0001209191-20-049459.txt : 20200903
0001209191-20-049459.hdr.sgml : 20200903
20200903170731
ACCESSION NUMBER: 0001209191-20-049459
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200901
FILED AS OF DATE: 20200903
DATE AS OF CHANGE: 20200903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Whiteley Sivan
CENTRAL INDEX KEY: 0001735067
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37622
FILM NUMBER: 201159898
MAIL ADDRESS:
STREET 1: 1455 MARKET STREET
STREET 2: SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Square, Inc.
CENTRAL INDEX KEY: 0001512673
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 800429876
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1455 MARKET STREET
STREET 2: SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 415-375-3176
MAIL ADDRESS:
STREET 1: 1455 MARKET STREET
STREET 2: SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-09-01
0
0001512673
Square, Inc.
SQ
0001735067
Whiteley Sivan
1455 MARKET STREET
SUITE 600
SAN FRANCISCO
CA
94103
0
1
0
0
Gen. Counsel & Corp. Secretary
Class A Common Stock
2020-09-01
4
A
0
3320
0.00
A
138268
D
Class A Common Stock
2020-09-01
4
S
0
100
162.89
D
138168
D
Class A Common Stock
2020-09-01
4
S
0
100
164.32
D
138068
D
Class A Common Stock
2020-09-01
4
S
0
748
167.19
D
137320
D
Class A Common Stock
2020-09-01
4
S
0
1202
168.26
D
136118
D
Class A Common Stock
2020-09-01
4
S
0
412
169.13
D
135706
D
Class A Common Stock
2020-09-01
4
S
0
100
170.09
D
135606
D
Stock Option (right to buy)
166.66
2020-09-01
4
A
0
4917
0.00
A
2030-08-31
Class A Common Stock
4917
4917
D
Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
1/16th of the RSUs will vest on December 1, 2020, and each three months thereafter through September 1, 2024.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $166.63 to $167.55 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $167.73 to $168.61 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $168.84 to $169.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
1/48th of the shares subject to the Option will vest on October 1, 2020 and each month thereafter through September 1, 2024.
/s/ Susan Szotek, Attorney-in-Fact
2020-09-03