0001513045-21-000003.txt : 20210806 0001513045-21-000003.hdr.sgml : 20210806 20210806121324 ACCESSION NUMBER: 0001513045-21-000003 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210806 DATE AS OF CHANGE: 20210806 EFFECTIVENESS DATE: 20210806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Daiwa Securities Co., Ltd. CENTRAL INDEX KEY: 0001513045 IRS NUMBER: 000000000 FISCAL YEAR END: 0311 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-14433 FILM NUMBER: 211151817 BUSINESS ADDRESS: STREET 1: 1-9-1 MARUNOUCHI, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-6753 BUSINESS PHONE: (81)3-5555-3111 MAIL ADDRESS: STREET 1: 1-9-1 MARUNOUCHI, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-6753 FORMER COMPANY: FORMER CONFORMED NAME: Daiwa Securities Capital Markets Co. Ltd. DATE OF NAME CHANGE: 20110214 13F-NT 1 primary_doc.xml 13F-NT LIVE false true false 0001513045 XXXXXXXX 06-30-2021 06-30-2021 Daiwa Securities Co., Ltd.
1-9-1 MARUNOUCHI, CHIYODA-KU TOKYO M0 100-6753
13F NOTICE 028-14433 0001481045 028-14426 Daiwa Securities Group Inc. N
KAZUNORI FUJII HEAD OF COMPLIANCE 81-5555-1045 KAZUNORI FUJII TOKYO M0 07-28-2021