0001209191-20-049459.txt : 20200903 0001209191-20-049459.hdr.sgml : 20200903 20200903170731 ACCESSION NUMBER: 0001209191-20-049459 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200901 FILED AS OF DATE: 20200903 DATE AS OF CHANGE: 20200903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whiteley Sivan CENTRAL INDEX KEY: 0001735067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37622 FILM NUMBER: 201159898 MAIL ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Square, Inc. CENTRAL INDEX KEY: 0001512673 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 800429876 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-375-3176 MAIL ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-01 0 0001512673 Square, Inc. SQ 0001735067 Whiteley Sivan 1455 MARKET STREET SUITE 600 SAN FRANCISCO CA 94103 0 1 0 0 Gen. Counsel & Corp. Secretary Class A Common Stock 2020-09-01 4 A 0 3320 0.00 A 138268 D Class A Common Stock 2020-09-01 4 S 0 100 162.89 D 138168 D Class A Common Stock 2020-09-01 4 S 0 100 164.32 D 138068 D Class A Common Stock 2020-09-01 4 S 0 748 167.19 D 137320 D Class A Common Stock 2020-09-01 4 S 0 1202 168.26 D 136118 D Class A Common Stock 2020-09-01 4 S 0 412 169.13 D 135706 D Class A Common Stock 2020-09-01 4 S 0 100 170.09 D 135606 D Stock Option (right to buy) 166.66 2020-09-01 4 A 0 4917 0.00 A 2030-08-31 Class A Common Stock 4917 4917 D Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/16th of the RSUs will vest on December 1, 2020, and each three months thereafter through September 1, 2024. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $166.63 to $167.55 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $167.73 to $168.61 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $168.84 to $169.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. 1/48th of the shares subject to the Option will vest on October 1, 2020 and each month thereafter through September 1, 2024. /s/ Susan Szotek, Attorney-in-Fact 2020-09-03