0001512779-22-000003.txt : 20220209
0001512779-22-000003.hdr.sgml : 20220209
20220209143354
ACCESSION NUMBER: 0001512779-22-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220209
DATE AS OF CHANGE: 20220209
EFFECTIVENESS DATE: 20220209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKY MOUNTAIN ADVISERS, LLC
CENTRAL INDEX KEY: 0001512779
IRS NUMBER: 263301611
STATE OF INCORPORATION: AK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14185
FILM NUMBER: 22605894
BUSINESS ADDRESS:
STREET 1: 2121 E. CRAWFORD PLACE
CITY: SALINA
STATE: KS
ZIP: 67401
BUSINESS PHONE: 785-823-3097
MAIL ADDRESS:
STREET 1: 2121 E. CRAWFORD PLACE
CITY: SALINA
STATE: KS
ZIP: 67401
FORMER COMPANY:
FORMER CONFORMED NAME: Rocky Mountain Advisers, LLC
DATE OF NAME CHANGE: 20110210
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001512779
XXXXXXXX
12-31-2021
12-31-2021
ROCKY MOUNTAIN ADVISERS, LLC
2121 E. CRAWFORD PLACE
SALINA
KS
67401
13F COMBINATION REPORT
028-14185
Paralel Advisors, LLC
N
Joel Looney
President
7858233097
/s/ Joel W. Looney
Salina
KS
02-09-2022
0
312
88038
false
INFORMATION TABLE
2
Book2.xml
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1352
3
SH
SOLE
0
0
3
2SEVENTY BIO INC
COMMON STOCK
901384107
0
6
SH
SOLE
0
0
6
3M CO
COM
88579Y101
797
4486
SH
SOLE
0
0
4486
AMMO INC
COM
00175J107
2
300
SH
SOLE
0
0
300
AON PLC
SHS CL A
G0403H108
5
16
SH
SOLE
0
0
16
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
16
20
SH
SOLE
0
0
20
AT&T INC
COM
00206R102
108
4395
SH
SOLE
0
0
4395
ABBOTT LABS
COM
002824100
46
329
SH
SOLE
0
0
329
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
9
22
SH
SOLE
0
0
22
ETF SER SOLUTIONS
ACQUIRERS FD
26922A263
523
16585
SH
SOLE
0
0
16585
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
6
313
SH
SOLE
0
0
313
ADOBE SYS INC
COM
00724F101
14
25
SH
SOLE
0
0
25
ADVANCE AUTO PARTS INC
COM
00751Y106
67
281
SH
SOLE
0
0
281
ADVISORSHARES TR
PURE CANNABIS
00768Y495
10
750
SH
SOLE
0
0
750
AFLAC INC
COM
001055102
13
226
SH
SOLE
0
0
226
ALLIANCEBERNSTEIN NATL MUNI
COM
01864U106
118
8000
SH
SOLE
0
0
8000
ALLSTATE CORP
COM
020002101
19
164
SH
SOLE
0
0
164
ALPHABET INC
CAP STK CL A
02079K305
211
73
SH
SOLE
0
0
73
ALPHABET INC
CAP STK CL C
02079K107
101
35
SH
SOLE
0
0
35
AMAZON COM INC
COM
023135106
57
17
SH
SOLE
0
0
17
AMERICAN EXPRESS CO
COM
025816109
82
500
SH
SOLE
0
0
500
AMPHENOL CORP NEW
CL A
032095101
6
64
SH
SOLE
0
0
64
ANALOG DEVICES INC
COM
032654105
5
27
SH
SOLE
0
0
27
ANNALY CAP MGMT INC
COM
035710409
26
3311
SH
SOLE
0
0
3311
APPIAN CORP
CL A
03782L101
10
158
SH
SOLE
0
0
158
APPLE INC
COM
037833100
1052
5926
SH
SOLE
0
0
5926
ARCH CAP GROUP LTD
ORD
G0450A105
4
99
SH
SOLE
0
0
99
ARCHER DANIELS MIDLAND CO
COM
039483102
273
4034
SH
SOLE
0
0
4034
ARCOSA INC
COM
039653100
9
166
SH
SOLE
0
0
166
ATLASSIAN CORP PLC
CL A
G06242104
16
43
SH
SOLE
0
0
43
AURINIA PHARMACEUTICALS INC
COM
05156V102
11
500
SH
SOLE
0
0
500
AUTOZONE INC
COM
053332102
23
11
SH
SOLE
0
0
11
B & G FOODS INC
COM
05508R106
137
4445
SH
SOLE
0
0
4445
BADGER METER INC
COM
056525108
8
72
SH
SOLE
0
0
72
BALCHEM CORP
COM
057665200
3
20
SH
SOLE
0
0
20
BALL CORP
COM
058498106
29
300
SH
SOLE
0
0
300
BANK AMER CORP
COM
060505104
68
1531
SH
SOLE
0
0
1531
Bank Of Nova Scotia
COM
064149107
1649
23000
SH
SOLE
0
0
23000
W R BERKLEY CORPORATION
COM
084423102
6
73
SH
SOLE
0
0
73
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3100
10369
SH
SOLE
0
0
10369
BEYOND MEAT INC
COM
08862E109
13
200
SH
SOLE
0
0
200
BLACK HILLS CORP
COM
092113109
71
1000
SH
SOLE
0
0
1000
BLACKROCK MUNI INCOME TR II
COM
09249N101
19
1280
SH
SOLE
0
0
1280
BLUEBIRD BIO INC
COM
09609G100
0
18
SH
SOLE
0
0
18
BOEING CO
COM
097023105
40
200
SH
SOLE
0
0
200
BOULDER GROWTH & INCOME FD I
COM
101507101
2595
182628
SH
SOLE
0
0
182628
BP PLC
SPONSORED ADR
055622104
23
865
SH
SOLE
0
0
865
BRAEMAR HOTELS & RESORTS INC
COM
10482B101
56
11000
SH
SOLE
0
0
11000
BRISTOL MYERS SQUIBB CO
COM
110122108
67
1075
SH
SOLE
0
0
1075
BROADSTONE NET LEASE INC
COM
11135E203
1682
67750
SH
SOLE
0
0
67750
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
8
127
SH
SOLE
0
0
127
BROWN & BROWN INC
COM
115236101
10
136
SH
SOLE
0
0
136
BROWN FORMAN CORP
CL B
115637209
4
55
SH
SOLE
0
0
55
CAMPBELL SOUP CO
COM
134429109
2
50
SH
SOLE
0
0
50
CANADIAN NATL RY CO
COM
136375102
4
34
SH
SOLE
0
0
34
CANOPY GROWTH CORP
COM
138035100
0
10
SH
SOLE
0
0
10
CAPITOL FED FINL INC
COM
14057J101
208
18353
SH
SOLE
0
0
18353
CARMAX INC
COM
143130102
4
34
SH
SOLE
0
0
34
CBRE GROUP INC
CL A
12504L109
22
200
SH
SOLE
0
0
200
CDW CORP
COM
12514G108
7
34
SH
SOLE
0
0
34
CEVA INC
COM
157210105
4
81
SH
SOLE
0
0
81
SCHWAB CHARLES CORP NEW
COM
808513105
6
71
SH
SOLE
0
0
71
SCHWAB STRATEGIC TR
US REIT ETF
808524847
64
1221
SH
SOLE
0
0
1221
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
4
38
SH
SOLE
0
0
38
CHEVRON CORP NEW
COM
166764100
390
3327
SH
SOLE
0
0
3327
CHURCH & DWIGHT INC
COM
171340102
118
1150
SH
SOLE
0
0
1150
CINCINNATI FINL CORP
COM
172062101
270
2366
SH
SOLE
0
0
2366
CISCO SYS INC
COM
17275R102
317
5000
SH
SOLE
0
0
5000
CITIGROUP INC
COM NEW
172967424
72
1200
SH
SOLE
0
0
1200
Cleveland-Cliffs Inc
COM
185899101
11
500
SH
SOLE
0
0
500
CLOROX CO DEL
COM
189054109
21
120
SH
SOLE
0
0
120
COCA COLA CO
COM
191216100
393
6642
SH
SOLE
0
0
6642
COGNEX CORP
COM
192422103
5
60
SH
SOLE
0
0
60
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
11606
407211
SH
SOLE
0
0
407211
COHEN & STEERS LTD DURATION
COM
19248C105
139
5250
SH
SOLE
0
0
5250
COHEN & STEERS REIT & PFD &
COM
19247X100
1574
55000
SH
SOLE
0
0
55000
COINBASE GLOBAL INC
COM CL A
19260Q107
50
200
SH
SOLE
0
0
200
COLGATE PALMOLIVE CO
COM
194162103
75
880
SH
SOLE
0
0
880
COMMERCE BANCSHARES INC
COM
200525103
47
688
SH
SOLE
0
0
688
COMPASS MINERALS INTL INC
COM
20451N101
51
1000
SH
SOLE
0
0
1000
CONAGRA BRANDS INC
COM
205887102
12
364
SH
SOLE
0
0
364
CONOCOPHILLIPS
COM
20825C104
68
948
SH
SOLE
0
0
948
CONSOLIDATED EDISON INC
COM
209115104
7
80
SH
SOLE
0
0
80
Contango Ore Inc
COM
21077F100
3
123
SH
SOLE
0
0
123
COPART INC
COM
217204106
19
124
SH
SOLE
0
0
124
CORECIVIC INC
COM
21871N101
2
250
SH
SOLE
0
0
250
CORTEVA INC
COM
22052L104
2
42
SH
SOLE
0
0
42
COSTCO WHSL CORP NEW
COM
22160K105
23
40
SH
SOLE
0
0
40
CROWDSTRIKE HLDGS INC
CL A
22788C105
5
23
SH
SOLE
0
0
23
CYBERARK SOFTWARE LTD
SHS
M2682V108
7
40
SH
SOLE
0
0
40
D R HORTON INC
COM
23331A109
54
500
SH
SOLE
0
0
500
DXC TECHNOLOGY CO
COM
23355L106
10
300
SH
SOLE
0
0
300
DATADOG INC
CL A COM
23804L103
8
47
SH
SOLE
0
0
47
DIGITAL WORLD ACQUISITION CO
*W EXP 06/30/202
25400Q113
8
625
SH
SOLE
0
0
625
DISNEY WALT CO
COM DISNEY
254687106
1344
8679
SH
SOLE
0
0
8679
DOLLAR TREE INC
COM
256746108
3
22
SH
SOLE
0
0
22
DOW INC
COM
260557103
2
42
SH
SOLE
0
0
42
DUPONT DE NEMOURS INC
COM
26614N102
3
42
SH
SOLE
0
0
42
DUKE ENERGY CORP NEW
COM NEW
26441C204
18
175
SH
SOLE
0
0
175
EBAY INC.
COM
278642103
80
1201
SH
SOLE
0
0
1201
EBIX INC
COM NEW
278715206
106
3500
SH
SOLE
0
0
3500
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
16
1953
SH
SOLE
0
0
1953
ENNIS INC
COM
293389102
20
1000
SH
SOLE
0
0
1000
EQUIFAX INC
COM
294429105
12
42
SH
SOLE
0
0
42
EQUINIX INC
COM
29444U700
5
6
SH
SOLE
0
0
6
ERICSSON
ADR B SEK 10
294821608
3
255
SH
SOLE
0
0
255
EVERCORE INC
CLASS A
29977A105
1488
10950
SH
SOLE
0
0
10950
EVERGY INC
COM
30034W106
74
1085
SH
SOLE
0
0
1085
EVERSOURCE ENERGY
COM
30040W108
7
75
SH
SOLE
0
0
75
EXELON CORP
COM
30161N101
39
674
SH
SOLE
0
0
674
EXPEDITORS INTL WASH INC
COM
302130109
5
36
SH
SOLE
0
0
36
EXXON MOBIL CORP
COM
30231G102
151
2460
SH
SOLE
0
0
2460
FACEBOOK INC
CL A
30303M102
106
316
SH
SOLE
0
0
316
FASTENAL CO
COM
311900104
26
400
SH
SOLE
0
0
400
FASTLY INC
CL A
31188V100
2
44
SH
SOLE
0
0
44
FEDEX CORP
COM
31428X106
5
20
SH
SOLE
0
0
20
FIRSTCASH HOLDINGS INC
COM
33768G107
3
36
SH
SOLE
0
0
36
FIRST TR NASDAQ ABA CMNTY BK
UT COM SHS ETF
33736Q104
27
460
SH
SOLE
0
0
460
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
4
75
SH
SOLE
0
0
75
FIRSTENERGY CORP
COM
337932107
13
308
SH
SOLE
0
0
308
FLAHERTY & CRUMRINE TOTAL RE
COM
338479108
23
1000
SH
SOLE
0
0
1000
FREEPORT-MCMORAN INC
CL B
35671D857
42
1000
SH
SOLE
0
0
1000
G1 THERAPEUTICS INC
COM
3621LQ109
24
2350
SH
SOLE
0
0
2350
GENERAL ELECTRIC CO
COM NEW
369604301
45
478
SH
SOLE
0
0
478
GENERAL MLS INC
COM
370334104
286
4250
SH
SOLE
0
0
4250
GILEAD SCIENCES INC
COM
375558103
40
550
SH
SOLE
0
0
550
GLACIER BANCORP INC NEW
COM
37637Q105
2
35
SH
SOLE
0
0
35
GRACO INC
COM
384109104
8
99
SH
SOLE
0
0
99
GXO LOGISTICS INCORPORATED
COMMON STOCK
36262G101
26
290
SH
SOLE
0
0
290
HARMONY GOLD MNG LTD
SPONSORED ADR
413216300
16
4000
SH
SOLE
0
0
4000
HENRY JACK & ASSOC INC
COM
426281101
7
39
SH
SOLE
0
0
39
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
1
40
SH
SOLE
0
0
40
HOME DEPOT INC
COM
437076102
194
467
SH
SOLE
0
0
467
HONEYWELL INTL INC
COM
438516106
26
124
SH
SOLE
0
0
124
HORMEL FOODS CORP
COM
440452100
6
125
SH
SOLE
0
0
125
HOST HOTELS & RESORTS INC
COM
44107P104
9
511
SH
SOLE
0
0
511
HP INC
COM
40434L105
2
40
SH
SOLE
0
0
40
HUBSPOT INC
COM
443573100
14
21
SH
SOLE
0
0
21
IAMGOLD CORP
COM
450913108
9
3000
SH
SOLE
0
0
3000
ILLINOIS TOOL WKS INC
COM
452308109
4
17
SH
SOLE
0
0
17
INNOVATIVE INDL PPTYS INC
COM
45781V101
8
30
SH
SOLE
0
0
30
INTEL CORP
COM
458140100
381
7392
SH
SOLE
0
0
7392
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
87
635
SH
SOLE
0
0
635
INTERNATIONAL BUSINESS MACHS
COM
459200101
165
1232
SH
SOLE
0
0
1232
INTUITIVE SURGICAL INC
COM NEW
46120E602
49
135
SH
SOLE
0
0
135
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
53
3500
SH
SOLE
0
0
3500
INVESCO EXCHANGE TRADED FD T
S&P500 QUALITY
46137V241
24
450
SH
SOLE
0
0
450
INVESCO EXCHNG TRADED FD TR
S&P MIDCP LOW
46138E198
361
6175
SH
SOLE
0
0
6175
ISHARES TR
MODERT ALLOC ETF
464289875
15
340
SH
SOLE
0
0
340
ISHARES INC
CORE MSCI EMKT
46434G103
23
384
SH
SOLE
0
0
384
ISHARES TR
CORE MSCI EAFE
46432F842
77
1026
SH
SOLE
0
0
1026
ISHARES TR
CORE S&P500 ETF
464287200
2677
5612
SH
SOLE
0
0
5612
ISHARES TR
CORE S&P MCP ETF
464287507
136
482
SH
SOLE
0
0
482
ISHARES TR
CORE S&P SCP ETF
464287804
244
2129
SH
SOLE
0
0
2129
ISHARES TR
CORE US AGGBD ET
464287226
35
308
SH
SOLE
0
0
308
ISHARES GOLD TRUST
ISHARES
464285204
14
400
SH
SOLE
0
0
400
ISHARES TR
IBOXX INV CP ETF
464287242
21
160
SH
SOLE
0
0
160
ISHARES TR
EAFE VALUE ETF
464288877
10
189
SH
SOLE
0
0
189
ISHARES TR
RUS 1000 VAL ETF
464287598
62
370
SH
SOLE
0
0
370
ISHARES TR
RUS 1000 GRW ETF
464287614
109
356
SH
SOLE
0
0
356
ISHARES TR
RUSSELL 2000 ETF
464287655
16
70
SH
SOLE
0
0
70
ISHARES TR
RUS MID CAP ETF
464287499
12
144
SH
SOLE
0
0
144
ISHARES TR
SELECT DIVID ETF
464287168
151
1232
SH
SOLE
0
0
1232
ISHARES SILVER TRUST
ISHARES
46428Q109
86
4000
SH
SOLE
0
0
4000
ISHARES TR
1 3 YR CR BD ETF
464288646
16
300
SH
SOLE
0
0
300
ISHARES TR
1 3 YR TREAS BD
464287457
43
500
SH
SOLE
0
0
500
ISHARES TR
DOW JONES US ETF
464287846
171
1450
SH
SOLE
0
0
1450
SMUCKER J M CO
COM NEW
832696405
228
1680
SH
SOLE
0
0
1680
JACK IN THE BOX INC
COM
466367109
66
750
SH
SOLE
0
0
750
JOHNSON & JOHNSON
COM
478160104
434
2535
SH
SOLE
0
0
2535
JPMORGAN CHASE & CO
COM
46625H100
4985
31484
SH
SOLE
0
0
31484
KELLOGG CO
COM
487836108
161
2495
SH
SOLE
0
0
2495
KIMBERLY CLARK CORP
COM
494368103
642
4490
SH
SOLE
0
0
4490
KINDER MORGAN INC DEL
COM
49456B101
8
534
SH
SOLE
0
0
534
KINROSS GOLD CORP
COM NO PAR
496902404
17
3000
SH
SOLE
0
0
3000
KNOT OFFSHORE PARTNERS LP
COM UNITS
Y48125101
1049
78500
SH
SOLE
0
0
78500
KROGER CO
COM
501044101
333
7352
SH
SOLE
0
0
7352
KYNDRYL HLDGS INC
COMMON STOCK
50155Q100
3
185
SH
SOLE
0
0
185
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
5
17
SH
SOLE
0
0
17
LAMB WESTON HLDGS INC
COM
513272104
3
54
SH
SOLE
0
0
54
LANDSTAR SYS INC
COM
515098101
10
54
SH
SOLE
0
0
54
LIBERTY BROADBAND CORP
COM SER C
530307305
7
41
SH
SOLE
0
0
41
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
6
124
SH
SOLE
0
0
124
LILLY ELI & CO
COM
532457108
120
434
SH
SOLE
0
0
434
LOWES COS INC
COM
548661107
105
407
SH
SOLE
0
0
407
LUMEN TECHNOLOGIES INC
COM
550241103
24
1910
SH
SOLE
0
0
1910
M & T BK CORP
COM
55261F104
31
200
SH
SOLE
0
0
200
MARKEL CORP
COM
570535104
6
5
SH
SOLE
0
0
5
MASTERCARD INCORPORATED
CL A
57636Q104
35
98
SH
SOLE
0
0
98
MCDONALDS CORP
COM
580135101
80
300
SH
SOLE
0
0
300
MEDTRONIC PLC
SHS
G5960L103
41
400
SH
SOLE
0
0
400
MERCK & CO INC
COM
58933Y105
174
2267
SH
SOLE
0
0
2267
MERITAGE HOMES CORP
COM
59001A102
61
500
SH
SOLE
0
0
500
MESA LABS INC
COM
59064R109
164
500
SH
SOLE
0
0
500
METLIFE INC
COM
59156R108
15
241
SH
SOLE
0
0
241
MGM GROWTH PPTYS LLC
CL A COM
55303A105
200
4900
SH
SOLE
0
0
4900
MICRON TECHNOLOGY INC
COM
595112103
16
170
SH
SOLE
0
0
170
MICROSOFT CORP
COM
594918104
1986
5904
SH
SOLE
0
0
5904
MOLSON COORS BREWING CO
CL B
60871R209
5
116
SH
SOLE
0
0
116
MONDELEZ INTL INC
CL A
609207105
66
1000
SH
SOLE
0
0
1000
MONGODB INC
CL A
60937P106
8
15
SH
SOLE
0
0
15
MORGAN STANLEY
COM NEW
617446448
75
760
SH
SOLE
0
0
760
NEWS CORP NEW
CL A
65249B109
3
138
SH
SOLE
0
0
138
NORTONLIFELOCK INC
COM
668771108
10
400
SH
SOLE
0
0
400
NOVAGOLD RES INC
COM NEW
66987E206
41
6000
SH
SOLE
0
0
6000
NOVAVAX INC
COM NEW
670002401
9
60
SH
SOLE
0
0
60
NRG ENERGY INC
COM NEW
629377508
2947
68410
SH
SOLE
0
0
68410
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
70
3915
SH
SOLE
0
0
3915
NUVEEN PFD & INCOME TERM FD
COM
67075A106
142
5500
SH
SOLE
0
0
5500
NVIDIA CORP
COM
67066G104
115
392
SH
SOLE
0
0
392
OFFICE PPTYS INCOME TR
COM SHS BEN INT
67623C109
33
1325
SH
SOLE
0
0
1325
OMEROS CORP
COM
682143102
234
36405
SH
SOLE
0
0
36405
ONE GAS INC
COM
68235P108
8
100
SH
SOLE
0
0
100
ONEOK INC NEW
COM
682680103
35
597
SH
SOLE
0
0
597
ORACLE CORP
COM
68389X105
22
252
SH
SOLE
0
0
252
ORGANON & CO
COMMON STOCK
68622V106
7
225
SH
SOLE
0
0
225
ORION OFFICE REIT INC
COM
68629Y103
2
100
SH
SOLE
0
0
100
PAYCHEX INC
COM
704326107
414
3034
SH
SOLE
0
0
3034
PAYPAL HLDGS INC
COM
70450Y103
29
156
SH
SOLE
0
0
156
PEPSICO INC
COM
713448108
104
600
SH
SOLE
0
0
600
PFIZER INC
COM
717081103
452
7658
SH
SOLE
0
0
7658
PHILLIPS 66
COM
718546104
31
424
SH
SOLE
0
0
424
PIMCO CORPORATE & INCOME OPP
COM
72201B101
331
20000
SH
SOLE
0
0
20000
PIMCO ETF TR
ACTIVE BD ETF
72201R775
27
250
SH
SOLE
0
0
250
PIMCO ETF TR
INV GRD CRP BD
72201R817
158
1400
SH
SOLE
0
0
1400
PINNACLE WEST CAP CORP
COM
723484101
8
110
SH
SOLE
0
0
110
PRIMERICA INC
COM
74164M108
6
38
SH
SOLE
0
0
38
PRINCIPAL FINL GROUP INC
COM
74251V102
15
211
SH
SOLE
0
0
211
PROCTER AND GAMBLE CO
COM
742718109
770
4708
SH
SOLE
0
0
4708
QUALCOMM INC
COM
747525103
5
25
SH
SOLE
0
0
25
QURATE RETAIL INC
COM SER A
74915M100
2
229
SH
SOLE
0
0
229
RLI CORP
COM
749607107
7
66
SH
SOLE
0
0
66
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
9
100
SH
SOLE
0
0
100
REALTY INCOME CORP
COM
756109104
72
1000
SH
SOLE
0
0
1000
RIVIAN AUTOMOTIVE INC
COM CL A
76954A103
104
1000
SH
SOLE
0
0
1000
ROSS STORES INC
COM
778296103
7
58
SH
SOLE
0
0
58
SAP SE
SPON ADR
803054204
2
15
SH
SOLE
0
0
15
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
288
5656
SH
SOLE
0
0
5656
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
3450
42676
SH
SOLE
0
0
42676
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
1857
29531
SH
SOLE
0
0
29531
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
257
6600
SH
SOLE
0
0
6600
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
5192
45944
SH
SOLE
0
0
45944
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
271
5023
SH
SOLE
0
0
5023
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
466
2845
SH
SOLE
0
0
2845
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
101
1380
SH
SOLE
0
0
1380
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
89
634
SH
SOLE
0
0
634
SEMPRA ENERGY
COM
816851109
138
1040
SH
SOLE
0
0
1040
SENSATA TECHNOLOGIES HLDG PL
SHS
G8060N102
7
110
SH
SOLE
0
0
110
SHOPIFY INC
CL A
82509L107
19
14
SH
SOLE
0
0
14
SIRIUS XM HLDGS INC
COM
82968B103
3
425
SH
SOLE
0
0
425
SPDR GOLD TRUST
GOLD SHS
78463V107
256
1500
SH
SOLE
0
0
1500
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
1197
9270
SH
SOLE
0
0
9270
SPDR SERIES TRUST
FTSE INT GVT ETF
78464A490
14
260
SH
SOLE
0
0
260
SPDR SERIES TRUST
WELLS FG PFD ETF
78464A292
70
1620
SH
SOLE
0
0
1620
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
25
571
SH
SOLE
0
0
571
SQUARE INC
CL A
852234103
1
8
SH
SOLE
0
0
8
STAG INDL INC
COM
85254J102
235
4900
SH
SOLE
0
0
4900
STARBUCKS CORP
COM
855244109
47
400
SH
SOLE
0
0
400
STEEL DYNAMICS INC
COM
858119100
31
500
SH
SOLE
0
0
500
STELLANTIS N.V
SHS
N82405106
67
3587
SH
SOLE
0
0
3587
STORE CAP CORP
COM
862121100
160
4652
SH
SOLE
0
0
4652
SUN LIFE FINL INC
COM
866796105
28
500
SH
SOLE
0
0
500
SUNDIAL GROWERS INC
COM
86730L109
0
400
SH
SOLE
0
0
400
SYSCO CORP
COM
871829107
24
300
SH
SOLE
0
0
300
TJX COS INC NEW
COM
872540109
3
46
SH
SOLE
0
0
46
TANGER FACTORY OUTLET CTRS I
COM
875465106
110
5700
SH
SOLE
0
0
5700
TARGET CORP
COM
87612E106
463
2000
SH
SOLE
0
0
2000
BIO-TECHNE CORP
COM
09073M104
7
13
SH
SOLE
0
0
13
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
194
1113
SH
SOLE
0
0
1113
TESLA INC
COM
88160R101
925
875
SH
SOLE
0
0
875
TEXTRON INC
COM
883203101
63
822
SH
SOLE
0
0
822
KRAFT HEINZ CO
COM
500754106
11
300
SH
SOLE
0
0
300
SOUTHERN CO
COM
842587107
873
12725
SH
SOLE
0
0
12725
THE TRADE DESK INC
COM CL A
88339J105
26
280
SH
SOLE
0
0
280
T-MOBILE US INC
COM
872590104
1
8
SH
SOLE
0
0
8
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
3
17
SH
SOLE
0
0
17
TRANSDIGM GROUP INC
COM
893641100
6
9
SH
SOLE
0
0
9
TRANSOCEAN LTD
REG SHS
H8817H100
3
1000
SH
SOLE
0
0
1000
TRAVELERS COMPANIES INC
COM
89417E109
81
515
SH
SOLE
0
0
515
TRINITY INDS INC
COM
896522109
38
1250
SH
SOLE
0
0
1250
TSAKOS ENERGY NAVIGATION LTD
SHS
G9108L173
2
280
SH
SOLE
0
0
280
US BANCORP DEL
COM NEW
902973304
1
25
SH
SOLE
0
0
25
UNILEVER PLC
SPON ADR NEW
904767704
25
470
SH
SOLE
0
0
470
UNION PAC CORP
COM
907818108
353
1400
SH
SOLE
0
0
1400
UNITED PARCEL SERVICE INC
CL B
911312106
13
60
SH
SOLE
0
0
60
UNITEDHEALTH GROUP INC
COM
91324P102
9
18
SH
SOLE
0
0
18
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
1083
13402
SH
SOLE
0
0
13402
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
813
10002
SH
SOLE
0
0
10002
VANGUARD GROUP
DIV APP ETF
921908844
2168
12620
SH
SOLE
0
0
12620
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
111
1200
SH
SOLE
0
0
1200
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
130
2375
SH
SOLE
0
0
2375
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
14
118
SH
SOLE
0
0
118
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
1134
2597
SH
SOLE
0
0
2597
VANGUARD INDEX FDS
SMALL CP ETF
922908751
20
89
SH
SOLE
0
0
89
VANGUARD STAR FD
VG TL INTL STK F
921909768
24
377
SH
SOLE
0
0
377
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
215
889
SH
SOLE
0
0
889
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
1069
9539
SH
SOLE
0
0
9539
VERIZON COMMUNICATIONS INC
COM
92343V104
86
1663
SH
SOLE
0
0
1663
VIACOM INC
CL B
92556H206
7
248
SH
SOLE
0
0
248
VIATRIS INC
COM
92556V106
0
14
SH
SOLE
0
0
14
VISA INC
COM CL A
92826C839
6
28
SH
SOLE
0
0
28
WABTEC CORP
COM
929740108
0
1
SH
SOLE
0
0
1
WALMART INC
COM
931142103
2701
18668
SH
SOLE
0
0
18668
WD-40 CO
COM
929236107
8
34
SH
SOLE
0
0
34
WELLS FARGO CO NEW
COM
949746101
2127
44325
SH
SOLE
0
0
44325
WEYERHAEUSER CO MTN BE
COM NEW
962166104
152
3683
SH
SOLE
0
0
3683
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
1065
4486
SH
SOLE
0
0
4486
WISDOMTREE TR
INDIA ERNGS FD
97717W422
21
565
SH
SOLE
0
0
565
XCEL ENERGY INC
COM
98389B100
124
1833
SH
SOLE
0
0
1833
XPO LOGISTICS INC
COM
983793100
22
290
SH
SOLE
0
0
290
YUM BRANDS INC
COM
988498101
360
2590
SH
SOLE
0
0
2590
ZSCALER INC
COM
98980G102
12
37
SH
SOLE
0
0
37