0001209191-21-048330.txt : 20210727 0001209191-21-048330.hdr.sgml : 20210727 20210727180131 ACCESSION NUMBER: 0001209191-21-048330 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210723 FILED AS OF DATE: 20210727 DATE AS OF CHANGE: 20210727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ahuja Amrita CENTRAL INDEX KEY: 0001765417 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37622 FILM NUMBER: 211119127 MAIL ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Square, Inc. CENTRAL INDEX KEY: 0001512673 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 800429876 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-375-3176 MAIL ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-23 0 0001512673 Square, Inc. SQ 0001765417 Ahuja Amrita 1455 MARKET STREET SUITE 600 SAN FRANCISCO CA 94103 0 1 0 0 Chief Financial Officer Class A Common Stock 2021-07-23 4 M 0 2501 57.40 A 153089 D Class A Common Stock 2021-07-23 4 M 0 4995 73.94 A 158084 D Class A Common Stock 2021-07-23 4 S 0 650 262.29 D 157434 D Class A Common Stock 2021-07-23 4 S 0 1112 263.35 D 156322 D Class A Common Stock 2021-07-23 4 S 0 5222 264.35 D 151100 D Class A Common Stock 2021-07-23 4 S 0 750 265.10 D 150350 D Class A Common Stock 2021-07-23 4 S 0 200 266.05 D 150150 D Class A Common Stock 2021-07-23 4 S 0 136 267.13 D 150014 D Stock Option (right to buy) 57.40 2021-07-23 4 M 0 2501 0.00 D 2030-04-20 Class A Common Stock 2501 116189 D Stock Option (right to buy) 73.94 2021-07-23 4 M 0 4995 0.00 D 2029-01-23 Class A Common Stock 4995 45515 D The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $261.72 to $262.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $262.76 to $263.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $263.76 to $264.74 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $264.79 to $265.44 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $265.85 to $266.36 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $266.94 to $267.39 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. 1/48th of the shares subject to the option vest on May 1, 2020, and 1/48th of the shares vest monthly thereafter. 25% of the shares subject to the option vested on January 22, 2020, and 1/48th of the shares vest monthly thereafter. /s/ Susan Szotek, Attorney-in-Fact 2021-07-27