0001493152-23-040813.txt : 20231114 0001493152-23-040813.hdr.sgml : 20231114 20231114091644 ACCESSION NUMBER: 0001493152-23-040813 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DG Capital Management, LLC CENTRAL INDEX KEY: 0001512716 IRS NUMBER: 208404862 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16742 FILM NUMBER: 231402010 BUSINESS ADDRESS: STREET 1: 460 PARK AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-942-5700 MAIL ADDRESS: STREET 1: 460 PARK AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001512716 XXXXXXXX 09-30-2023 09-30-2023 false DG Capital Management, LLC

460 Park Avenue 22nd Floor New York NY 10022

13F HOLDINGS REPORT 028-16742 000157258 801-72420 N Eric Evanter 646-942-5700 /s/ Eric Evanter New York NY 11-14-2023 0 28 182767402 INFORMATION TABLE 2 infotable.xml AIR TRANSPORT SERVICES GRP I COM 00922R105 6110506 292789 SH SOLE 292789 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 5266773 5724753 SH SOLE 5724753 0 0 ARROWROOT ACQUISITION CORP *W EXP 03/02/202 04282M110 2131 13238 SH SOLE 13238 0 0 AWARE INC MASS COM 05453N100 1190098 862390 SH SOLE 862390 0 0 BURFORD CAP LTD ORD SHS G17977110 2800000 200000 SH Call SOLE 200000 0 0 BURFORD CAP LTD ORD SHS G17977110 2800000 200000 SH Call SOLE 200000 0 0 BURFORD CAP LTD ORD SHS G17977110 11456116 818294 SH SOLE 818294 0 0 CAESARS ENTERTAINMENT INC NE COM 12769G100 4635000 100000 SH Call SOLE 100000 0 0 CAESARS ENTERTAINMENT INC NE COM 12769G100 19281924 416007 SH SOLE 416007 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 9225840 3181324 SH SOLE 3181324 0 0 CORNER GROWTH ACQUISITION CO *W EXP 99/99/999 G2425N113 3589 38762 SH SOLE 38762 0 0 ECARX HOLDINGS INC *W EXP 12/20/202 G29201111 1845 46113 SH SOLE 46113 0 0 EVERI HLDGS INC COM 30034T103 15319138 1158785 SH SOLE 1158785 0 0 FENNEC PHARMACEUTICALS INC COM 31447P100 8584673 1143099 SH SOLE 1143099 0 0 FERROGLOBE PLC SHS G33856108 5888230 1132352 SH SOLE 1132352 0 0 HERTZ GLOBAL HLDGS INC COM NEW 42806J700 1225000 100000 SH Call SOLE 100000 0 0 HERTZ GLOBAL HLDGS INC COM NEW 42806J700 15931811 1300556 SH SOLE 1300556 0 0 INSPIRED ENTMT INC COM 45782N108 12923617 1080570 SH SOLE 1080570 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 1082834 1101000 PRN SOLE 1101000 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 528 13189 SH SOLE 13189 0 0 L CATTERTON ASIA ACQUISITION *W EXP 03/08/202 G5346G117 7313 13061 SH SOLE 13061 0 0 NORTHERN REVIVAL ACQUISITION *W EXP 01/31/202 G6546R119 2476 92734 SH SOLE 92734 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 724790 11000 SH Call SOLE 11000 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 6589000 100000 SH Call SOLE 100000 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 22702927 344558 SH SOLE 344558 0 0 TURNING PT BRANDS INC NOTE 2.500% 7/1 90041LAE5 3930980 4092000 PRN SOLE 4092000 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 11951459 52913 SH SOLE 52913 0 0 VEON LTD SPONSORED ADS 91822M502 13128804 673272 SH SOLE 673272 0 0