0001513045-20-000002.txt : 20200512 0001513045-20-000002.hdr.sgml : 20200512 20200512143507 ACCESSION NUMBER: 0001513045-20-000002 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200512 DATE AS OF CHANGE: 20200512 EFFECTIVENESS DATE: 20200512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Daiwa Securities Co., Ltd. CENTRAL INDEX KEY: 0001513045 IRS NUMBER: 000000000 FISCAL YEAR END: 0311 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-14433 FILM NUMBER: 20868620 BUSINESS ADDRESS: STREET 1: 1-9-1 MARUNOUCHI, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-6753 BUSINESS PHONE: (81)3-5555-3111 MAIL ADDRESS: STREET 1: 1-9-1 MARUNOUCHI, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-6753 FORMER COMPANY: FORMER CONFORMED NAME: Daiwa Securities Capital Markets Co. Ltd. DATE OF NAME CHANGE: 20110214 13F-NT 1 primary_doc.xml 13F-NT LIVE false false false 0001513045 XXXXXXXX 03-31-2020 03-31-2020 Daiwa Securities Co., Ltd.
1-9-1 MARUNOUCHI, CHIYODA-KU TOKYO M0 100-6753
13F NOTICE 028-14433 0001481045 028-14426 Daiwa Securities Group Inc. N
KAZUNORI FUJII Head of Compliance Department 81-5555-2800 KAZUNORI FUJII Tokyo M0 04-30-2020