0001512779-22-000009.txt : 20221017
0001512779-22-000009.hdr.sgml : 20221017
20221017161138
ACCESSION NUMBER: 0001512779-22-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221017
DATE AS OF CHANGE: 20221017
EFFECTIVENESS DATE: 20221017
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKY MOUNTAIN ADVISERS, LLC
CENTRAL INDEX KEY: 0001512779
IRS NUMBER: 263301611
STATE OF INCORPORATION: AK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14185
FILM NUMBER: 221313867
BUSINESS ADDRESS:
STREET 1: 2121 E. CRAWFORD PLACE
CITY: SALINA
STATE: KS
ZIP: 67401
BUSINESS PHONE: 785-823-3097
MAIL ADDRESS:
STREET 1: 2121 E. CRAWFORD PLACE
CITY: SALINA
STATE: KS
ZIP: 67401
FORMER COMPANY:
FORMER CONFORMED NAME: Rocky Mountain Advisers, LLC
DATE OF NAME CHANGE: 20110210
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001512779
XXXXXXXX
09-30-2022
09-30-2022
ROCKY MOUNTAIN ADVISERS, LLC
2121 E. CRAWFORD PLACE
SALINA
KS
67401
13F COMBINATION REPORT
028-14185
0001895911
028-21764
Paralel Advisors LLC
N
Joel Looney
President
785-823-3097
/s/ Joel W. Looney
Salina
KS
10-17-2022
0
320
76839
false
INFORMATION TABLE
2
Book32022.xml
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
3252
8
SH
SOLE
0
0
8
2SEVENTY BIO INC
COMMON STOCK
901384107
0
6
SH
SOLE
0
0
6
3M CO
COM
88579Y101
493
4461
SH
SOLE
0
0
4461
AMMO INC
COM
00175J107
1
300
SH
SOLE
0
0
300
AON PLC
SHS CL A
G0403H108
4
16
SH
SOLE
0
0
16
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
8
20
SH
SOLE
0
0
20
AT&T INC
COM
00206R102
97
6322
SH
SOLE
0
0
6322
ABBOTT LABS
COM
002824100
32
329
SH
SOLE
0
0
329
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
6
22
SH
SOLE
0
0
22
ETF SER SOLUTIONS
ACQUIRERS FD
26922A263
393
17485
SH
SOLE
0
0
17485
ACTIVISION BLIZZARD INC
COM
00507V109
53
719
SH
SOLE
0
0
719
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
5
313
SH
SOLE
0
0
313
ADOBE SYS INC
COM
00724F101
7
25
SH
SOLE
0
0
25
ADVANCE AUTO PARTS INC
COM
00751Y106
44
281
SH
SOLE
0
0
281
ADVISORSHARES TR
PURE CANNABIS
00768Y495
3
750
SH
SOLE
0
0
750
AFLAC INC
COM
001055102
13
226
SH
SOLE
0
0
226
ALLIANCEBERNSTEIN NATL MUNI
COM
01864U106
83
8000
SH
SOLE
0
0
8000
ALLSTATE CORP
COM
020002101
16
125
SH
SOLE
0
0
125
ALPHABET INC
CAP STK CL A
02079K305
140
1460
SH
SOLE
0
0
1460
ALPHABET INC
CAP STK CL C
02079K107
67
700
SH
SOLE
0
0
700
AMAZON COM INC
COM
023135106
27
240
SH
SOLE
0
0
240
AMERICAN EXPRESS CO
COM
025816109
27
200
SH
SOLE
0
0
200
AMPHENOL CORP NEW
CL A
032095101
4
64
SH
SOLE
0
0
64
ANALOG DEVICES INC
COM
032654105
4
27
SH
SOLE
0
0
27
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
5
100
SH
SOLE
0
0
100
ANNALY CAP MGMT INC
COM
035710839
14
827
SH
SOLE
0
0
827
APPLE INC
COM
037833100
861
6229
SH
SOLE
0
0
6229
ARCH CAP GROUP LTD
ORD
G0450A105
5
99
SH
SOLE
0
0
99
ARCHER DANIELS MIDLAND CO
COM
039483102
279
3464
SH
SOLE
0
0
3464
ARCOSA INC
COM
039653100
9
166
SH
SOLE
0
0
166
ATLASSIAN CORP PLC
CL A
G06242104
9
43
SH
SOLE
0
0
43
AURINIA PHARMACEUTICALS INC
COM
05156V102
4
500
SH
SOLE
0
0
500
AUTOZONE INC
COM
053332102
24
11
SH
SOLE
0
0
11
B & G FOODS INC
COM
05508R106
58
3500
SH
SOLE
0
0
3500
BADGER METER INC
COM
056525108
7
72
SH
SOLE
0
0
72
BALCHEM CORP
COM
057665200
2
20
SH
SOLE
0
0
20
BALL CORP
COM
058498106
15
300
SH
SOLE
0
0
300
BK OF AMERICA CORP
7.25%CNV PFD L
060505682
59
50
SH
SOLE
0
0
50
BANK AMER CORP
COM
060505104
37
1231
SH
SOLE
0
0
1231
Bank Of Nova Scotia
COM
064149107
1094
23000
SH
SOLE
0
0
23000
W R BERKLEY CORPORATION
COM
084423102
7
109
SH
SOLE
0
0
109
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2351
8804
SH
SOLE
0
0
8804
BEYOND MEAT INC
COM
08862E109
3
200
SH
SOLE
0
0
200
BLACK HILLS CORP
COM
092113109
68
1000
SH
SOLE
0
0
1000
BLACKROCK MUNI INCOME TR II
COM
09249N101
13
1280
SH
SOLE
0
0
1280
BLUEBIRD BIO INC
COM
09609G100
0
18
SH
SOLE
0
0
18
BOEING CO
COM
097023105
48
400
SH
SOLE
0
0
400
BORR DRILLING LTD
SHS
G1466R173
9
2700
SH
SOLE
0
0
2700
BP PLC
SPONSORED ADR
055622104
25
865
SH
SOLE
0
0
865
BRAEMAR HOTELS & RESORTS INC
COM
10482B101
47
11000
SH
SOLE
0
0
11000
BRISTOL MYERS SQUIBB CO
COM
110122108
41
575
SH
SOLE
0
0
575
BROADSTONE NET LEASE INC
COM
11135E203
2062
132750
SH
SOLE
0
0
132750
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
5
127
SH
SOLE
0
0
127
BROWN & BROWN INC
COM
115236101
8
136
SH
SOLE
0
0
136
BROWN FORMAN CORP
CL B
115637209
4
55
SH
SOLE
0
0
55
CANADIAN NATL RY CO
COM
136375102
4
34
SH
SOLE
0
0
34
CANOPY GROWTH CORP
COM
138035100
0
10
SH
SOLE
0
0
10
CAPITOL FED FINL INC
COM
14057J101
153
18387
SH
SOLE
0
0
18387
CARMAX INC
COM
143130102
2
34
SH
SOLE
0
0
34
CBRE GROUP INC
CL A
12504L109
14
200
SH
SOLE
0
0
200
CDW CORP
COM
12514G108
5
34
SH
SOLE
0
0
34
SCHWAB CHARLES CORP NEW
COM
808513105
5
71
SH
SOLE
0
0
71
SCHWAB STRATEGIC TR
US REIT ETF
808524847
46
2463
SH
SOLE
0
0
2463
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
4
38
SH
SOLE
0
0
38
CHEVRON CORP NEW
COM
166764100
363
2527
SH
SOLE
0
0
2527
CHURCH & DWIGHT INC
COM
171340102
82
1150
SH
SOLE
0
0
1150
CINCINNATI FINL CORP
COM
172062101
212
2366
SH
SOLE
0
0
2366
CISCO SYS INC
COM
17275R102
176
4400
SH
SOLE
0
0
4400
CITIGROUP INC
COM NEW
172967424
65
1550
SH
SOLE
0
0
1550
Cleveland-Cliffs Inc
COM
185899101
7
500
SH
SOLE
0
0
500
CLOROX CO DEL
COM
189054109
13
100
SH
SOLE
0
0
100
COCA COLA CO
COM
191216100
373
6663
SH
SOLE
0
0
6663
COGNEX CORP
COM
192422103
2
60
SH
SOLE
0
0
60
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
9484
408076
SH
SOLE
0
0
408076
COHEN & STEERS LTD DURATION
COM
19248C105
95
5250
SH
SOLE
0
0
5250
COHEN & STEERS REIT & PFD &
COM
19247X100
1066
55000
SH
SOLE
0
0
55000
COINBASE GLOBAL INC
COM CL A
19260Q107
26
400
SH
SOLE
0
0
400
COLGATE PALMOLIVE CO
COM
194162103
62
880
SH
SOLE
0
0
880
COMMERCE BANCSHARES INC
COM
200525103
46
688
SH
SOLE
0
0
688
CONAGRA BRANDS INC
COM
205887102
5
164
SH
SOLE
0
0
164
CONNECT BIOPHARMA HLDGS LTD
ADS
207523101
2
1200
SH
SOLE
0
0
1200
CONOCOPHILLIPS
COM
20825C104
71
698
SH
SOLE
0
0
698
CONSOLIDATED EDISON INC
COM
209115104
7
80
SH
SOLE
0
0
80
CONSTELLATION ENERGY CORP
COM
21037T109
19
224
SH
SOLE
0
0
224
Contango Ore Inc
COM
21077F100
4
123
SH
SOLE
0
0
123
COPART INC
COM
217204106
13
124
SH
SOLE
0
0
124
COSTCO WHSL CORP NEW
COM
22160K105
19
40
SH
SOLE
0
0
40
CYBERARK SOFTWARE LTD
SHS
M2682V108
6
40
SH
SOLE
0
0
40
D R HORTON INC
COM
23331A109
34
500
SH
SOLE
0
0
500
DXC TECHNOLOGY CO
COM
23355L106
7
300
SH
SOLE
0
0
300
DATADOG INC
CL A COM
23804L103
4
47
SH
SOLE
0
0
47
DIGITAL WORLD ACQUISITION CO
*W EXP 06/30/202
25400Q113
8
2150
SH
SOLE
0
0
2150
DISNEY WALT CO
COM DISNEY
254687106
743
7876
SH
SOLE
0
0
7876
DOCUSIGN INC
COM
256163106
11
200
SH
SOLE
0
0
200
DOLLAR TREE INC
COM
256746108
3
22
SH
SOLE
0
0
22
DOW INC
COM
260557103
2
42
SH
SOLE
0
0
42
DUKE ENERGY CORP NEW
COM NEW
26441C204
16
175
SH
SOLE
0
0
175
EBAY INC.
COM
278642103
81
2196
SH
SOLE
0
0
2196
EBIX INC
COM NEW
278715206
50
2650
SH
SOLE
0
0
2650
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
22
1953
SH
SOLE
0
0
1953
ENNIS INC
COM
293389102
20
1000
SH
SOLE
0
0
1000
EQUIFAX INC
COM
294429105
7
42
SH
SOLE
0
0
42
ERICSSON
ADR B SEK 10
294821608
1
255
SH
SOLE
0
0
255
EVERCORE INC
CLASS A
29977A105
948
11525
SH
SOLE
0
0
11525
EVERGY INC
COM
30034W106
64
1085
SH
SOLE
0
0
1085
EVERSOURCE ENERGY
COM
30040W108
6
75
SH
SOLE
0
0
75
EXELON CORP
COM
30161N101
25
674
SH
SOLE
0
0
674
EXPEDITORS INTL WASH INC
COM
302130109
3
36
SH
SOLE
0
0
36
EXXON MOBIL CORP
COM
30231G102
127
1460
SH
SOLE
0
0
1460
FASTENAL CO
COM
311900104
18
400
SH
SOLE
0
0
400
FEDEX CORP
COM
31428X106
3
20
SH
SOLE
0
0
20
FIRSTCASH HOLDINGS INC
COM
33768G107
3
36
SH
SOLE
0
0
36
FIRST TR NASDAQ ABA CMNTY BK
UT COM SHS ETF
33736Q104
23
460
SH
SOLE
0
0
460
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
3
75
SH
SOLE
0
0
75
FIRSTENERGY CORP
COM
337932107
11
308
SH
SOLE
0
0
308
FLAHERTY & CRUMRINE TOTAL RE
COM
338479108
16
1000
SH
SOLE
0
0
1000
FORD MTR CO DEL
COM
345370860
34
3000
SH
SOLE
0
0
3000
FREEPORT-MCMORAN INC
CL B
35671D857
27
1000
SH
SOLE
0
0
1000
G1 THERAPEUTICS INC
COM
3621LQ109
22
1750
SH
SOLE
0
0
1750
GENERAL ELECTRIC CO
COM NEW
369604301
30
478
SH
SOLE
0
0
478
GENERAL MLS INC
COM
370334104
264
3450
SH
SOLE
0
0
3450
GILEAD SCIENCES INC
COM
375558103
34
550
SH
SOLE
0
0
550
GLACIER BANCORP INC NEW
COM
37637Q105
2
35
SH
SOLE
0
0
35
GRACO INC
COM
384109104
6
99
SH
SOLE
0
0
99
GXO LOGISTICS INCORPORATED
COMMON STOCK
36262G101
10
290
SH
SOLE
0
0
290
HARMONY GOLD MNG LTD
SPONSORED ADR
413216300
10
4000
SH
SOLE
0
0
4000
LATTICE STRATEGIES TR
HARTFORD US EQTY
518416409
78
2210
SH
SOLE
0
0
2210
HENRY JACK & ASSOC INC
COM
426281101
7
39
SH
SOLE
0
0
39
HOME DEPOT INC
COM
437076102
129
468
SH
SOLE
0
0
468
HONEYWELL INTL INC
COM
438516106
21
124
SH
SOLE
0
0
124
HORMEL FOODS CORP
COM
440452100
6
125
SH
SOLE
0
0
125
HOST HOTELS & RESORTS INC
COM
44107P104
8
511
SH
SOLE
0
0
511
HUBSPOT INC
COM
443573100
6
21
SH
SOLE
0
0
21
IAMGOLD CORP
COM
450913108
3
3000
SH
SOLE
0
0
3000
ILLINOIS TOOL WKS INC
COM
452308109
3
17
SH
SOLE
0
0
17
INNOVATIVE INDL PPTYS INC
COM
45781V101
3
30
SH
SOLE
0
0
30
INTEL CORP
COM
458140100
313
12137
SH
SOLE
0
0
12137
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
30
335
SH
SOLE
0
0
335
INTERNATIONAL BUSINESS MACHS
COM
459200101
146
1232
SH
SOLE
0
0
1232
INTUITIVE SURGICAL INC
COM NEW
46120E602
25
135
SH
SOLE
0
0
135
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
42
3500
SH
SOLE
0
0
3500
INVESCO QQQ TR
UNIT SER 1
46090E103
189
707
SH
SOLE
0
0
707
INVESCO EXCHANGE TRADED FD T
S&P500 QUALITY
46137V241
18
450
SH
SOLE
0
0
450
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
11
50
SH
SOLE
0
0
50
INVESCO EXCHNG TRADED FD TR
S&P MIDCP LOW
46138E198
297
6175
SH
SOLE
0
0
6175
ISHARES TR
CORE 1 5 YR USD
46432F859
143
3097
SH
SOLE
0
0
3097
ISHARES INC
CORE MSCI EMKT
46434G103
17
384
SH
SOLE
0
0
384
ISHARES TR
CORE MSCI EAFE
46432F842
54
1026
SH
SOLE
0
0
1026
ISHARES TR
CORE S&P500 ETF
464287200
1677
4677
SH
SOLE
0
0
4677
ISHARES TR
CORE S&P MCP ETF
464287507
106
482
SH
SOLE
0
0
482
ISHARES TR
CORE S&P SCP ETF
464287804
228
2618
SH
SOLE
0
0
2618
ISHARES TR
CORE US AGGBD ET
464287226
30
308
SH
SOLE
0
0
308
ISHARES TR
CORE TOTAL USD
46434V613
148
3331
SH
SOLE
0
0
3331
ISHARES GOLD TRUST
ISHARES
464285204
13
400
SH
SOLE
0
0
400
ISHARES TR
IBOXX INV CP ETF
464287242
16
160
SH
SOLE
0
0
160
ISHARES TR
JPMORGAN USD EMG
464288281
1
18
SH
SOLE
0
0
18
ISHARES TR
EAFE VALUE ETF
464288877
6
145
SH
SOLE
0
0
145
ISHARES TR
RUS 1000 VAL ETF
464287598
50
370
SH
SOLE
0
0
370
ISHARES TR
RUS 1000 GRW ETF
464287614
75
356
SH
SOLE
0
0
356
ISHARES TR
RUSSELL 2000 ETF
464287655
12
70
SH
SOLE
0
0
70
ISHARES TR
RUS MID CAP ETF
464287499
65
1049
SH
SOLE
0
0
1049
ISHARES TR
SELECT DIVID ETF
464287168
132
1232
SH
SOLE
0
0
1232
ISHARES SILVER TRUST
ISHARES
46428Q109
70
4000
SH
SOLE
0
0
4000
ISHARES TR
1 3 YR CR BD ETF
464288646
15
300
SH
SOLE
0
0
300
ISHARES TR
1 3 YR TREAS BD
464287457
41
500
SH
SOLE
0
0
500
ISHARES TR
DOW JONES US ETF
464287846
127
1450
SH
SOLE
0
0
1450
SMUCKER J M CO
COM NEW
832696405
231
1680
SH
SOLE
0
0
1680
JACK IN THE BOX INC
COM
466367109
78
1050
SH
SOLE
0
0
1050
JOHNSON & JOHNSON
COM
478160104
414
2535
SH
SOLE
0
0
2535
JPMORGAN CHASE & CO
COM
46625H100
6010
57516
SH
SOLE
0
0
57516
KELLOGG CO
COM
487836108
122
1745
SH
SOLE
0
0
1745
KIMBERLY CLARK CORP
COM
494368103
505
4490
SH
SOLE
0
0
4490
KINDER MORGAN INC DEL
COM
49456B101
9
534
SH
SOLE
0
0
534
KINROSS GOLD CORP
COM NO PAR
496902404
11
3000
SH
SOLE
0
0
3000
KROGER CO
COM
501044101
322
7352
SH
SOLE
0
0
7352
KYNDRYL HLDGS INC
COMMON STOCK
50155Q100
1
172
SH
SOLE
0
0
172
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
3
17
SH
SOLE
0
0
17
LAMB WESTON HLDGS INC
COM
513272104
4
54
SH
SOLE
0
0
54
LANDSTAR SYS INC
COM
515098101
8
54
SH
SOLE
0
0
54
LIBERTY BROADBAND CORP
COM SER C
530307305
3
41
SH
SOLE
0
0
41
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
5
124
SH
SOLE
0
0
124
LILLY ELI & CO
COM
532457108
140
434
SH
SOLE
0
0
434
LOWES COS INC
COM
548661107
39
207
SH
SOLE
0
0
207
LUMEN TECHNOLOGIES INC
COM
550241103
14
1910
SH
SOLE
0
0
1910
M & T BK CORP
COM
55261F104
35
200
SH
SOLE
0
0
200
MARKEL CORP
COM
570535104
5
5
SH
SOLE
0
0
5
MASTERCARD INCORPORATED
CL A
57636Q104
28
98
SH
SOLE
0
0
98
MCDONALDS CORP
COM
580135101
46
200
SH
SOLE
0
0
200
MEDTRONIC PLC
SHS
G5960L103
32
400
SH
SOLE
0
0
400
MERCK & CO INC
COM
58933Y105
195
2267
SH
SOLE
0
0
2267
MERITAGE HOMES CORP
COM
59001A102
35
500
SH
SOLE
0
0
500
MESA LABS INC
COM
59064R109
70
500
SH
SOLE
0
0
500
META PLATFORMS INC
CL A
30303M102
43
316
SH
SOLE
0
0
316
METLIFE INC
COM
59156R108
15
241
SH
SOLE
0
0
241
MICRON TECHNOLOGY INC
COM
595112103
9
170
SH
SOLE
0
0
170
MICROSOFT CORP
COM
594918104
1414
6070
SH
SOLE
0
0
6070
MOLSON COORS BREWING CO
CL B
60871R209
6
117
SH
SOLE
0
0
117
MONDELEZ INTL INC
CL A
609207105
27
500
SH
SOLE
0
0
500
MORGAN STANLEY
COM NEW
617446448
61
775
SH
SOLE
0
0
775
NEWS CORP NEW
CL A
65249B109
2
138
SH
SOLE
0
0
138
NORTONLIFELOCK INC
COM
668771108
8
400
SH
SOLE
0
0
400
NOVAGOLD RES INC
COM NEW
66987E206
28
6000
SH
SOLE
0
0
6000
NOVAVAX INC
COM NEW
670002401
1
60
SH
SOLE
0
0
60
NRG ENERGY INC
COM NEW
629377508
2697
70463
SH
SOLE
0
0
70463
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
46
3915
SH
SOLE
0
0
3915
NUVEEN PFD & INCOME TERM FD
COM
67075A106
101
5500
SH
SOLE
0
0
5500
NUVEEN SELECT TAX-FREE INCOM
SH BEN INT
67062F100
7
510
SH
SOLE
0
0
510
NVIDIA CORP
COM
67066G104
84
692
SH
SOLE
0
0
692
OFFICE PPTYS INCOME TR
COM SHS BEN INT
67623C109
3
200
SH
SOLE
0
0
200
OMEROS CORP
COM
682143102
114
36255
SH
SOLE
0
0
36255
ONE GAS INC
COM
68235P108
7
100
SH
SOLE
0
0
100
ONEOK INC NEW
COM
682680103
10
197
SH
SOLE
0
0
197
ORACLE CORP
COM
68389X105
15
252
SH
SOLE
0
0
252
ORGANON & CO
COMMON STOCK
68622V106
5
204
SH
SOLE
0
0
204
PAYCHEX INC
COM
704326107
340
3034
SH
SOLE
0
0
3034
PAYPAL HLDGS INC
COM
70450Y103
13
156
SH
SOLE
0
0
156
PEPSICO INC
COM
713448108
49
300
SH
SOLE
0
0
300
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
1
100
SH
SOLE
0
0
100
PFIZER INC
COM
717081103
298
6818
SH
SOLE
0
0
6818
PHILLIPS 66
COM
718546104
24
299
SH
SOLE
0
0
299
PIMCO CORPORATE & INCOME OPP
COM
72201B101
235
20000
SH
SOLE
0
0
20000
PIMCO ETF TR
ACTIVE BD ETF
72201R775
22
250
SH
SOLE
0
0
250
PIMCO ETF TR
INV GRD CRP BD
72201R817
128
1400
SH
SOLE
0
0
1400
PINNACLE WEST CAP CORP
COM
723484101
7
110
SH
SOLE
0
0
110
PRIMERICA INC
COM
74164M108
5
38
SH
SOLE
0
0
38
PRINCIPAL FINL GROUP INC
COM
74251V102
15
211
SH
SOLE
0
0
211
PROCTER AND GAMBLE CO
COM
742718109
596
4717
SH
SOLE
0
0
4717
QUALCOMM INC
COM
747525103
3
25
SH
SOLE
0
0
25
QURATE RETAIL INC
COM SER A
74915M100
0
229
SH
SOLE
0
0
229
RLI CORP
COM
749607107
7
66
SH
SOLE
0
0
66
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
8
100
SH
SOLE
0
0
100
REALTY INCOME CORP
COM
756109104
116
2000
SH
SOLE
0
0
2000
RIO TINTO PLC
SPONSORED ADR
767204100
1
15
SH
SOLE
0
0
15
RIVIAN AUTOMOTIVE INC
COM CL A
76954A103
44
1344
SH
SOLE
0
0
1344
ROSS STORES INC
COM
778296103
5
58
SH
SOLE
0
0
58
SAP SE
SPON ADR
803054204
1
15
SH
SOLE
0
0
15
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
273
5656
SH
SOLE
0
0
5656
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
3276
49313
SH
SOLE
0
0
49313
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
1556
30033
SH
SOLE
0
0
30033
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
220
7830
SH
SOLE
0
0
7830
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
4546
108257
SH
SOLE
0
0
108257
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
228
5023
SH
SOLE
0
0
5023
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
318
5690
SH
SOLE
0
0
5690
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
81
1380
SH
SOLE
0
0
1380
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
77
634
SH
SOLE
0
0
634
SEMPRA ENERGY
COM
816851109
156
1040
SH
SOLE
0
0
1040
SENSATA TECHNOLOGIES HLDG PL
SHS
G8060N102
4
110
SH
SOLE
0
0
110
SHOPIFY INC
CL A
82509L107
4
140
SH
SOLE
0
0
140
SIRIUS XM HLDGS INC
COM
82968B103
2
425
SH
SOLE
0
0
425
SNAP INC
CL A
83304A106
0
16
SH
SOLE
0
0
16
SPDR GOLD TRUST
GOLD SHS
78463V107
232
1500
SH
SOLE
0
0
1500
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
1034
9270
SH
SOLE
0
0
9270
SPDR SERIES TRUST
FTSE INT GVT ETF
78464A490
10
260
SH
SOLE
0
0
260
SPDR SERIES TRUST
WELLS FG PFD ETF
78464A292
56
1620
SH
SOLE
0
0
1620
SPDR INDEX SHS FDS
MSCI EAFE STRTGC
78463X434
14
257
SH
SOLE
0
0
257
SPDR SER TR
PORTFLI INTRMDIT
78464A672
142
5034
SH
SOLE
0
0
5034
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
7
300
SH
SOLE
0
0
300
SQUARE INC
CL A
852234103
0
8
SH
SOLE
0
0
8
SRH TOTAL RETURN FUND INC
COM
101507101
2011
184830
SH
SOLE
0
0
184830
STAG INDL INC
COM
85254J102
139
4900
SH
SOLE
0
0
4900
STARBUCKS CORP
COM
855244109
34
400
SH
SOLE
0
0
400
STEEL DYNAMICS INC
COM
858119100
35
500
SH
SOLE
0
0
500
STELLANTIS N.V
SHS
N82405106
42
3587
SH
SOLE
0
0
3587
STORE CAP CORP
COM
862121100
2
57
SH
SOLE
0
0
57
SUN LIFE FINL INC
COM
866796105
20
500
SH
SOLE
0
0
500
SUNDIAL GROWERS INC
COM
83307B101
0
40
SH
SOLE
0
0
40
SYSCO CORP
COM
871829107
21
300
SH
SOLE
0
0
300
TJX COS INC NEW
COM
872540109
3
46
SH
SOLE
0
0
46
TANGER FACTORY OUTLET CTRS I
COM
875465106
78
5700
SH
SOLE
0
0
5700
TARGET CORP
COM
87612E106
297
2000
SH
SOLE
0
0
2000
BIO-TECHNE CORP
COM
09073M104
4
13
SH
SOLE
0
0
13
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
120
1007
SH
SOLE
0
0
1007
TESLA INC
COM
88160R101
700
2640
SH
SOLE
0
0
2640
TEXTRON INC
COM
883203101
48
822
SH
SOLE
0
0
822
SOUTHERN CO
COM
842587107
852
12525
SH
SOLE
0
0
12525
THE TRADE DESK INC
COM CL A
88339J105
17
280
SH
SOLE
0
0
280
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
2
17
SH
SOLE
0
0
17
TRANSDIGM GROUP INC
COM
893641100
5
9
SH
SOLE
0
0
9
TRANSOCEAN LTD
REG SHS
H8817H100
2
1000
SH
SOLE
0
0
1000
TRAVELERS COMPANIES INC
COM
89417E109
79
515
SH
SOLE
0
0
515
TRINITY INDS INC
COM
896522109
42
1950
SH
SOLE
0
0
1950
TSAKOS ENERGY NAVIGATION LTD
SHS
G9108L173
4
280
SH
SOLE
0
0
280
TWITTER INC
COM
90184L102
1
20
SH
SOLE
0
0
20
UBER TECHNOLOGIES INC
COM
90353T100
27
1000
SH
SOLE
0
0
1000
UNILEVER PLC
SPON ADR NEW
904767704
21
470
SH
SOLE
0
0
470
UNION PAC CORP
COM
907818108
253
1300
SH
SOLE
0
0
1300
UNITED PARCEL SERVICE INC
CL B
911312106
10
60
SH
SOLE
0
0
60
UNITED STATES STL CORP NEW
COM
912909108
33
1800
SH
SOLE
0
0
1800
UNITEDHEALTH GROUP INC
COM
91324P102
9
18
SH
SOLE
0
0
18
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
941
12580
SH
SOLE
0
0
12580
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
847
11407
SH
SOLE
0
0
11407
VANGUARD GROUP
DIV APP ETF
921908844
1729
12793
SH
SOLE
0
0
12793
VANGUARD TAX-MANAGED FDS
VAN FTSE DEV MKT
921943858
3
79
SH
SOLE
0
0
79
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
2
51
SH
SOLE
0
0
51
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
91
1200
SH
SOLE
0
0
1200
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
114
2375
SH
SOLE
0
0
2375
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
11
134
SH
SOLE
0
0
134
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
2397
7302
SH
SOLE
0
0
7302
VANGUARD INDEX FDS
SMALL CP ETF
922908751
15
89
SH
SOLE
0
0
89
VANGUARD STAR FD
VG TL INTL STK F
921909768
18
396
SH
SOLE
0
0
396
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
146
812
SH
SOLE
0
0
812
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
1101
11609
SH
SOLE
0
0
11609
VERIZON COMMUNICATIONS INC
COM
92343V104
83
2193
SH
SOLE
0
0
2193
VIACOM INC
CL B
92556H206
5
248
SH
SOLE
0
0
248
VIATRIS INC
COM
92556V106
0
14
SH
SOLE
0
0
14
VICI PPTYS INC
COM
925652109
200
6693
SH
SOLE
0
0
6693
VISA INC
COM CL A
92826C839
6
34
SH
SOLE
0
0
34
WP CAREY INC
COM
92936U109
10
150
SH
SOLE
0
0
150
WALMART INC
COM
931142103
2413
18606
SH
SOLE
0
0
18606
WARNER BROS DISCOVERY INC
COM SER A
934423104
11
973
SH
SOLE
0
0
973
WD-40 CO
COM
929236107
6
34
SH
SOLE
0
0
34
WELLS FARGO CO NEW
COM
949746101
1765
43875
SH
SOLE
0
0
43875
WHIRLPOOL CORP
COM
963320106
1
5
SH
SOLE
0
0
5
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
901
4486
SH
SOLE
0
0
4486
WISDOMTREE TR
INDIA ERNGS FD
97717W422
17
565
SH
SOLE
0
0
565
XCEL ENERGY INC
COM
98389B100
117
1833
SH
SOLE
0
0
1833
XPO LOGISTICS INC
COM
983793100
13
290
SH
SOLE
0
0
290
YUM BRANDS INC
COM
988498101
275
2590
SH
SOLE
0
0
2590
ZIM INTEGRATED SHIPPING SERV
SHS
M9T951109
0
15
SH
SOLE
0
0
15
ZSCALER INC
COM
98980G102
6
37
SH
SOLE
0
0
37