0001193125-13-051864.txt : 20130212 0001193125-13-051864.hdr.sgml : 20130212 20130212164503 ACCESSION NUMBER: 0001193125-13-051864 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130212 DATE AS OF CHANGE: 20130212 EFFECTIVENESS DATE: 20130212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OMT Capital Management LLC CENTRAL INDEX KEY: 0001513013 IRS NUMBER: 943302083 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14338 FILM NUMBER: 13597822 BUSINESS ADDRESS: STREET 1: ONE MONTGOMERY STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415.296.8100 MAIL ADDRESS: STREET 1: ONE MONTGOMERY STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR/A 1 d485531d13fhra.txt FORM 13F-HR/A ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2012 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one): [X] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: OMT Capital Management LLC One Montgomery Street, Suite 3300 San Francisco, CA 94104 Form 13F File Number: 028-14338 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Richard Duff President 415.296.8100 Signature, Place and Date of Signing: /s/ Richard Duff San Francisco, CA 02/ 12 /2013 -------------------- --------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 ---------- Form 13F Information Table Entry Total: 31 ---------- Form 13F Information Table Value Total (x$1000): 243,146 ---------- (thousands) List of Other Included Managers: 1 - Hatteras Alternative Mutual Funds Trust 2 - Orinda Asset Management LLC (See attachment)
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 -------------------------------- -------- ------------- ------------ ------------------ ---------- -------- ---------------------- Title of Value Shares or Sh/ Put/ Investment Other Voting Authority Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Discretion Managers Sole Shared None ABIOMED INC Common CSP_003654100 7,142 531,450 SH Sole 531,450 912 67,890 SH Other 1 67,890 831 61,810 SH Other 2 61,810 AFFYMETRIX INC Common CSP_00826T108 1,539 485,380 SH Sole 485,380 201 63,480 SH Other 1 63,480 184 58,140 SH Other 2 58,140 ALIGN TECHNOLOGY INC Common CSP_016255101 6,961 250,840 SH Sole 250,840 905 32,630 SH Other 1 32,630 826 29,770 SH Other 2 29,770 ARRIS GROUP INC Common CSP_04269Q100 4,385 293,490 SH Sole 293,490 575 38,470 SH Other 1 38,470 526 35,220 SH Other 2 35,220 ATLAS AIR WORLDWIDE HOLDINGS Common CSP_049164205 3,596 81,130 SH Sole 81,130 467 10,540 SH Other 1 10,540 415 9,370 SH Other 2 9,370 BROADRIDGE FINL SOLUTION Common CSP_11133T103 4,337 189,580 SH Sole 189,580 569 24,860 SH Other 1 24,860 513 22,410 SH Other 2 22,410 BROCADE COMMUNS SYS NEW Common CSP_111621306 8,594 1,612,530 SH Sole 1,612,530 1,119 209,960 SH Other 1 209,960 1,034 193,920 SH Other 2 193,920 CARDTRONICS INC Common CSP_14161H108 6,147 258,960 SH Sole 258,960 814 34,300 SH Other 1 34,300 744 31,320 SH Other 2 31,320 CHICOS FAS INC Common CSP_168615102 7,623 412,970 SH Sole 412,970 962 52,110 SH Other 1 52,110 873 47,290 SH Other 2 47,290 ESCO TECHNOLOGIES INC Common CSP_296315104 4,726 126,340 SH Sole 126,340 583 15,590 SH Other 1 15,590 530 14,170 SH Other 2 14,170 FINANCIAL ENGINES INC Common CSP_317485100 10,257 369,750 SH Sole 369,750 1,352 48,740 SH Other 1 48,740 1,227 44,250 SH Other 2 44,250 GRACO INCORPORATED Common CSP_384109104 7,626 148,100 SH Sole 148,100 1,011 19,640 SH Other 1 19,640 918 17,830 SH Other 2 17,830 HOLOGIC INC Common CSP_436440101 8,924 445,950 SH Sole 445,950 1,172 58,550 SH Other 1 58,550 1,068 53,380 SH Other 2 53,380 INFORMATICA CORP Common CSP_45666Q102 7,572 249,740 SH Sole 249,740 976 32,190 SH Other 1 32,190 887 29,260 SH Other 2 29,260 INTL RECTIFIER CORP Common CSP_460254105 6,881 388,090 SH Sole 388,090 899 50,700 SH Other 1 50,700 833 46,980 SH Other 2 46,980 ITC HOLDINGS CORP Common CSP_465685105 2,986 38,820 SH Sole 38,820 345 4,490 SH Other 1 4,490 279 3,630 SH Other 2 3,630 KVH INDUSTRIES INC Common CSP_482738101 1,577 112,819 SH Sole 112,819 - - - LANDSTAR SYSTEM INC Common CSP_515098101 5,438 103,660 SH Sole 103,660 709 13,510 SH Other 1 13,510 644 12,270 SH Other 2 12,270 MASTEC INC Common CSP_576323109 9,752 391,150 SH Sole 391,150 1,301 52,200 SH Other 1 52,200 1,187 47,620 SH Other 2 47,620 NATIONAL CINEMEDIA INC Common CSP_635309107 7,630 539,960 SH Sole 539,960 978 69,210 SH Other 1 69,210 890 63,010 SH Other 2 63,010 NATIONAL INSTRUMENTS CORP Common CSP_636518102 4,333 167,890 SH Sole 167,890 573 22,190 SH Other 1 22,190 524 20,300 SH Other 2 20,300 NCR CORP Common CSP_62886E108 5,987 234,960 SH Sole 234,960 754 29,600 SH Other 1 29,600 691 27,110 SH Other 2 27,110 NEWPORT CORP Common CSP_651824104 6,977 518,780 SH Sole 518,780 902 67,080 SH Other 1 67,080 821 61,020 SH Other 2 61,020 PLANTRONICS INC Common CSP_727493108 7,970 216,160 SH Sole 216,160 1,028 27,880 SH Other 1 27,880 936 25,390 SH Other 2 25,390 RESPONSYS INC Common CSP_761248103 1,700 285,200 SH Sole 285,200 192 32,200 SH Other 1 32,200 176 29,500 SH Other 2 29,500 ROVI CORPORATION Common CSP_779376102 6,308 408,830 SH Sole 408,830 857 55,520 SH Other 1 55,520 775 50,220 SH Other 2 50,220 SCIENTIFIC GAMES CP CL A CLASS A Common CSP_80874P109 9,018 1,040,228 SH Sole 1,040,228 1,226 141,430 SH Other 1 141,430 1,145 132,010 SH Other 2 132,010 SERVICESOURCE INTERNATIONAL Common CSP_81763U100 3,076 525,740 SH Sole 525,740 362 61,950 SH Other 1 61,950 332 56,760 SH Other 2 56,760 SHUTTERFLY INC Common CSP_82568P304 6,727 225,200 SH Sole 225,200 885 29,630 SH Other 1 29,630 824 27,580 SH Other 2 27,580 THE JONES GROUP INC Common CSP_48020T101 5,549 501,670 SH Sole 501,670 718 64,960 SH Other 1 64,960 649 58,720 SH Other 2 58,720 WORLD FUEL SERVICES CORP Common CSP_981475106 13,734 333,602 SH Sole 333,602 1,804 43,820 SH Other 1 43,820 1,641 39,850 SH Other 2 39,850