0001512920-12-000037.txt : 20121113
0001512920-12-000037.hdr.sgml : 20121112
20121113093733
ACCESSION NUMBER: 0001512920-12-000037
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121113
DATE AS OF CHANGE: 20121113
EFFECTIVENESS DATE: 20121113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPROTT INC.
CENTRAL INDEX KEY: 0001512920
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14703
FILM NUMBER: 121196336
BUSINESS ADDRESS:
STREET 1: ROYAL BANK PLAZA, SOUTH TOWER
STREET 2: 200 BAY STREET, SUITE 2700
CITY: TORONTO
STATE: A6
ZIP: M5J 2J1
BUSINESS PHONE: 416-943-4065
MAIL ADDRESS:
STREET 1: ROYAL BANK PLAZA, SOUTH TOWER
STREET 2: 200 BAY STREET, SUITE 2700
CITY: TORONTO
STATE: A6
ZIP: M5J 2J1
13F-HR
1
sep1213f.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Sprott Inc.
Address: Royal Bank Plaza, South Tower
200 Bay Street, Suite 2700, PO Box 27
Toronto, Ontario Canada
M5J 2J1
Form 13F File Number: 28- 11504
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kirstin McTaggart
Title: Authorized Person
Phone: 416-943-4065
Signature, Place, and Date of Signing:
Kirstin McTaggart Toronto, Ontario, Canada November 12, 2012
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 121
Form 13F Information Table Value Total: $1,051,566 (thousands)
List of Other Included Managers: None
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
If there are no entries in this list, state NONE and omit the column
headings and list entries.
FORM 13F INFORMATION TABLE
Name Of Issuer Title Cusip Value USD Shares or Sh/ Put/ InvestmeOtheVoting Authority
Class (x$1000) Prn Amt Prn Call DiscretiMgrs Sole Shared None
AGNICO EAGLE MINES LTD com 008474108 340 6,549 sh Sole 6,549
AGRIUM INC com 008916108 238 2,300 sh Sole 2,300
ALDERON IRON ORE CORP com 01434T100 60 30,000 sh Sole 30,000
ALEXCO RESOURCE CORP com 01535P106 29,848 6,877,450 sh Sole 6,877,450
ALLIED NEVADA GOLD CORP com 019344100 37,305 955,075 sh Sole 955,075
ALMADEN MINERALS LTD com 020283107 4,219 1,545,385 sh Sole 1,545,385
ALPHA NATURAL RESOURCES INC com 02076X102 690 105,000 sh Sole 105,000
AMAZON COM INC put 023135956 6,358 25,000 sh put Sole 25,000
AURICO GOLD INC com 05155C105 4,103 587,000 sh Sole 587,000
AURIZON MINES LTD com 05155P106 538 102,200 sh Sole 102,200
AVINO SILVER & GOLD MINES LTD com 053906103 3,443 2,074,100 sh Sole 2,074,100
BARRICK GOLD CORP com 067901108 6,556 156,989 sh Sole 156,989
BRIGUS GOLD CORP com 109490102 16,052 16,214,091 sh Sole 16,214,091
CAMECO CORP com 13321L108 212 10,920 sh Sole 10,920
CANADIAN NAT RES LTD com 136385101 5,434 176,500 sh Sole 176,500
CARDERO RES CORP com 14140U105 96 131,300 sh Sole 131,300
CATERPILLAR INC put 149123951 3,442 40,000 sh put Sole 40,000
CELESTICA INC com 15101Q108 7,319 1,025,000 sh Sole 1,025,000
CENTRAL FD CDA LTD com 153501101 2,576 108,183 sh Sole 108,183
CHESAPEAKE ENERGY CORP call 165167907 1,415 75,000 sh call Sole 75,000
CIRRUS LOGIC INC com 172755100 6,634 172,800 sh Sole 172,800
CISCO SYS INC com 17275R102 3,930 205,800 sh Sole 205,800
CLAUDE RES INC com 182873109 5,754 6,909,838 sh Sole 6,909,838
COACH INC com 189754104 2,549 45,500 sh Sole 45,500
COACH INC put 189754954 1,120 20,000 sh put Sole 20,000
COEUR D ALENE MINES CORP com 192108504 48,365 1,677,600 sh Sole 1,677,600
COMCAST CORP com 20030N200 2,430 69,800 sh Sole 69,800
CROCS INC com 227046109 8,664 534,500 sh Sole 534,500
DENISON MINES CORP com 248356107 142 95,296 sh Sole 95,296
DOMTAR CORP com 257559203 2,897 37,000 sh Sole 37,000
ELDORADO GOLD CORP com 284902103 12,479 818,818 sh Sole 818,818
ENDEAVOUR SILVER CORP com 29258Y103 4,958 496,820 sh Sole 496,820
EURASIAN MINERALS INC com 29843R100 15,599 6,994,927 sh Sole 6,994,927
EXETER RES CORP com 301835104 5,534 3,334,000 sh Sole 3,334,000
FINISH LINE INC com 317923100 4,037 177,600 sh Sole 177,600
FIRST MAJESTIC SILVER CORP com 32076V103 113,535 4,900,072 sh Sole 4,900,072
FOOT LOCKER INC com 344849104 5,858 165,000 sh Sole 165,000
FORTUNA SILVER MINES INC com 349915108 47,224 8,876,698 sh Sole 8,876,698
FRANCO NEVADA CORP com 351858105 348 5,909 sh Sole 5,909
GENERAL MTRS CO com 37045V100 1,861 81,800 sh Sole 81,800
GENERAL MTRS CO put 37045V950 1,138 50,000 sh put Sole 50,000
GLOBAL X SILVER MINERS ETF com 37950E853 2,689 108,000 sh Sole 108,000
GOLDEN MINERALS CO com 381119106 3,489 668,300 sh Sole 668,300
GT ADVANCED TECHNOLOGIES INC com 36191U106 4,274 785,000 sh Sole 785,000
GULF RESOURCES INC com 40251W309 28 25,000 sh Sole 25,000
HARMONY GOLD MNG LTD com 413216300 122 14,500 sh Sole 14,500
HECLA MNG CO com 422704106 8,282 1,264,470 sh Sole 1,264,470
HELMERICH & PAYNE INC com 423452101 671 14,100 sh Sole 14,100
HUDBAY MINERALS INC com 443628102 3,654 371,000 sh Sole 371,000
IAMGOLD CORP com 450913108 13,223 836,345 sh Sole 836,345
ISHARES RUSSELL 2000 put 464287955 7,426 89,000 sh put Sole 89,000
ISHARES SILVER TRUST com 46428Q109 3,093 92,387 sh Sole 92,387
JOHNSON & JOHNSON com 478160104 2,412 35,000 sh Sole 35,000
KEEGAN RES INC com 487275109 11,186 3,015,204 sh Sole 3,015,204
KIMBER RES INC com 49435N101 3,549 5,106,557 sh Sole 5,106,557
KINROSS GOLD CORP com 496902404 1,004 98,359 sh Sole 98,359
KOBEX MINERALS INC com 49989C105 4,524 8,535,326 sh Sole 8,535,326
LAKE SHORE GOLD CORP com 510728108 1,148 1,114,760 sh Sole 1,114,760
MAG SILVER CORP com 55903Q104 33,041 2,712,754 sh Sole 2,712,754
MAGNA INTL INC com 559222401 7,333 169,500 sh Sole 169,500
MARKET VECTORS GOLD MINERS ETF com 57060U100 17,429 324,622 sh Sole 324,622
MARKET VECTORS JR GOLD MINERS ETF com 57060U589 29,968 1,212,300 sh Sole 1,212,300
MCEWEN MNG INC com 58039P107 15,712 3,423,037 sh Sole 3,423,037
MCGRAW HILL COS com 580645109 1,938 35,500 sh Sole 35,500
MERUS LABS INTL INC com 59047R101 311 225,000 sh Sole 225,000
MICROCHIP TECHNOLOGY INC com 595017104 2,308 70,500 sh Sole 70,500
MINCO GOLD CORPORATION com 60254D108 258 382,780 sh Sole 382,780
MINES MGMT INC com 603432105 151 98,400 sh Sole 98,400
MOLYCORP INC com 608753109 504 43,820 sh Sole 43,820
NEW GOLD INC com 644535106 869 71,100 sh Sole 71,100
NORTH AMERN PALLADIUM LTD com 656912102 475 250,100 sh Sole 250,100
NYSE EURONEXT com 629491101 2,194 89,000 sh Sole 89,000
OILSANDS QUEST INC com 678046103 145 10,352,861 sh Sole 10,352,861
ONCOLYTICS BIOTECH INC com 682310107 979 420,000 sh Sole 420,000
PACIFIC ETHANOL INC com 69423U206 7 16,929 sh Sole 16,929
PAN AMERICAN SILVER CORP com 697900108 15,625 728,765 sh Sole 728,765
PARAMOUNT GOLD & SILVER CORP com 69924P102 778 292,535 sh Sole 292,535
PEMBINA PIPELINE CORP com 706327103 208 7,419 sh Sole 7,419
PENGROWTH ENERGY CORP com 70706P104 1,818 269,685 sh Sole 269,685
PFIZER INC com 717081103 2,430 97,800 sh Sole 97,800
PLATINUM GROUP METALS LTD com 72765Q205 149 141,000 sh Sole 141,000
POWERSHARES DB US DOLLAR INDEX BULLISH FU com 73936D107 1,096 50,000 sh Sole 50,000
PRECISION DRILLING CORP com 74022D308 1,176 150,000 sh Sole 150,000
PRETIUM RES INC com 74139C102 20,601 1,581,050 sh Sole 1,581,050
REGAL ENTMT GROUP com 758766109 2,068 147,000 sh Sole 147,000
REVETT MINERALS INC com 761505205 783 220,000 sh Sole 220,000
RICHMONT MINES INC com 76547T106 3,073 645,500 sh Sole 645,500
ROYAL GOLD INC com 780287108 395 3,960 sh Sole 3,960
RUBICON MINERALS CORP com 780911103 399 106,800 sh Sole 106,800
SILVER BULL RES INC com 827458100 2,965 5,929,658 sh Sole 5,929,658
SILVER STD RES INC com 82823L106 1,020 63,600 sh Sole 63,600
SILVER WHEATON CORP com 828336107 31,149 784,412 sh Sole 784,412
SILVERCREST MINES INC com 828365106 25,675 9,040,600 sh Sole 9,040,600
SPDR GOLD TRUST com 78463V107 2,755 16,028 sh Sole 16,028
SPDR GOLD TRUST call 78463V907 4,727 27,500 sh call Sole 27,500
SPDR S&P 500 ETF com 78462F103 1,353 9,400 sh Sole 9,400
SPDR S&P 500 ETF put 78462F953 30,320 210,600 sh put Sole 210,600
SPROTT PHYSICAL GOLD TRUST com 85207H104 77,364 5,089,746 sh Sole 5,089,746
SPROTT PHYSICAL SILVER TRUST com 85207K107 79,861 5,651,878 sh Sole 5,651,878
SPROTT RESOURCE LENDING CORP com 85207J100 23,888 16,822,817 sh Sole 16,822,817
SUNCOR ENERGY INC com 867224107 4,778 145,440 sh Sole 145,440
SYNOPSYS INC com 871607107 330 10,000 sh Sole 10,000
TAHOE RES INC com 873868103 9,278 455,700 sh Sole 455,700
TALISMAN ENERGY INC com 87425E103 4,675 351,000 sh Sole 351,000
TESORO CORP com 881609101 2,514 60,000 sh Sole 60,000
TIMBERLINE RES CORP com 887133106 178 424,670 sh Sole 424,670
TIMMINS GOLD CORP com 88741P103 8,360 2,954,000 sh Sole 2,954,000
TRANSATLANTIC PETROLEUM LTD com G89982105 21 20,000 sh Sole 20,000
TRANSGLOBE ENERGY CORP com 893662106 2,837 261,200 sh Sole 261,200
UNDER ARMOUR INC put 904311957 5,583 100,000 sh put Sole 100,000
U S ENERGY CORP com 911805109 2,810 1,306,898 sh Sole 1,306,898
U S GEOTHERMAL INC com 90338S102 546 1,602,493 sh Sole 1,602,493
UR ENERGY INC com 91688R108 89 90,000 sh Sole 90,000
VALERO ENERGY CORP com 91913Y100 2,360 74,500 sh Sole 74,500
VALUECLICK INC com 92046N102 2,145 125,000 sh Sole 125,000
VIACOM INC com 92553P201 2,546 47,500 sh Sole 47,500
VISTA GOLD CORP com 927926303 28,406 7,825,410 sh Sole 7,825,410
VODAFONE GROUP PLC com 92857W209 3,300 115,800 sh Sole 115,800
WI-LAN INC com 928972108 21,074 3,756,470 sh Sole 3,756,470
WYNDHAM WORLDWIDE CORP com 98310W108 4,991 95,100 sh Sole 95,100
YAMANA GOLD INC com 98462Y100 3,373 176,524 sh Sole 176,524
121 1,051,566176,074,789 176,074,789