0001209191-23-002004.txt : 20230105 0001209191-23-002004.hdr.sgml : 20230105 20230105174547 ACCESSION NUMBER: 0001209191-23-002004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230103 FILED AS OF DATE: 20230105 DATE AS OF CHANGE: 20230105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Henry Alyssa CENTRAL INDEX KEY: 0001658470 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37622 FILM NUMBER: 23512665 MAIL ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Block, Inc. CENTRAL INDEX KEY: 0001512673 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 800429876 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-375-3176 MAIL ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 FORMER COMPANY: FORMER CONFORMED NAME: Square, Inc. DATE OF NAME CHANGE: 20110210 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-03 0 0001512673 Block, Inc. SQ 0001658470 Henry Alyssa 1455 MARKET STREET SUITE 600 SAN FRANCISCO CA 94103 0 1 0 0 Square Lead Class A Common Stock 2023-01-03 4 S 0 3950 64.28 D 418667 D Class A Common Stock 2023-01-04 4 C 0 30769 0.00 A 449436 D Class A Common Stock 2023-01-04 4 S 0 16602 65.49 D 432834 D Class A Common Stock 2023-01-04 4 S 0 14167 66.14 D 418667 D Stock Option (right to buy) 7.254 2023-01-04 4 M 0 30769 0.00 D 2024-05-14 Class B Common Stock 30769 523073 D Class B Common Stock 2023-01-04 4 M 0 30769 0.00 A Class A Common Stock 30769 30769 D Class B Common Stock 2023-01-04 4 C 0 30769 0.00 D Class A Common Stock 30769 0 D Represents the number of shares automatically sold to satisfy the Issuer's income tax withholding and remittance obligations in connection with the vesting of restricted stock and restricted stock units. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $64.82 to $65.81 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.82 to $66.69 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. 25% of the shares subject to the option vested on May 12, 2015 and 1/48th of the shares vested monthly thereafter. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. /s/ Susan Szotek, Attorney-in-Fact 2023-01-05