0001513045-18-000003.txt : 20181101 0001513045-18-000003.hdr.sgml : 20181101 20181101112613 ACCESSION NUMBER: 0001513045-18-000003 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181101 DATE AS OF CHANGE: 20181101 EFFECTIVENESS DATE: 20181101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Daiwa Securities Co., Ltd. CENTRAL INDEX KEY: 0001513045 IRS NUMBER: 000000000 FISCAL YEAR END: 0311 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-14433 FILM NUMBER: 181152718 BUSINESS ADDRESS: STREET 1: 1-9-1 MARUNOUCHI, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-6753 BUSINESS PHONE: (81)3-5555-3111 MAIL ADDRESS: STREET 1: 1-9-1 MARUNOUCHI, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-6753 FORMER COMPANY: FORMER CONFORMED NAME: Daiwa Securities Capital Markets Co. Ltd. DATE OF NAME CHANGE: 20110214 13F-NT 1 primary_doc.xml 13F-NT LIVE false false false 0001513045 XXXXXXXX 09-30-2018 09-30-2018 Daiwa Securities Co., Ltd.

1-9-1 MARUNOUCHI, CHIYODA-KU TOKYO M0 100-6753

13F NOTICE 028-14433 0001481045 028-14426 Daiwa Securities Group Inc. N GIICHI TANAKA 81-5555-2800 GIICHI TANAKA Tokyo M0 10-25-2018