH
DFND
12500
0
0
BAYTEX ENERGY CORP
COM
07317Q105
406
10367
SH
DFND
1
10367
0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
147
24900
SH
DFND
24900
0
0
CABLEVISION SYS CORP
CL A
12686C109
424
23671
SH
DFND
23671
0
0
CAPITAL SR LIVING CORP
COM
140475104
465
19369
SH
DFND
1
19369
0
0
CARROLS RESTAURANT GROUP INC
COM
14574X104
1646
249058
SH
DFND
249058
0
0
CEDAR FAIR L P DEPOSITRY
UNIT
150185106
2363
47660
SH
DFND
47660
0
0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
901
133415
SH
DFND
133415
0
0
CF INDS HLDGS INC
COM
125269100
1642
7046
SH
DFND
7046
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
1004
36985
SH
DFND
36985
0
0
CHESAPEAKE ENERGY CORP
NOTE 2.500% 5/1
165167CA3
1467
1460000
PRN
DFND
2
1460000
0
0
CIRRUS LOGIC INC
COM
172755100
250
12222
SH
DFND
12222
0
0
CISCO SYS INC
COM
17275R102
369
16458
SH
DFND
16458
0
0
CIT GROUP INC
COM
125581801
1172
22482
SH
DFND
22482
0
0
CITIGROUP INC
COM
172967424
1877
36017
SH
DFND
36017
0
0
CLEAN HARBORS INC
COM
184496107
1286
21451
SH
DFND
1
21451
0
0
CLEAR CHANNEL OUTDOOR HLDGS
CL A
18451C109
320
31597
SH
DFND
31597
0
0
CLOUD PEAK ENERGY INC
COM
18911Q102
297
16500
SH
DFND
16500
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
1477
1670000
PRN
DFND
2
1670000
0
0
COMMAND SEC CORP
COM
20050L100
296
145819
SH
DFND
145819
0
0
COMMVAULT SYSTEMS INC
COM
204166102
234
3120
SH
DFND
3120
0
0
COMPUTER SCIENCES CORP
COM
205363104
1561
27935
SH
DFND
27935
0
0
COMPUWARE CORP
COM
205638109
216
19300
SH
DFND
19300
0
0
COMSTOCK RES INC
COM
205768203
937
51227
SH
DFND
1
51227
0
0
COMVERSE INC
COM
20585P105
1714
44179
SH
DFND
44179
0
0
CONNS INC
COM
208242107
871
11057
SH
DFND
1
11057
0
0
CORNING INC
COM
219350105
1617
90734
SH
DFND
90734
0
0
CUBIST PHARMACEUTICALS INC
NOTE 2.500%11/0
229678AD9
4865
2000000
PRN
DFND
2
2000000
0
0
CYNOSURE INC
CL A
232577205
1655
62032
SH
DFND
1
62032
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
1369
130335
SH
DFND
1
130335
0
0
TA AIR LINES INC
COM
247361702
756
27518
SH
DFND
27518
0
0
DFC GLOBAL CORP
NOTE 3.250% 4/1
23324TAB3
357
400000
PRN
DFND
2
400000
0
0
DISH NETWORK CORP
CL A
25470M109
2026
34981
SH
DFND
34981
0
0
DOMTAR CORP
COM
257559203
835
8852
SH
DFND
8852
0
0
E TRADE FINANCIAL CORP
COM
269246401
945
48100
SH
DFND
48100
0
0
ELECTRO RENT CORP
COM
285218103
493
26595
SH
DFND
26595
0
0
ENANTA PHARMACEUTICALS INC
COM
29251M106
488
17900
SH
DFND
17900
0
0
ENERSYS
COM
29275Y102
1226
17485
SH
DFND
1
17485
0
0
EQUINIX INC
COM
29444U502
313
1766
SH
DFND
1766
0
0
EXACT SCIENCES CORP
COM
30063P105
572
48899
SH
DFND
1
48899
0
0
EXAR CORP
COM
300645108
259
21961
SH
DFND
21961
0
0
EXTREME NETWORKS INC
COM
30226D106
1679
239926
SH
DFND
239926
0
0
FAIRPOINT COMMUNICATIONS INC
COM
305560302
968
85563
SH
DFND
85563
0
0
FORWARD AIR CORP
COM
349853101
1024
23314
SH
DFND
1
23314
0
0
GENCORP INC
COM
368682100
207
11500
SH
DFND
11500
0
0
GENERAL CABLE CORP
5.000%11/1
369300AL2
1069
1000000
PRN
DFND
2
1000000
0
0
GENERAL MTRS CO
COM
37045V100
3058
74824
SH
DFND
74824
0
0
GOOGLE INC
CL A
38259P508
1276
1139
SH
DFND
1139
0
0
GRAY TELEVISION INC
COM
389375106
1460
98091
SH
DFND
98091
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
249
6000
SH
DFND
6000
0
0
HALCON RES CORP
COM
40537Q209
914
236819
SH
DFND
1
236819
0
0
HANESBRANDS INC
COM
410345102
2359
33569
SH
DFND
33569
0
0
HEARTWARE INTL INC
COM
422368100
329
3500
SH
DFND
3500
0
0
IDERA PHARMACEUTICALS INC
COM
45168K306
161
34780
SH
DFND
34780
0
0
INFINERA CORPORATION
COM
45667G103
217
22147
SH
DFND
22147
0
0
INFOBLOX INC
COM
45672H104
343
10375
SH
DFND
10375
0
0
INSULET CORP
NOTE 3.750% 6/1
45784PAC5
1528
1040000
PRN
DFND
2
1040000
0
0
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
396
38833
SH
DFND
38833
0
0
INTELSAT S A
COM
L5140P101
866
38432
SH
DFND
38432
0
0
ISHARES RUSSELL 2000
SHS
464287655
119
84300
SH
Put
DFND
84300
0
0
JOURNAL COMMUNICATIONS INC
CL A
481130102
688
73874
SH
DFND
73874
0
0
JOY GLOBAL INC
COM
481165108
319
5458
SH
DFND
5458
0
0
KAR AUCTION SVCS INC
COM
48238T109
1805
61088
SH
DFND
1
61088
0
0
KORN FERRY INTL
COM
500643200
665
25444
SH
DFND
1
25444
0
0
LIBBEY INC
COM
529898108
1563
74442
SH
DFND
74442
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
1757
21699
SH
DFND
21699
0
0
LYONDELLBASELL INDUSTRIES
CL A
N53745100
1798
22398
SH
DFND
22398
0
0
MACQUARIE INFRASTR CO LLC MEMBERSHIP
INT
55608B105
2012
36956
SH
DFND
36956
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
1254
12549
SH
DFND
1
12549
0
0
MBIA INC
COM
55262C100
1065
89196
SH
DFND
89196
0
0
MEDICINES CO DBCV
1.375% 6/0
584688AC9
1368
910000
PRN
DFND
2
910000
0
0
MEDIVATION INC
COM
58501N101
932
14600
SH
DFND
14600
0
0
METHODE ELECTRS INC
COM
591520200
860
25157
SH
DFND
25157
0
0
MGC DIAGNOSTICS CORP
COM
552768103
267
21100
SH
DFND
21100
0
0
MICRON TECHNOLOGY INC
COM
595112103
3213
147673
SH
DFND
147673
0
0
MICROSOFT CORP
COM
594918104
3592
95959
SH
DFND
95959
0
0
MONOTYPE IMAGING HOLDINGS IN
COM
61022P100
561
17612
SH
DFND
17612
0
0
MONRO MUFFLER BRAKE INC
COM
610236101
391
6929
SH
DFND
1
6929
0
0
MOODYS CORP
COM
615369105
1091
13901
SH
DFND
13901
0
0
MURPHY USA INC
COM
626755102
1770
42598
SH
DFND
42598
0
0
NEXSTAR BROADCASTING GROUP I
CL A
65336K103
441
7910
SH
DFND
7910
0
0
NORWEGIAN CRUISE LINE HLDGS
COM
G66721104
887
24996
SH
DFND
1
24996
0
0
OCI PARTNERS LP
COM
67091N108
2130
77170
SH
DFND
77170
0
0
OCWEN FINL CORP
COM
675746309
1508
27198
SH
DFND
27198
0
0
ORBCOMM INC
COM
68555P100
547
86315
SH
DFND
86315
0
0
OUTERWALL INC
COM
690070107
795
11825
SH
DFND
1
11825
0
0
OWENS CORNING NEW
COM
690742101
2165
53175
SH
DFND
53175
0
0
PERFORMANT FINL CORP
COM
71377E105
1326
128764
SH
DFND
128764
0
0
PINNACLE ENTMT INC
COM
723456109
741
28497
SH
DFND
28497
0
0
PINNACLE FOODS INC
COM
72348P104
1184
43133
SH
DFND
43133
0
0
PLX TECHNOLOGY INC
COM
693417107
220
33435
SH
DFND
33435
0
0
PRECISION DRILLING CORP
COM
74022D308
628
67037
SH
DFND
1
67037
0
0
PRUDENTIAL GLB SHT DUR HG YL
COM
74433A109
1882
108482
SH
DFND
108482
0
0
QUALCOMM INC
COM
747525103
1397
18821
SH
DFND
18821
0
0
QUALYS INC
COM
74758T303
319
13795
SH
DFND
13795
0
0
QUANEX BUILDING PRODUCTS COR
COM
747619104
1640
82350
SH
DFND
82350
0
0
QUANTA SVCS INC
COM
74762E102
1015
32175
SH
DFND
1
32175
0
0
RADWARE LTD
COM
M81873107
1051
58468
SH
DFND
1
58468
0
0
RE MAX HLDGS INC
CL A
75524W108
2093
65275
SH
DFND
65275
0
0
RESPONSYS INC
COM
761248103
388
14154
SH
DFND
14154
0
0
RF MICRODEVICES INC
COM
749941100
1367
264883
SH
DFND
1
264883
0
0
ROCKWOOD HLDGS INC
COM
774415103
759
10556
SH
DFND
10556
0
0
ROGERS CORP
COM
775133101
1128
18343
SH
DFND
1
18343
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
1054
22222
SH
DFND
1
22222
0
0
RTI INTL METALS INC
NOTE 1.625%10/1
74973WAB3
1051
1000000
PRN
DFND
2
1000000
0
0
SAFEWAY INC
COM
786514208
411
12604
SH
DFND
12604
0
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
2948
2000000
PRN
DFND
2
2000000
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
346
16980
SH
DFND
16980
0
0
SCIENCE APPLICATNS INTL CP N
COM
808625107
1456
44038
SH
DFND
44038
0
0
SCRIPPS NETWORKS INTERACT IN CL A
COM
811065101
436
5045
SH
DFND
5045
0
0
SEACHANGE INTL INC
COM
811699107
527
43353
SH
DFND
43353
0
0
SEACOR HOLDINGS INC
NOTE 2.500%12/1
811904AM3
1691
1380000
PRN
DFND
2
1380000
0
0
SILICON MOTION TECHNOLOGY CO SPONSORED
ADR
82706C108
504
35600
SH
DFND
35600
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
397
11109
SH
DFND
11109
0
0
SIRIUS XM HLDGS INC
COM
82968B103
403
115428
SH
DFND
115428
0
0
SKECHERS U S A INC
CL A
830566105
656
19788
SH
DFND
1
19788
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
1410
49385
SH
DFND
1
49385
0
0
SOLERA HOLDINGS INC
COM
83421A104
487
6883
SH
DFND
1
6883
0
0
SPDR GOLD TRUST GOLD
SHS
78463V107
589
5068
SH
DFND
5068
0
0
SPLUNK INC
COM
848637104
452
6584
SH
DFND
6584
0
0
SWIFT TRANSN CO
CL A
87074U101
1646
74117
SH
DFND
74117
0
0
SYKES ENTERPRISES INC
COM
871237103
841
38571
SH
DFND
1
38571
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
1765
101590
SH
DFND
101590
0
0
TAMINCO CORP
COM
87509U106
1241
61382
SH
DFND
61382
0
0
TEMPUR SEALY INTL INC
COM
88023U101
1171
21710
SH
DFND
1
21710
0
0
TESLA MTRS INC
NOTE 1.500% 6/0
88160RAA9
4151
3000000
PRN
DFND
2
3000000
0
0
TEXAS INDS INC
COM
882491103
602
8750
SH
DFND
1
8750
0
0
TRIPADVISOR INC
COM
896945201
248
3000
SH
DFND
3000
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
2725
36636
SH
DFND
36636
0
0
UBIQUITI NETWORKS INC
COM
90347A100
484
10522
SH
DFND
10522
0
0
ULTRATECH INC
COM
904034105
1003
34581
SH
DFND
1
34581
0
0
UNITED CONTL HLDGS INC
COM
910047109
1056
27920
SH
DFND
27920
0
0
UNITED RENTALS INC
COM
911363109
538
6907
SH
DFND
1
6907
0
0
VECTOR GROUP LTD
NOTE 2.500% 1/19
92240MAY4
1645
1397000
PRN
DFND
2
1397000
0
0
VERISIGN INC
COM
92343E102
3770
63061
SH
DFND
63061
0
0
VISTEON CORP
COM
92839U206
602
7350
SH
DFND
7350
0
0
WAGEWORKS INC
COM
930427109
490
8237
SH
DFND
8237
0
0
WALTER INVT MGMT CORP
COM
93317W102
350
9904
SH
DFND
9904
0
0
WALTER INVT MGMT CORP
NOTE 4.500%11/0
93317WAA0
947
948000
PRN
DFND
948000
0
0
WASTE MGMT INC
COM
94106L109
2000
44570
SH
DFND
44570
0
0
WCI CMNTYS INC
COM
92923C807
2034
106569
SH
DFND
106569
0
0
WENDYS CO
COM
95058W100
1553
178106
SH
DFND
1
178106
0
0
WINNEBAGO INDS INC
COM
974637100
1225
44624
SH
DFND
1
44624
0
0
WRIGHT MED GROUP INC
NOTE 2.000% 8/1
98235TAC1
1146
860000
PRN
DFND
2
860000
0
0
XERIUM TECHNOLOGIES INC
COM
98416J118
445
27015
SH
DFND
27015
0
0
YAHOO INC
COM
984332106
645
15960
SH
DFND
15960
0
0
ZEBRA TECHNOLOGIES CORP
CL A
989207105
1044
19297
SH
DFND
1
19297
0
0