0001209191-23-042240.txt : 20230713 0001209191-23-042240.hdr.sgml : 20230713 20230713175658 ACCESSION NUMBER: 0001209191-23-042240 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230711 FILED AS OF DATE: 20230713 DATE AS OF CHANGE: 20230713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Esperanza Chrysty CENTRAL INDEX KEY: 0001965569 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37622 FILM NUMBER: 231087621 MAIL ADDRESS: STREET 1: 1955 BROADWAY STREET 2: SUITE 600 CITY: OAKLAND STATE: CA ZIP: 94612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Block, Inc. CENTRAL INDEX KEY: 0001512673 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 800429876 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-375-3176 MAIL ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 FORMER COMPANY: FORMER CONFORMED NAME: Square, Inc. DATE OF NAME CHANGE: 20110210 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-07-11 0 0001512673 Block, Inc. SQ 0001965569 Esperanza Chrysty 1955 BROADWAY SUITE 600 OAKLAND CA 94612 0 1 0 0 Counsel Lead 1 Class A Common Stock 2023-07-11 4 C 0 3150 0.00 A 71122 D Class A Common Stock 2023-07-11 4 S 0 3150 70.00 D 67972 D Stock Option (right to buy) 3.663 2023-07-11 4 M 0 3150 0.00 D 2023-10-30 Class B Common Stock 3150 0 D Class B Common Stock 2023-07-11 4 M 0 3150 0.00 A Class A Common Stock 3150 3150 D Class B Common Stock 2023-07-11 4 C 0 3150 0.00 D Class A Common Stock 3150 0 D Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted February 28, 2023. 25% of the shares subject to the option vested on October 7, 2014 and 1/48th of the shares vested monthly thereafter. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. /s/ Susan Szotek, Attorney-in-Fact 2023-07-13