UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
The information provided under Item 5.07 herein is incorporated into this Item 5.02 by reference.
Item 5.07. Submission of Matters to a Vote of Security Holders.
Annual Meeting Voting Results
PetVivo Holdings, Inc. (the “Company”) held its Annual Meeting on March 4, 2022. As of the close of business on January 10, 2022, the record date for the Annual Meeting (the “Record Date”), there were 9,757,728 shares of Company common stock outstanding and entitled to vote at the Annual Meeting. Each share of Company common stock was entitled to one (1) vote. Stockholders holding an aggregate of 5,141,035 shares of Company common stock entitled to vote at the Annual Meeting, representing 52.63% of the outstanding shares of Company common stock as of the Record Date, and which constituted a quorum thereof, were present in person or represented by proxy at the Annual Meeting.
At the Annual Meeting, the Company’s stockholders considered the proposals listed below, each of which is described in more detail in the Company’s definitive proxy statement (“Proxy Statement”) for the Annual Meeting filed with the Securities and Exchange Commission on January 18, 2022.
The final results of such stockholder voting on each proposal brought before the Annual Meeting are set forth below:
| Proposal No. 1 - | Election of Directors. The director nominees proposed by the Board of Directors of the Company (the “Board”) were elected to serve as members of the Board until the next annual meeting of stockholders and until their successors are duly elected and qualified by the following final voting results: |
| Votes For | Votes Withheld | Broker Non-Votes | |||||||
| John Lai | 2,858,265 | 731,378 | — | ||||||
| Robert Rudelius | 2,790,733 | 798,910 | — | ||||||
| David Deming | 3,534,460 | 55,183 | — | ||||||
| Joseph Jasper | 2,790,733 | 798,910 | — | ||||||
| Scott Johnson | 3,567,043 | 22,600 | — | ||||||
| James Martin | 3,534,460 | 55,183 | — | ||||||
| Gregory Cash | 2,669,172 | 920,471 | — |
| Proposal No. 2- | Ratification of Appointment of Independent Registered Public Accounting Firm. The ratification of the appointment of Assurance Dimensions, Inc. as the Company’s independent registered public accounting firm for the year ending March 31, 2022, was approved by the following final voting results: |
| Votes For | Votes Against | Votes Abstained | Broker Non-Votes | |||||||
| 5,124,779 | 5,015 | 11,241 | — |
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| Proposal No. 3- | Advisory Vote on Say on Pay. The Company conducted an advisory vote on executive compensation, as described in the Proxy Statement. This proposal was approved and the final voting results for the Say on Pay vote were as follows: |
| Votes For | Votes Against | Votes Abstained | Broker Non-Votes | |||||||
| 3,529,655 | 52,101 | 7,887 | 1,551,392 |
| Proposal No. 4- | Advisory Vote on Frequency of Say on Pay. The Company conducted an advisory vote on how frequently the stockholders would like to provide the advisory Say on Pay vote. The alternatives were for every year, every other year, or every third year. The stockholders approved, on a non-binding and advisory basis, holding the advisory vote on compensation paid to the Company’s executive officers every three years. The final voting results for the frequency of the Say on Pay were as follows: |
| Every Year | Every Two Years | Every Three Years | Votes Abstained | Broker Non-Votes | |||||||||
| 1,026,819 | 338,304 | 2,217,080 | 7,440 | 1,551,392 |
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. | Description | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| PETVIVO HOLDINGS, INC. | ||
| Date: March 8, 2022 | By: | /s/ John Lai |
| Name: | John Lai | |
| Title: | Chief Executive Officer | |
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