0001104659-13-063301.txt : 20130813
0001104659-13-063301.hdr.sgml : 20130813
20130813163606
ACCESSION NUMBER: 0001104659-13-063301
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130813
DATE AS OF CHANGE: 20130813
EFFECTIVENESS DATE: 20130813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hatteras Alternative Mutual Funds, LLC
CENTRAL INDEX KEY: 0001513062
IRS NUMBER: 460473341
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1211
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14493
FILM NUMBER: 131033503
BUSINESS ADDRESS:
STREET 1: 8540 COLONNADE CENTER DRIVE
STREET 2: SUITE 401
CITY: RALEIGH
STATE: NC
ZIP: 27615
BUSINESS PHONE: 919-846-2324
MAIL ADDRESS:
STREET 1: 8540 COLONNADE CENTER DRIVE
STREET 2: SUITE 401
CITY: RALEIGH
STATE: NC
ZIP: 27615
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001513062
XXXXXXXX
06-30-2013
06-30-2013
false
Hatteras Alternative Mutual Funds, LLC
8540 Colonnade Center Drive
Suite 401
Raleigh
NC
27615
13F COMBINATION REPORT
028-14493
028-06462
Chartwell Investment Partners, LP
028-10894
GAMCO Asset Management, Inc.
028-12426
Nicholas Investment Partners, LP
028-14338
OMT Capital Management, LLC
028-15383
FrontFour Capital Group, LLC
028-15086
Tamarack Capital Management, LLC
N
Andrew P. Chica
Chief Compliance Officer
919-846-2324
/s/Andrew P. Chica
Raleigh
NC
08-13-2013
2
142
94224
false
1
028-14042
Coe Capital Management, LLC
2
028-15181
Raven Rock Capital Management, LLC
INFORMATION TABLE
2
a13-18204_1informationtable.xml
INFORMATION TABLE
AFFYMETRIX INC
NOTE 4.000% 7/0
00826TAH1
493
500000
PRN
DFND
2
500000
0
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
865
21262
SH
DFND
21262
0
0
AMERICAN INTL GROUP INC
COM
026874784
415
9293
SH
DFND
9293
0
0
APPROACH RESOURCES INC
COM
03834A103
328
13339
SH
DFND
1
13339
0
0
ASIA ENTN & RESOURCES LTD
SHS
G0539K108
2124
505717
SH
DFND
505717
0
0
ASSOCIATED ESTATES RLTY CORP
COM
045604105
1773
110257
SH
DFND
110257
0
0
ATLAS ENERGY LP
COM UNITS LP
04930A104
201
4096
SH
DFND
1
4096
0
0
BARRETT BILL CORP
NOTE 5.000% 3/1
06846NAA2
500
500000
PRN
DFND
2
500000
0
0
BELO CORP
COM SER A
080555105
740
53011
SH
DFND
53011
0
0
BERRY PETE CO
CL A
085789105
314
7429
SH
DFND
1
7429
0
0
BGC PARTNERS INC
CL A
05541T101
640
108741
SH
DFND
108741
0
0
BMC SOFTWARE INC
COM
055921100
356
7883
SH
DFND
7883
0
0
BRIGGS & STRATTON CORP
COM
109043109
415
20946
SH
DFND
1
20946
0
0
CA INC
COM
12673P105
332
11600
SH
DFND
11600
0
0
CENTRAL GARDEN & PET CO
CL A
153527205
338
49038
SH
DFND
49038
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
245
12000
SH
DFND
12000
0
0
CHILDRENS PL RETAIL STORES I
COM
168905107
620
11307
SH
DFND
1
11307
0
0
CIT GROUP INC
COM
125581801
431
9245
SH
DFND
9245
0
0
CITIGROUP INC
COM
172967424
926
19311
SH
DFND
19311
0
0
CLEAR CHANNEL OUTDOOR HLDGS
CL A
18451C109
120
16130
SH
DFND
16130
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
721
680000
PRN
DFND
2
680000
0
0
COINSTAR INC
COM
19259P300
549
9352
SH
DFND
1
9352
0
0
COMMAND SEC CORP
COM
20050L100
106
70000
SH
DFND
70000
0
0
COMPUTER SCIENCES CORP
COM
205363104
674
15400
SH
DFND
15400
0
0
COMVERSE INC
COM
20585P105
1051
35323
SH
DFND
35323
0
0
COOPER TIRE & RUBR CO
COM
216831107
328
9887
SH
DFND
9887
0
0
CORESITE RLTY CORP
COM
21870Q105
1290
40557
SH
DFND
40557
0
0
CORNING INC
COM
219350105
1375
96603
SH
DFND
96603
0
0
CUBESMART
COM
229663109
1885
117970
SH
DFND
117970
0
0
CYNOSURE INC
CL A
232577205
837
32216
SH
DFND
1
32216
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
629
58591
SH
DFND
1
58591
0
0
DCT INDUSTRIAL TRUST INC
COM
233153105
375
52500
SH
DFND
52500
0
0
E TRADE FINANCIAL CORP
COM
269246401
609
48100
SH
DFND
48100
0
0
EASTGROUP PPTY INC
COM
277276101
499
8875
SH
DFND
8875
0
0
ELECTRO RENT CORP
COM
285218103
447
26595
SH
DFND
26595
0
0
ELLIE MAE INC
COM
28849P100
433
18741
SH
DFND
1
18741
0
0
EMERITUS CORP
COM
291005106
1582
68255
SH
DFND
68255
0
0
ENCORE CAP GROUP INC
NOTE 3.000%11/2
292554AC6
724
600000
PRN
DFND
2
600000
0
0
ENDOCYTE INC
COM
29269A102
225
17160
SH
DFND
17160
0
0
ENTEGRIS INC
COM
29362U104
203
21613
SH
DFND
1
21613
0
0
EQUINIX INC
COM
29444U502
335
1813
SH
DFND
1813
0
0
EXAR CORP
COM
300645108
237
21961
SH
DFND
21961
0
0
EZCHIP SEMICONDUCTOR LIMITED
ORD
M4146Y108
455
16861
SH
DFND
1
16861
0
0
F5 NETWORKS INC
COM
315616102
790
11485
SH
DFND
1
11485
0
0
FAIRPOINT COMMUNICATIONS INC
COM
305560302
355
42501
SH
DFND
42501
0
0
FELCOR LODGING TR INC
COM
31430F101
1760
297821
SH
DFND
297821
0
0
FIDELITY NATIONAL FINANCIAL
NOTE 4.250% 8/1
31620RAE5
656
500000
PRN
DFND
2
500000
0
0
FINISAR CORP
COM
31787A507
441
25995
SH
DFND
1
25995
0
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
904
59561
SH
DFND
59561
0
0
FIRST POTOMAC RLTY TR
COM
33610F109
1919
146926
SH
DFND
146926
0
0
FORESTAR GROUP INC
COM
346233109
2881
143624
SH
DFND
143624
0
0
GENERAL CABLE CORP
FRNT 4.500%11/1
369300AL2
1103
1000000
PRN
DFND
2
1000000
0
0
GOOGLE INC
CL A
38259P508
563
639
SH
DFND
639
0
0
GRAY TELEVISION INC
COM
389375106
682
94706
SH
DFND
94706
0
0
GREAT LAKES DREDGE & DOCK CO
COM
390607109
312
39900
SH
DFND
1
39900
0
0
HACKETT GROUP INC
COM
404609109
53
10230
SH
DFND
10230
0
0
HANESBRANDS INC
COM
410345102
1862
36213
SH
DFND
1
36213
0
0
HARLEY DAVIDSON INC
COM
412822108
339
6191
SH
DFND
1
6191
0
0
HHGREGG INC
COM
42833L108
244
15290
SH
DFND
1
15290
0
0
HOWARD HUGHES CORP
COM
44267D107
3025
26987
SH
DFND
26987
0
0
HUNTSMAN CORP
COM
447011107
166
10000
SH
DFND
10000
0
0
INDEPENDENT BK GROUP INC
COM
45384B106
966
31760
SH
DFND
31760
0
0
INFOBLOX INC
COM
45672H104
284
9718
SH
DFND
9718
0
0
INSULET CORP
NOTE 3.750% 6/1
45784PAC5
1356
1040000
PRN
DFND
2
1040000
0
0
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
1238
155909
SH
DFND
1
155909
0
0
INTELSAT S A
COM
L5140P101
382
19107
SH
DFND
19107
0
0
INTERFACE INC
COM
458665304
243
14302
SH
DFND
1
14302
0
0
IPG PHOTONICS CORP
COM
44980X109
1269
20902
SH
DFND
1
20902
0
0
ISHARES TR RUSSELL 2000
COM
464287655
134
95100
SH
Put
DFND
95100
0
0
JOURNAL COMMUNICATIONS INC
CL A
481130102
199
26633
SH
DFND
26633
0
0
KB HOME
COM
48666K109
392
19969
SH
DFND
19969
0
0
KITE RLTY GROUP TR
COM
49803T102
1569
260215
SH
DFND
260215
0
0
KOPPERS HOLDINGS INC
COM
50060P106
387
10133
SH
DFND
10133
0
0
KORN FERRY INTL
COM
500643200
871
46500
SH
DFND
1
46500
0
0
LA Z BOY INC
COM
505336107
455
22457
SH
DFND
1
22457
0
0
LENNAR CORP
CL A
526057104
1064
29513
SH
DFND
1
29513
0
0
LENNOX INTL INC
COM
526107107
603
9340
SH
DFND
1
9340
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
577
9621
SH
DFND
9621
0
0
LYONDELLBASELL INDUSTRIES
CL A
N53745100
496
7487
SH
DFND
7487
0
0
MACQUARIE INFRASTR CO LLC
INT
55608B105
903
16895
SH
DFND
16895
0
0
MBIA INC
COM
55262C100
882
66296
SH
DFND
66296
0
0
MGC DIAGNOSTICS CORP
COM
552768103
151
18100
SH
DFND
18100
0
0
MICRON TECHNOLOGY INC
COM
595112103
587
40962
SH
DFND
1
40962
0
0
MICROSOFT CORP
COM
594918104
2068
59904
SH
DFND
59904
0
0
MKS INSTRUMENT INC
COM
55306N104
222
8358
SH
DFND
1
8358
0
0
MONOTYPE IMAGING HOLDINGS IN
COM
61022P100
1167
45930
SH
DFND
45930
0
0
MOODYS CORP
COM
615369105
780
12809
SH
DFND
12809
0
0
NEUSTAR INC
CL A
64126X201
418
8594
SH
DFND
8594
0
0
NEWCASTLE INVT CORP
COM
65105M108
1800
344179
SH
DFND
344179
0
0
NORTHERN OIL & GAS INC NEV
COM
665531109
591
44282
SH
DFND
1
44282
0
0
NORTHSTAR RLTY FIN CORP
COM
66704R100
1886
207202
SH
DFND
207202
0
0
OCWEN FINL CORP
COM
675746309
556
13490
SH
DFND
13490
0
0
OLIN CORP
COM
680665205
425
17755
SH
DFND
1
17755
0
0
OMNIAMERICAN BANCORP INC
COM
68216R107
2165
98282
SH
DFND
98282
0
0
ORBCOMM INC
COM
68555P100
101
22526
SH
DFND
22526
0
0
OSI SYSTEMS INC
COM
671044105
633
9821
SH
DFND
1
9821
0
0
PAREXEL INTL CORP
COM
699462107
336
7306
SH
DFND
1
7306
0
0
PIER 1 IMPORTS INC
COM
720279108
387
16454
SH
DFND
1
16454
0
0
PINNACLE ENTMT INC
COM
723456109
273
13859
SH
DFND
13859
0
0
PINNACLE FOODS INC DEL
COM
72348P104
242
10000
SH
DFND
10000
0
0
POLYCOM INC
COM
73172K104
143
13601
SH
DFND
1
13601
0
0
QUALCOMM INC
COM
747525103
343
5621
SH
DFND
5621
0
0
QUALYS INC
COM
74758T303
249
15430
SH
DFND
15430
0
0
QUANTA SVCS INC
COM
74762E102
417
15753
SH
DFND
1
15753
0
0
RESPONSYS INC
COM
761248103
144
10068
SH
DFND
10068
0
0
RF MICRODEVICES INC
COM
749941100
242
45152
SH
DFND
1
45152
0
0
ROCKWOOD HLDGS INC
COM
774415103
337
5256
SH
DFND
5256
0
0
SAIC INC
COM
78390X101
1039
74576
SH
DFND
74576
0
0
SALIX PHARMACEUTICALS INC
NOTE 1.500% 3/1
795435AE6
203
170000
PRN
DFND
2
170000
0
0
SAVIENT PHARMACEUTICALS INC
NOTE 4.750% 2/0
80517QAA8
100
500000
PRN
DFND
2
500000
0
0
SCIENTIFIC GAMES CORP
CL A
80874P109
921
81828
SH
DFND
1
81828
0
0
SCRIPPS NETWORKS INTERACT IN CL A
COM
811065101
230
3445
SH
DFND
3445
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
400
8913
SH
DFND
8913
0
0
SERVICESOURCE INTL LLC
COM
81763U100
168
18000
SH
DFND
18000
0
0
SIRIUS XM RADIO INC
COM
82967N108
313
93428
SH
DFND
93428
0
0
SKECHERS U S A INC
CL A
830566105
912
37966
SH
DFND
1
37966
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
1073
49017
SH
DFND
1
49017
0
0
SONIC CORP
COM
835451105
253
17369
SH
DFND
1
17369
0
0
SPDR GOLD TRUST GOLD
SHS
78463V107
282
2368
SH
DFND
2368
0
0
SPLUNK INC
COM
848637104
305
6584
SH
DFND
6584
0
0
STAG INDL INC
COM
85254J102
453
22719
SH
DFND
22719
0
0
STAGE STORES INC
COM
85254C305
258
10979
SH
DFND
1
10979
0
0
STONE ENERGY CORP
NOTE 1.750% 3/0
861642AN6
463
500000
PRN
DFND
2
500000
0
0
SUMMIT HOTEL PPTYS
COM
866082100
448
47365
SH
DFND
1
47365
0
0
THERAVANCE INC
NOTE 2.125% 1/1
88338TAB0
1156
750000
PRN
DFND
2
750000
0
0
TRADE STR RESIDENTIAL INC
COM
89255N203
664
75407
SH
DFND
75407
0
0
TRIMAS CORP
COM
896215209
403
10808
SH
DFND
1
10808
0
0
TRIQUINT SEMICONDUCTOR INC
COM
89674K103
450
65003
SH
DFND
1
65003
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
1023
15391
SH
DFND
15391
0
0
TYSON FOODS INC
NOTE 3.250%10/1
902494AP8
762
500000
PRN
DFND
2
500000
0
0
UBIQUITI NETWORKS INC
COM
90347A100
296
16900
SH
DFND
16900
0
0
VECTOR GROUP LTD
FRNT 1/1
92240MAY4
919
787000
PRN
DFND
2
787000
0
0
VERINT SYS INC
COM
92343X100
351
9900
SH
DFND
9900
0
0
VERISIGN INC
COM
92343E102
851
19049
SH
DFND
19049
0
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
703
500000
PRN
DFND
2
500000
0
0
VISA INC
COM CL A
92826C839
221
1208
SH
DFND
1208
0
0
VISTEON CORP
COM
92839U206
464
7350
SH
DFND
7350
0
0
WABASH NATL CORP
COM
929566107
285
28038
SH
DFND
1
28038
0
0
WAGEWORKS INC
COM
930427109
290
8423
SH
DFND
8423
0
0
WESTERN DIGITAL CORP
COM
958102105
373
6001
SH
DFND
1
6001
0
0
XERIUM TECHNOLOGIES INC
COM
98416J118
137
13415
SH
DFND
13415
0
0
YAHOO INC
COM
984332106
327
13038
SH
DFND
13038
0
0