Chief Compliance Office

0001085146-18-002650.txt : 20181114 0001085146-18-002650.hdr.sgml : 20181114 20181113175646 ACCESSION NUMBER: 0001085146-18-002650 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Allied Advisory Services, Inc. CENTRAL INDEX KEY: 0001512647 IRS NUMBER: 204187012 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14139 FILM NUMBER: 181179518 BUSINESS ADDRESS: STREET 1: 655 W. BROADWAY 12TH FLOOR CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 619-881-5148 MAIL ADDRESS: STREET 1: 655 W. BROADWAY 12TH FLOOR CITY: SAN DIEGO STATE: CA ZIP: 92101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512647 XXXXXXXX 09-30-2018 09-30-2018 false First Allied Advisory Services, Inc.

655 W. BROADWAY 12TH FLOOR SAN DIEGO CA 92101

13F HOLDINGS REPORT 028-14139 N Matthew Bregozzo Chief Compliance Office 800-223-0989 /s/ Matthew Bregozzo San Diego CA 11-13-2018 0 794 1448786 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 21VIANET GROUP INC SPONSORED ADR 90138A103 115 11718 SH SOLE 0 0 11718 3M CO COM 88579Y101 3632 17140 SH SOLE 0 0 17140 ABBOTT LABS COM 002824100 978 13313 SH SOLE 0 0 13313 ABBVIE INC COM 00287Y109 2639 27824 SH SOLE 0 0 27824 ABIOMED INC COM 003654100 485 1082 SH SOLE 0 0 1082 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 586 3432 SH SOLE 0 0 3432 ADOBE SYS INC COM 00724F101 833 3096 SH SOLE 0 0 3096 ADVANCED MICRO DEVICES INC COM 007903107 446 14375 SH SOLE 0 0 14375 AEGON N V NY REGISTRY SH 007924103 179 28234 SH SOLE 0 0 28234 AERCAP HOLDINGS NV SHS N00985106 245 4318 SH SOLE 0 0 4318 AES CORP COM 00130H105 411 29364 SH SOLE 0 0 29364 AETNA INC NEW COM 00817Y108 361 1798 SH SOLE 0 0 1798 AFLAC INC COM 001055102 3021 64152 SH SOLE 0 0 64152 AGENUS INC COM NEW 00847G705 86 40000 SH SOLE 0 0 40000 AGNC INVT CORP COM 00123Q104 334 17968 SH SOLE 0 0 17968 AIR PRODS & CHEMS INC COM 009158106 254 1450 SH SOLE 0 0 1450 AK STL HLDG CORP COM 001547108 68 14377 SH SOLE 0 0 14377 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3678 22451 SH SOLE 0 0 22451 ALIGN TECHNOLOGY INC COM 016255101 494 1254 SH SOLE 0 0 1254 ALLERGAN PLC SHS G0177J108 835 4376 SH SOLE 0 0 4376 ALLIANCE DATA SYSTEMS CORP COM 018581108 302 1283 SH SOLE 0 0 1283 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 393 13019 SH SOLE 0 0 13019 ALPHABET INC CAP STK CL A 02079K305 4328 3615 SH SOLE 0 0 3615 ALPHABET INC CAP STK CL C 02079K107 3473 2904 SH SOLE 0 0 2904 ALPS ETF TR ALERIAN MLP 00162Q866 299 28342 SH SOLE 0 0 28342 ALPS ETF TR MED BREAKTHGH 00162Q593 385 9804 SH SOLE 0 0 9804 ALPS ETF TR SECTR DIV DOGS 00162Q858 821 17713 SH SOLE 0 0 17713 ALTRIA GROUP INC COM 02209S103 2120 35141 SH SOLE 0 0 35141 AMAZON COM INC COM 023135106 7648 3824 SH SOLE 0 0 3824 AMBEV SA SPONSORED ADR 02319V103 53 12629 SH SOLE 0 0 12629 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 666 116734 SH SOLE 0 0 116734 AMERICAN AIRLS GROUP INC COM 02376R102 297 7214 SH SOLE 0 0 7214 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 278 11193 SH SOLE 0 0 11193 AMERICAN ELEC PWR INC COM 025537101 507 7149 SH SOLE 0 0 7149 AMERICAN EXPRESS CO COM 025816109 927 8711 SH SOLE 0 0 8711 AMERICAN FIN TR INC COM CLASS A 02607T109 2414 158054 SH SOLE 0 0 158054 AMERICAN TOWER CORP NEW COM 03027X100 295 2026 SH SOLE 0 0 2026 AMERIPRISE FINL INC COM 03076C106 764 5224 SH SOLE 0 0 5224 AMERISOURCEBERGEN CORP COM 03073E105 512 5645 SH SOLE 0 0 5645 AMETEK INC NEW COM 031100100 210 2701 SH SOLE 0 0 2701 AMGEN INC COM 031162100 4897 23726 SH SOLE 0 0 23726 AMPHENOL CORP NEW CL A 032095101 212 2235 SH SOLE 0 0 2235 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 278 13818 SH SOLE 0 0 13818 ANADARKO PETE CORP COM 032511107 400 5904 SH SOLE 0 0 5904 ANALOG DEVICES INC COM 032654105 573 6202 SH SOLE 0 0 6202 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 436 4975 SH SOLE 0 0 4975 ANNALY CAP MGMT INC COM 035710409 492 47952 SH SOLE 0 0 47952 ANTHEM INC COM 036752103 843 3085 SH SOLE 0 0 3085 AON PLC SHS CL A G0408V102 294 1927 SH SOLE 0 0 1927 APACHE CORP COM 037411105 249 5264 SH SOLE 0 0 5264 APPLE INC COM 037833100 30310 134038 SH SOLE 0 0 134038 APPLIED MATLS INC COM 038222105 558 14434 SH SOLE 0 0 14434 ARBOR RLTY TR INC COM 038923108 150 13099 SH SOLE 0 0 13099 ARCHER DANIELS MIDLAND CO COM 039483102 409 8125 SH SOLE 0 0 8125 ARES CAP CORP COM 04010L103 200 11575 SH SOLE 0 0 11575 ARGENX SE SPONSORED ADR 04016X101 221 2865 SH SOLE 0 0 2865 ARROWHEAD PHARMACEUTICALS IN COM 04280A100 1157 60350 SH SOLE 0 0 60350 ASTRAZENECA PLC SPONSORED ADR 046353108 463 11553 SH SOLE 0 0 11553 AT&T INC COM 00206R102 5899 175850 SH SOLE 0 0 175850 ATLASSIAN CORP PLC CL A G06242104 464 4833 SH SOLE 0 0 4833 AUTODESK INC COM 052769106 434 2752 SH SOLE 0 0 2752 AUTOMATIC DATA PROCESSING IN COM 053015103 2895 19221 SH SOLE 0 0 19221 AVERY DENNISON CORP COM 053611109 400 3708 SH SOLE 0 0 3708 BAIDU INC SPON ADR REP A 056752108 1094 4783 SH SOLE 0 0 4783 BAKER HUGHES A GE CO CL A 05722G100 679 20251 SH SOLE 0 0 20251 BANK AMER CORP COM 060505104 3353 113792 SH SOLE 0 0 113792 BANK NEW YORK MELLON CORP COM 064058100 638 12494 SH SOLE 0 0 12494 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 3246 136607 SH SOLE 0 0 136607 BARCLAYS PLC ADR 06738E204 177 19808 SH SOLE 0 0 19808 BAXTER INTL INC COM 071813109 374 4850 SH SOLE 0 0 4850 BCE INC COM NEW 05534B760 340 8613 SH SOLE 0 0 8613 BECTON DICKINSON & CO COM 075887109 253 968 SH SOLE 0 0 968 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4011 18755 SH SOLE 0 0 18755 BEST BUY INC COM 086516101 439 5493 SH SOLE 0 0 5493 BGC PARTNERS INC CL A 05541T101 153 12801 SH SOLE 0 0 12801 BIOGEN INC COM 09062X103 2505 7131 SH SOLE 0 0 7131 BLACKBERRY LTD COM 09228F103 136 11865 SH SOLE 0 0 11865 BLACKROCK CORE BD TR SHS BEN INT 09249E101 130 10055 SH SOLE 0 0 10055 BLACKROCK CORPOR HI YLD FD I COM 09255P107 218 20618 SH SOLE 0 0 20618 BLACKROCK HEALTH SCIENCES TR COM 09250W107 242 5666 SH SOLE 0 0 5666 BLACKROCK INC COM 09247X101 2342 5012 SH SOLE 0 0 5012 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1305 34146 SH SOLE 0 0 34146 BOEING CO COM 097023105 12045 32620 SH SOLE 0 0 32620 BOOKING HLDGS INC COM 09857L108 1197 601 SH SOLE 0 0 601 BOSTON SCIENTIFIC CORP COM 101137107 204 5361 SH SOLE 0 0 5361 BP PLC SPONSORED ADR 055622104 2013 43682 SH SOLE 0 0 43682 BRIGHTHOUSE FINL INC COM 10922N103 250 5667 SH SOLE 0 0 5667 BRISTOL MYERS SQUIBB CO COM 110122108 2372 38288 SH SOLE 0 0 38288 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 337 7137 SH SOLE 0 0 7137 BROADCOM INC COM 11135F101 898 3749 SH SOLE 0 0 3749 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 257 1948 SH SOLE 0 0 1948 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 1886 19275 SH SOLE 0 0 19275 CADENCE DESIGN SYSTEM INC COM 127387108 505 11188 SH SOLE 0 0 11188 CARDINAL HEALTH INC COM 14149Y108 543 10117 SH SOLE 0 0 10117 CATALYST PHARMACEUTICALS INC COM 14888U101 98 26000 SH SOLE 0 0 26000 CATERPILLAR INC DEL COM 149123101 2780 18229 SH SOLE 0 0 18229 CBRE GROUP INC CL A 12504L109 316 7159 SH SOLE 0 0 7159 CDN IMPERIAL BK COMM TORONTO COM 136069101 306 3279 SH SOLE 0 0 3279 CELGENE CORP COM 151020104 1707 19060 SH SOLE 0 0 19060 CENTERPOINT ENERGY INC COM 15189T107 328 11645 SH SOLE 0 0 11645 CENTURYLINK INC COM 156700106 1657 78330 SH SOLE 0 0 78330 CF INDS HLDGS INC COM 125269100 225 4222 SH SOLE 0 0 4222 CHEVRON CORP NEW COM 166764100 5899 48344 SH SOLE 0 0 48344 CHIASMA INC COM 16706W102 67 18650 SH SOLE 0 0 18650 CHIPOTLE MEXICAN GRILL INC COM 169656105 277 608 SH SOLE 0 0 608 CHUBB LIMITED COM H1467J104 584 4372 SH SOLE 0 0 4372 CIGNA CORPORATION COM 125509109 273 1343 SH SOLE 0 0 1343 CISCO SYS INC COM 17275R102 4013 82560 SH SOLE 0 0 82560 CITIGROUP INC COM NEW 172967424 2316 32188 SH SOLE 0 0 32188 CITRIX SYS INC COM 177376100 675 6063 SH SOLE 0 0 6063 CLEAN HARBORS INC COM 184496107 319 4450 SH SOLE 0 0 4450 CLOROX CO DEL COM 189054109 630 4205 SH SOLE 0 0 4205 CME GROUP INC COM CL A 12572Q105 471 2716 SH SOLE 0 0 2716 CNOOC LTD SPONSORED ADR 126132109 313 1574 SH SOLE 0 0 1574 COCA COLA CO COM 191216100 2001 43289 SH SOLE 0 0 43289 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 355 4656 SH SOLE 0 0 4656 COHEN & STEERS GLOBAL INC BL COM 19248M103 129 13750 SH SOLE 0 0 13750 COLGATE PALMOLIVE CO COM 194162103 2301 34331 SH SOLE 0 0 34331 COLONY CAP INC NEW CL A COM 19626G108 103 17122 SH SOLE 0 0 17122 COLONY CR REAL ESTATE INC COM CL A 19625T101 370 16764 SH SOLE 0 0 16764 COMCAST CORP NEW CL A 20030N101 1171 33310 SH SOLE 0 0 33310 COMERICA INC COM 200340107 242 2704 SH SOLE 0 0 2704 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 226 12488 SH SOLE 0 0 12488 CONAGRA BRANDS INC COM 205887102 204 6001 SH SOLE 0 0 6001 CONOCOPHILLIPS COM 20825C104 539 6990 SH SOLE 0 0 6990 CONSTELLATION BRANDS INC CL A 21036P108 239 1087 SH SOLE 0 0 1087 COOPER COS INC COM NEW 216648402 206 757 SH SOLE 0 0 757 CORNING INC COM 219350105 560 15822 SH SOLE 0 0 15822 CORPORATE CAP TR INC COM 219880101 573 37406 SH SOLE 0 0 37406 COSTCO WHSL CORP NEW COM 22160K105 1601 6842 SH SOLE 0 0 6842 CROWN CASTLE INTL CORP NEW COM 22822V101 770 6974 SH SOLE 0 0 6974 CSX CORP COM 126408103 555 7470 SH SOLE 0 0 7470 CUMMINS INC COM 231021106 477 3270 SH SOLE 0 0 3270 CVR REFNG LP COMUNIT REP LT 12663P107 225 11396 SH SOLE 0 0 11396 CVS HEALTH CORP COM 126650100 1210 15312 SH SOLE 0 0 15312 CYPRESS SEMICONDUCTOR CORP COM 232806109 218 15159 SH SOLE 0 0 15159 D R HORTON INC COM 23331A109 384 9121 SH SOLE 0 0 9121 DANAHER CORP DEL COM 235851102 393 3597 SH SOLE 0 0 3597 DBX ETF TR XTRACK FTSE US 233051515 2686 94036 SH SOLE 0 0 94036 DBX ETF TR XTRACK MSCI ALL 233051598 14000 557158 SH SOLE 0 0 557158 DBX ETF TR XTRACK MSCI CHNA 233051762 1583 48536 SH SOLE 0 0 48536 DBX ETF TR XTRACK MSCI EAFE 233051200 6594 203867 SH SOLE 0 0 203867 DBX ETF TR XTRACK RUSS 2000 233051440 1013 27546 SH SOLE 0 0 27546 DBX ETF TR XTRACK USD HIGH 233051432 6524 131469 SH SOLE 0 0 131469 DBX ETF TR XTRACKERS RUSE 233051242 1511 55149 SH SOLE 0 0 55149 DEERE & CO COM 244199105 949 6299 SH SOLE 0 0 6299 DELTA AIR LINES INC DEL COM NEW 247361702 623 10836 SH SOLE 0 0 10836 DIAGEO P L C SPON ADR NEW 25243Q205 204 1451 SH SOLE 0 0 1451 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 402 8500 SH SOLE 0 0 8500 DISCOVER FINL SVCS COM 254709108 532 7030 SH SOLE 0 0 7030 DISCOVERY INC COM SER A 25470F104 315 9797 SH SOLE 0 0 9797 DISNEY WALT CO COM DISNEY 254687106 3375 28770 SH SOLE 0 0 28770 DOLLAR GEN CORP NEW COM 256677105 813 7463 SH SOLE 0 0 7463 DOLLAR TREE INC COM 256746108 239 2950 SH SOLE 0 0 2950 DOMINION ENERGY INC COM 25746U109 696 9874 SH SOLE 0 0 9874 DOWDUPONT INC COM 26078J100 1871 29117 SH SOLE 0 0 29117 DROPBOX INC CL A 26210C104 261 9775 SH SOLE 0 0 9775 DUKE ENERGY CORP NEW COM NEW 26441C204 711 8909 SH SOLE 0 0 8909 DXC TECHNOLOGY CO COM 23355L106 453 4904 SH SOLE 0 0 4904 EASTMAN CHEM CO COM 277432100 542 5654 SH SOLE 0 0 5654 EATON CORP PLC SHS G29183103 921 10723 SH SOLE 0 0 10723 EATON VANCE LTD DUR INCOME F COM 27828H105 493 38849 SH SOLE 0 0 38849 EATON VANCE MUN BD FD II COM 27827K109 121 10302 SH SOLE 0 0 10302 EATON VANCE SR INCOME TR SH BEN INT 27826S103 106 16380 SH SOLE 0 0 16380 EBAY INC COM 278642103 247 7511 SH SOLE 0 0 7511 ECOLAB INC COM 278865100 243 1562 SH SOLE 0 0 1562 ECOPETROL S A SPONSORED ADS 279158109 212 7980 SH SOLE 0 0 7980 EDWARDS LIFESCIENCES CORP COM 28176E108 302 1754 SH SOLE 0 0 1754 EMERSON ELEC CO COM 291011104 4852 62587 SH SOLE 0 0 62587 ENBRIDGE INC COM 29250N105 745 23055 SH SOLE 0 0 23055 ENCANA CORP COM 292505104 141 10717 SH SOLE 0 0 10717 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 387 17394 SH SOLE 0 0 17394 ENTERGY CORP NEW COM 29364G103 759 9442 SH SOLE 0 0 9442 ENTERPRISE PRODS PARTNERS L COM 293792107 519 18131 SH SOLE 0 0 18131 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 249 6161 SH SOLE 0 0 6161 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 493 11510 SH SOLE 0 0 11510 EXACT SCIENCES CORP COM 30063P105 227 2888 SH SOLE 0 0 2888 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 227 5447 SH SOLE 0 0 5447 EXELON CORP COM 30161N101 271 6224 SH SOLE 0 0 6224 EXPEDIA GROUP INC COM NEW 30212P303 267 2000 SH SOLE 0 0 2000 EXPEDITORS INTL WASH INC COM 302130109 309 4171 SH SOLE 0 0 4171 EXPRESS SCRIPTS HLDG CO COM 30219G108 737 7638 SH SOLE 0 0 7638 EXXON MOBIL CORP COM 30231G102 5757 67356 SH SOLE 0 0 67356 F5 NETWORKS INC COM 315616102 1349 6771 SH SOLE 0 0 6771 FACEBOOK INC CL A 30303M102 6602 40354 SH SOLE 0 0 40354 FASTENAL CO COM 311900104 202 3525 SH SOLE 0 0 3525 FEDEX CORP COM 31428X106 1405 5847 SH SOLE 0 0 5847 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 220 12623 SH SOLE 0 0 12623 FIDELITY DIVID ETF RISI 316092832 629 19416 SH SOLE 0 0 19416 FIDELITY MSCI CONSM DIS 316092204 491 10687 SH SOLE 0 0 10687 FIDELITY MSCI FINLS IDX 316092501 4073 100673 SH SOLE 0 0 100673 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 297 7565 SH SOLE 0 0 7565 FIRST DATA CORP NEW COM CL A 32008D106 423 17322 SH SOLE 0 0 17322 FIRST MERCHANTS CORP COM 320817109 205 4595 SH SOLE 0 0 4595 FIRST REP BK SAN FRANCISCO C COM 33616C100 739 7746 SH SOLE 0 0 7746 FIRST TR DYNAMIC EUROPE EQT COM SHS 33740D107 206 13075 SH SOLE 0 0 13075 FIRST TR EXCH TRADED FD III EME MRK BD ETF 33739P202 298 8168 SH SOLE 0 0 8168 FIRST TR EXCH TRADED FD III HORIZON DMST ETF 33739P889 891 37020 SH SOLE 0 0 37020 FIRST TR EXCH TRADED FD III HORIZON MNGD ETF 33739P871 271 8144 SH SOLE 0 0 8144 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 393 9610 SH SOLE 0 0 9610 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 1586 26815 SH SOLE 0 0 26815 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 356 14062 SH SOLE 0 0 14062 FIRST TR EXCH TRD ALPHA FD I EUROPE ALPHADEX 33737J117 3022 78969 SH SOLE 0 0 78969 FIRST TR EXCH TRD ALPHA FD I JAPAN ALPHADEX 33737J158 646 11190 SH SOLE 0 0 11190 FIRST TR EXCHAN TRADED FD VI FST TR GLB FD 33739H101 1508 75439 SH SOLE 0 0 75439 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 690 13268 SH SOLE 0 0 13268 FIRST TR EXCHANGE TRADED FD BUYWRIT INCM ETF 33738R308 218 9450 SH SOLE 0 0 9450 FIRST TR EXCHANGE TRADED FD CHINDIA ETF 33733A102 266 7942 SH SOLE 0 0 7942 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 466 8111 SH SOLE 0 0 8111 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 367 8214 SH SOLE 0 0 8214 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 230 4919 SH SOLE 0 0 4919 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 222 8864 SH SOLE 0 0 8864 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 3116 21922 SH SOLE 0 0 21922 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 1509 48762 SH SOLE 0 0 48762 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 706 39773 SH SOLE 0 0 39773 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 738 23154 SH SOLE 0 0 23154 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 7922 131782 SH SOLE 0 0 131782 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 542 11344 SH SOLE 0 0 11344 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 1108 21760 SH SOLE 0 0 21760 FIRST TR EXCHANGE TRADED FD FT STRG INCM ETF 33739Q309 308 6362 SH SOLE 0 0 6362 FIRST TR EXCHANGE TRADED FD GBL WND ENRG ETF 33736G106 213 17307 SH SOLE 0 0 17307 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 1145 13486 SH SOLE 0 0 13486 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 1549 40362 SH SOLE 0 0 40362 FIRST TR EXCHANGE TRADED FD NASDAQ BK ETF 33738R860 646 23034 SH SOLE 0 0 23034 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 499 3104 SH SOLE 0 0 3104 FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV 33738R506 2728 86493 SH SOLE 0 0 86493 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 1603 33309 SH SOLE 0 0 33309 FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 218 7100 SH SOLE 0 0 7100 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 2048 32221 SH SOLE 0 0 32221 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 1271 17124 SH SOLE 0 0 17124 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 1271 66148 SH SOLE 0 0 66148 FIRST TR EXCHNG TRADED FD VI ALT ABSLT STRG 33740Y101 390 13512 SH SOLE 0 0 13512 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 2017 41228 SH SOLE 0 0 41228 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 1213 26260 SH SOLE 0 0 26260 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 8066 114504 SH SOLE 0 0 114504 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 6874 126785 SH SOLE 0 0 126785 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1348 21800 SH SOLE 0 0 21800 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 953 13173 SH SOLE 0 0 13173 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 575 19366 SH SOLE 0 0 19366 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 4058 58962 SH SOLE 0 0 58962 FIRST TR VALUE LINE DIVID IN SHS 33734H106 2397 76205 SH SOLE 0 0 76205 FIRSTENERGY CORP COM 337932107 357 9700 SH SOLE 0 0 9700 FLUOR CORP NEW COM 343412102 409 7105 SH SOLE 0 0 7105 FNB CORP PA COM 302520101 1158 90947 SH SOLE 0 0 90947 FOOT LOCKER INC COM 344849104 283 5602 SH SOLE 0 0 5602 FORD MTR CO DEL COM PAR $0.01 345370860 591 62210 SH SOLE 0 0 62210 FRANKLIN LTD DURATION INC TR COM 35472T101 105 10250 SH SOLE 0 0 10250 FRANKLIN LTD DURATION INCM T RIGHT 10/18/2018 353793110 0 10250 SH SOLE 0 0 10250 FRANKLIN TEMPLETON ETF TR FRANKLN SWZLND 35473P694 2011 86436 SH SOLE 0 0 86436 FRANKLIN TEMPLETON ETF TR FTSE CANADA 35473P827 2538 101222 SH SOLE 0 0 101222 FRANKLIN TEMPLETON ETF TR FTSE SOUTH KOREA 35473P710 1284 54339 SH SOLE 0 0 54339 FREEPORT-MCMORAN INC CL B 35671D857 361 25872 SH SOLE 0 0 25872 FS INVT CORP COM 302635107 772 109611 SH SOLE 0 0 109611 GABELLI EQUITY TR INC COM 362397101 1529 236756 SH SOLE 0 0 236756 GABELLI HLTHCARE & WELLNESS SHS 36246K103 835 75662 SH SOLE 0 0 75662 GALLAGHER ARTHUR J & CO COM 363576109 335 4468 SH SOLE 0 0 4468 GAP INC DEL COM 364760108 4276 147098 SH SOLE 0 0 147098 GENERAL DYNAMICS CORP COM 369550108 1361 6748 SH SOLE 0 0 6748 GENERAL ELECTRIC CO COM 369604103 1322 116460 SH SOLE 0 0 116460 GENERAL MLS INC COM 370334104 895 20563 SH SOLE 0 0 20563 GENERAL MTRS CO COM 37045V100 1086 32108 SH SOLE 0 0 32108 GENWORTH FINL INC COM CL A 37247D106 56 13447 SH SOLE 0 0 13447 GILEAD SCIENCES INC COM 375558103 8033 103181 SH SOLE 0 0 103181 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1251 31198 SH SOLE 0 0 31198 GLOBAL NET LEASE INC COM NEW 379378201 247 11822 SH SOLE 0 0 11822 GLOBAL X FDS GLB X SUPERDIV 37950E549 289 14286 SH SOLE 0 0 14286 GLOBAL X FDS GLBL X MLP ETF 37950E473 887 93172 SH SOLE 0 0 93172 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 344 14959 SH SOLE 0 0 14959 GLOBAL X FDS SOCIAL MED ETF 37950E416 476 14925 SH SOLE 0 0 14925 GOLDEN STAR RES LTD CDA COM 38119T104 39 52000 SH SOLE 0 0 52000 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 3907 39026 SH SOLE 0 0 39026 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 276 4687 SH SOLE 0 0 4687 GOLDMAN SACHS GROUP INC COM 38141G104 2661 11893 SH SOLE 0 0 11893 GRAINGER W W INC COM 384802104 2772 7696 SH SOLE 0 0 7696 GRANITESHARES ETF TR BBG COMMD K 1 38747R108 5693 222090 SH SOLE 0 0 222090 GRANITESHARES GOLD TR SHS BEN INT 38748G101 1875 15694 SH SOLE 0 0 15694 HALLIBURTON CO COM 406216101 331 8131 SH SOLE 0 0 8131 HANESBRANDS INC COM 410345102 255 13764 SH SOLE 0 0 13764 HARLEY DAVIDSON INC COM 412822108 200 4338 SH SOLE 0 0 4338 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 36 19837 SH SOLE 0 0 19837 HARRIS CORP DEL COM 413875105 1820 10752 SH SOLE 0 0 10752 HELMERICH & PAYNE INC COM 423452101 219 3242 SH SOLE 0 0 3242 HERSHEY CO COM 427866108 1181 11554 SH SOLE 0 0 11554 HIGHLAND FLOATNG RATE OPPRT SHS BEN INT 43010E404 634 40953 SH SOLE 0 0 40953 HILL ROM HLDGS INC COM 431475102 283 3006 SH SOLE 0 0 3006 HOME DEPOT INC COM 437076102 3799 18428 SH SOLE 0 0 18428 HONEYWELL INTL INC COM 438516106 1476 8919 SH SOLE 0 0 8919 HORIZONS ETF TR I HORIZONS NASDAQ 44053G108 815 32228 SH SOLE 0 0 32228 HORMEL FOODS CORP COM 440452100 1594 40373 SH SOLE 0 0 40373 HOST HOTELS & RESORTS INC COM 44107P104 4156 195628 SH SOLE 0 0 195628 HP INC COM 40434L105 405 15984 SH SOLE 0 0 15984 HUMANA INC COM 444859102 1230 3656 SH SOLE 0 0 3656 HUNTINGTON BANCSHARES INC COM 446150104 225 15319 SH SOLE 0 0 15319 ILLUMINA INC COM 452327109 294 805 SH SOLE 0 0 805 IMMUNOCELLULAR THERAPEUTICS COM NEW 452536204 8 40000 SH SOLE 0 0 40000 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 481 15078 SH SOLE 0 0 15078 INFOSYS LTD SPONSORED ADR 456788108 159 16144 SH SOLE 0 0 16144 INNOVATOR ETFS TR IBD 50 ETF 45782C102 1159 29707 SH SOLE 0 0 29707 INTEL CORP COM 458140100 4768 100745 SH SOLE 0 0 100745 INTERCONTINENTAL EXCHANGE IN COM 45866F104 256 3454 SH SOLE 0 0 3454 INTERNATIONAL BUSINESS MACHS COM 459200101 7787 51205 SH SOLE 0 0 51205 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 331 2333 SH SOLE 0 0 2333 INTL PAPER CO COM 460146103 1538 31211 SH SOLE 0 0 31211 INTUITIVE SURGICAL INC COM NEW 46120E602 409 714 SH SOLE 0 0 714 INVESCO ACTIVELY MANAGD ETF OPTIMUM YIELD 46090F100 237 12489 SH SOLE 0 0 12489 INVESCO DB MLTI SECTR CMMTY OIL FD 46140H403 558 41486 SH SOLE 0 0 41486 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 334 13607 SH SOLE 0 0 13607 INVESCO EXCH TRD SLF IDX FD DEFENSIVE EQTY 46138J775 201 3968 SH SOLE 0 0 3968 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 4356 73303 SH SOLE 0 0 73303 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 420 8748 SH SOLE 0 0 8748 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 294 7887 SH SOLE 0 0 7887 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 1559 13155 SH SOLE 0 0 13155 INVESCO EXCHANGE TRADED FD T RUSSEL 200 PUR 46137V423 2556 65538 SH SOLE 0 0 65538 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 211 9342 SH SOLE 0 0 9342 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1404 13174 SH SOLE 0 0 13174 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 582 4845 SH SOLE 0 0 4845 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 1652 50424 SH SOLE 0 0 50424 INVESCO EXCHNG TRADED FD TR INTL BUYBACK 46138E644 435 12617 SH SOLE 0 0 12617 INVESCO EXCHNG TRADED FD TR KBW BK 46138E628 512 9448 SH SOLE 0 0 9448 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 2371 95486 SH SOLE 0 0 95486 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 2262 158333 SH SOLE 0 0 158333 INVESCO EXCHNG TRADED FD TR S&P SMLCP HELT 46138E149 393 2800 SH SOLE 0 0 2800 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 467 9383 SH SOLE 0 0 9383 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 561 13545 SH SOLE 0 0 13545 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 3406 68645 SH SOLE 0 0 68645 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 308 13322 SH SOLE 0 0 13322 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 11331 453418 SH SOLE 0 0 453418 INVESCO INDIA EXCHG TRED FD INDIA ETF 46137R109 374 15642 SH SOLE 0 0 15642 INVESCO LTD SHS G491BT108 314 13712 SH SOLE 0 0 13712 INVESCO MORTGAGE CAPITAL INC COM 46131B100 996 62814 SH SOLE 0 0 62814 INVESCO QQQ TR UNIT SER 1 46090E103 0 300 SH Put SOLE 0 0 300 INVESCO QQQ TR UNIT SER 1 46090E103 33376 179562 SH SOLE 0 0 179562 IQIYI INC SPONSORED ADS 46267X108 492 18202 SH SOLE 0 0 18202 ISHARES GOLD TRUST ISHARES 464285105 312 27333 SH SOLE 0 0 27333 ISHARES INC CORE MSCI EMKT 46434G103 3593 69247 SH SOLE 0 0 69247 ISHARES INC MIN VOL EMRG MKT 464286533 321 5473 SH SOLE 0 0 5473 ISHARES INC MSCI AUSTRIA ETF 464286202 287 12558 SH SOLE 0 0 12558 ISHARES INC MSCI CDA ETF 464286509 726 25185 SH SOLE 0 0 25185 ISHARES INC MSCI EURZONE ETF 464286608 224 5476 SH SOLE 0 0 5476 ISHARES INC MSCI GERMANY ETF 464286806 2477 83352 SH SOLE 0 0 83352 ISHARES INC MSCI JPN ETF NEW 46434G822 1788 29700 SH SOLE 0 0 29700 ISHARES INC MSCI SPAIN ETF 464286764 773 26127 SH SOLE 0 0 26127 ISHARES INC MSCI SWEDEN ETF 464286756 715 21730 SH SOLE 0 0 21730 ISHARES INC MSCI SWITZERLAND 464286749 1443 41771 SH SOLE 0 0 41771 ISHARES TR 0-5YR HI YL CP 46434V407 551 11699 SH SOLE 0 0 11699 ISHARES TR 1 3 YR TREAS BD 464287457 12814 154540 SH SOLE 0 0 154540 ISHARES TR 20 YR TR BD ETF 464287432 4674 39742 SH SOLE 0 0 39742 ISHARES TR 3 7 YR TREAS BD 464288661 255 2128 SH SOLE 0 0 2128 ISHARES TR BARCLAYS 7 10 YR 464287440 9550 94277 SH SOLE 0 0 94277 ISHARES TR CALIF MUN BD ETF 464288356 253 4346 SH SOLE 0 0 4346 ISHARES TR CONV BD ETF 46435G102 843 14000 SH SOLE 0 0 14000 ISHARES TR CORE 1 5 YR USD 46432F859 338 6892 SH SOLE 0 0 6892 ISHARES TR CORE DIV GRWTH 46434V621 563 15101 SH SOLE 0 0 15101 ISHARES TR CORE HIGH DV ETF 46429B663 336 3736 SH SOLE 0 0 3736 ISHARES TR CORE MSCI EAFE 46432F842 14811 231359 SH SOLE 0 0 231359 ISHARES TR CORE MSCI EURO 46434V738 3011 62798 SH SOLE 0 0 62798 ISHARES TR CORE MSCI PAC 46434V696 3611 61462 SH SOLE 0 0 61462 ISHARES TR CORE S&P MCP ETF 464287507 25042 124595 SH SOLE 0 0 124595 ISHARES TR CORE S&P SCP ETF 464287804 10951 125655 SH SOLE 0 0 125655 ISHARES TR CORE S&P TTL STK 464287150 4098 61504 SH SOLE 0 0 61504 ISHARES TR CORE S&P US GWT 464287671 471 7602 SH SOLE 0 0 7602 ISHARES TR CORE S&P500 ETF 464287200 23610 80616 SH SOLE 0 0 80616 ISHARES TR CORE US AGGBD ET 464287226 22436 212788 SH SOLE 0 0 212788 ISHARES TR CUR HD EURZN ETF 46434V639 368 12392 SH SOLE 0 0 12392 ISHARES TR EAFE SML CP ETF 464288273 866 13899 SH SOLE 0 0 13899 ISHARES TR FLTG RATE NT ETF 46429B655 4353 85262 SH SOLE 0 0 85262 ISHARES TR GL TIMB FORE ETF 464288174 283 3767 SH SOLE 0 0 3767 ISHARES TR GLOBAL MATER ETF 464288695 248 3760 SH SOLE 0 0 3760 ISHARES TR GLOBAL TECH ETF 464287291 1702 9699 SH SOLE 0 0 9699 ISHARES TR HDG MSCI EAFE 46434V803 1895 63390 SH SOLE 0 0 63390 ISHARES TR IBONDS DEC19 ETF 46434VAU4 331 13263 PRN SOLE 0 0 13263 ISHARES TR IBONDS MAR20 ETF 46432FBC0 555 21290 PRN SOLE 0 0 21290 ISHARES TR IBOXX HI YD ETF 464288513 3705 42727 SH SOLE 0 0 42727 ISHARES TR IBOXX INV CP ETF 464287242 15039 131135 SH SOLE 0 0 131135 ISHARES TR INDIA 50 ETF 464289529 898 26351 SH SOLE 0 0 26351 ISHARES TR INTRM GOV CR ETF 464288612 518 4836 SH SOLE 0 0 4836 ISHARES TR INTRM TR CRP ETF 464288638 1076 20147 SH SOLE 0 0 20147 ISHARES TR JPMORGAN USD EMG 464288281 1594 14550 SH SOLE 0 0 14550 ISHARES TR LNG TR CRPRT BD 464289511 831 14145 SH SOLE 0 0 14145 ISHARES TR MBS ETF 464288588 5746 55549 SH SOLE 0 0 55549 ISHARES TR MIN VOL EAFE ETF 46429B689 5267 72539 SH SOLE 0 0 72539 ISHARES TR MIN VOL USA ETF 46429B697 6455 112914 SH SOLE 0 0 112914 ISHARES TR MODERT ALLOC ETF 464289875 356 9388 SH SOLE 0 0 9388 ISHARES TR MORTGE REL ETF 46435G342 240 5485 SH SOLE 0 0 5485 ISHARES TR MSCI ACWI ETF 464288257 481 6475 SH SOLE 0 0 6475 ISHARES TR MSCI EAFE ETF 464287465 4744 69817 SH SOLE 0 0 69817 ISHARES TR MSCI EMG MKT ETF 464287234 1030 24043 SH SOLE 0 0 24043 ISHARES TR N AMER TECH ETF 464287549 296 1413 SH SOLE 0 0 1413 ISHARES TR NA TEC SFTWR ETF 464287515 443 2174 SH SOLE 0 0 2174 ISHARES TR NASDAQ BIOTECH 464287556 1051 8644 SH SOLE 0 0 8644 ISHARES TR NATIONAL MUN ETF 464288414 2549 23600 SH SOLE 0 0 23600 ISHARES TR NORTH AMERN NAT 464287374 323 9039 SH SOLE 0 0 9039 ISHARES TR RUS 1000 ETF 464287622 805 4985 SH SOLE 0 0 4985 ISHARES TR RUS 1000 GRW ETF 464287614 7072 45330 SH SOLE 0 0 45330 ISHARES TR RUS 1000 VAL ETF 464287598 6683 52752 SH SOLE 0 0 52752 ISHARES TR RUS 2000 GRW ETF 464287648 4787 22216 SH SOLE 0 0 22216 ISHARES TR RUS 2000 VAL ETF 464287630 2398 18002 SH SOLE 0 0 18002 ISHARES TR RUS MD CP GR ETF 464287481 331 2445 SH SOLE 0 0 2445 ISHARES TR RUS MID CAP ETF 464287499 408 1827 SH SOLE 0 0 1827 ISHARES TR RUSSELL 2000 ETF 464287655 11269 66847 SH SOLE 0 0 66847 ISHARES TR RUSSELL 3000 ETF 464287689 613 3567 SH SOLE 0 0 3567 ISHARES TR S&P 100 ETF 464287101 441 3400 SH SOLE 0 0 3400 ISHARES TR S&P 500 GRWT ETF 464287309 6424 36297 SH SOLE 0 0 36297 ISHARES TR S&P 500 VAL ETF 464287408 4360 37604 SH SOLE 0 0 37604 ISHARES TR S&P MC 400GR ETF 464287606 2192 9397 SH SOLE 0 0 9397 ISHARES TR S&P MC 400VL ETF 464287705 2539 15169 SH SOLE 0 0 15169 ISHARES TR S&P SML 600 GWT 464287887 4093 20340 SH SOLE 0 0 20340 ISHARES TR S&P US PFD STK 464288687 2700 72747 SH SOLE 0 0 72747 ISHARES TR SELECT DIVID ETF 464287168 2556 25664 SH SOLE 0 0 25664 ISHARES TR SH TR CRPORT ETF 464288646 1057 20378 SH SOLE 0 0 20378 ISHARES TR SHORT TREAS BD 464288679 200 1798 SH SOLE 0 0 1798 ISHARES TR SP SMCP600VL ETF 464287879 2924 17412 SH SOLE 0 0 17412 ISHARES TR TIPS BD ETF 464287176 1528 13758 SH SOLE 0 0 13758 ISHARES TR TRANS AVG ETF 464287192 270 1348 SH SOLE 0 0 1348 ISHARES TR U.S. BAS MTL ETF 464287838 3783 38602 SH SOLE 0 0 38602 ISHARES TR U.S. CNSM SV ETF 464287580 1073 5033 SH SOLE 0 0 5033 ISHARES TR U.S. ENERGY ETF 464287796 1899 44994 SH SOLE 0 0 44994 ISHARES TR U.S. FINLS ETF 464287788 967 7993 SH SOLE 0 0 7993 ISHARES TR U.S. MED DVC ETF 464288810 364 1594 SH SOLE 0 0 1594 ISHARES TR U.S. TECH ETF 464287721 1002 5197 SH SOLE 0 0 5197 ISHARES TR US AER DEF ETF 464288760 603 2770 SH SOLE 0 0 2770 ISHARES TR US BR DEL SE ETF 464288794 353 5697 SH SOLE 0 0 5697 ISHARES TR US HLTHCARE ETF 464287762 825 4099 SH SOLE 0 0 4099 ISHARES TR US HOME CONS ETF 464288752 216 6033 SH SOLE 0 0 6033 ISHARES TR US REGNL BKS ETF 464288778 227 4635 SH SOLE 0 0 4635 ISHARES TR US TELECOM ETF 464287713 239 8089 SH SOLE 0 0 8089 ISHARES TR US TREAS BD ETF 46429B267 996 41069 SH SOLE 0 0 41069 ISHARES TR USA MOMENTUM FCT 46432F396 3050 25674 SH SOLE 0 0 25674 ISHARES TR USA QUALITY FCTR 46432F339 594 6544 SH SOLE 0 0 6544 ISHARES US ETF TR SHT MAT BD ETF 46431W507 2860 56919 SH SOLE 0 0 56919 JANUS DETROIT STR TR HENDERSN SML ETF 47103U209 299 6455 SH SOLE 0 0 6455 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 310 1839 SH SOLE 0 0 1839 JD COM INC SPON ADR CL A 47215P106 278 10839 SH SOLE 0 0 10839 JOHNSON & JOHNSON COM 478160104 6171 44607 SH SOLE 0 0 44607 JOHNSON CTLS INTL PLC SHS G51502105 372 10746 SH SOLE 0 0 10746 JP MORGAN EXCHANGE TRADED FD DIV RTN EU ETF 46641Q605 464 7921 SH SOLE 0 0 7921 JP MORGAN EXCHANGE TRADED FD DIVERSFD EQT ETF 46641Q845 539 16467 SH SOLE 0 0 16467 JP MORGAN EXCHANGE TRADED FD DIVERSIFIED ET 46641Q803 1161 46587 SH SOLE 0 0 46587 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 2318 46257 SH SOLE 0 0 46257 JPMORGAN CHASE & CO COM 46625H100 8042 71369 SH SOLE 0 0 71369 KELLOGG CO COM 487836108 269 3783 SH SOLE 0 0 3783 KEYCORP NEW COM 493267108 1169 58711 SH SOLE 0 0 58711 KIMBERLY CLARK CORP COM 494368103 1017 8966 SH SOLE 0 0 8966 KINDER MORGAN INC DEL COM 49456B101 514 28775 SH SOLE 0 0 28775 KKR & CO INC CL A 48251W104 431 15810 SH SOLE 0 0 15810 KNIGHT SWIFT TRANSN HLDGS IN CL A 499049104 368 10592 SH SOLE 0 0 10592 KOHLS CORP COM 500255104 469 6358 SH SOLE 0 0 6358 KRAFT HEINZ CO COM 500754106 471 8559 SH SOLE 0 0 8559 KRANESHARES TR BOSERA MSCI CH 500767405 212 7300 SH SOLE 0 0 7300 KROGER CO COM 501044101 2168 74731 SH SOLE 0 0 74731 KT CORP SPONSORED ADR 48268K101 170 11196 SH SOLE 0 0 11196 L BRANDS INC COM 501797104 302 10038 SH SOLE 0 0 10038 L3 TECHNOLOGIES INC COM 502413107 327 1529 SH SOLE 0 0 1529 LABORATORY CORP AMER HLDGS COM NEW 50540R409 334 1907 SH SOLE 0 0 1907 LADDER CAP CORP CL A 505743104 534 31540 SH SOLE 0 0 31540 LAM RESEARCH CORP COM 512807108 1085 7110 SH SOLE 0 0 7110 LAS VEGAS SANDS CORP COM 517834107 531 8946 SH SOLE 0 0 8946 LIBERTY GLOBAL PLC SHS CL C G5480U120 1245 44106 SH SOLE 0 0 44106 LILLY ELI & CO COM 532457108 1692 15839 SH SOLE 0 0 15839 LKQ CORP COM 501889208 402 12615 SH SOLE 0 0 12615 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 64 21195 SH SOLE 0 0 21195 LOCKHEED MARTIN CORP COM 539830109 3858 11294 SH SOLE 0 0 11294 LOUISIANA PAC CORP COM 546347105 522 19725 SH SOLE 0 0 19725 LOWES COS INC COM 548661107 921 8105 SH SOLE 0 0 8105 LUMENTUM HLDGS INC COM 55024U109 205 3420 SH SOLE 0 0 3420 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 4484 43039 SH SOLE 0 0 43039 M & T BK CORP COM 55261F104 443 2705 SH SOLE 0 0 2705 MACYS INC COM 55616P104 610 17522 SH SOLE 0 0 17522 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 331 4930 SH SOLE 0 0 4930 MARATHON PETE CORP COM 56585A102 251 3090 SH SOLE 0 0 3090 MARRIOTT INTL INC NEW CL A 571903202 322 2420 SH SOLE 0 0 2420 MASTERCARD INCORPORATED CL A 57636Q104 2279 10253 SH SOLE 0 0 10253 MCDONALDS CORP COM 580135101 1547 9213 SH SOLE 0 0 9213 MCKESSON CORP COM 58155Q103 791 5931 SH SOLE 0 0 5931 MEDTRONIC PLC SHS G5960L103 770 7856 SH SOLE 0 0 7856 MERCK & CO INC COM 58933Y105 6721 94828 SH SOLE 0 0 94828 METLIFE INC COM 59156R108 672 14542 SH SOLE 0 0 14542 MICHAEL KORS HLDGS LTD SHS G60754101 493 7238 SH SOLE 0 0 7238 MICRON TECHNOLOGY INC COM 595112103 1349 29719 SH SOLE 0 0 29719 MICROSOFT CORP COM 594918104 14026 122790 SH SOLE 0 0 122790 MOMO INC ADR 60879B107 290 6654 SH SOLE 0 0 6654 MONDELEZ INTL INC CL A 609207105 525 12275 SH SOLE 0 0 12275 MONMOUTH REAL ESTATE INVT CO CL A 609720107 249 15019 SH SOLE 0 0 15019 MOODYS CORP COM 615369105 410 2409 SH SOLE 0 0 2409 MORGAN STANLEY COM NEW 617446448 1317 28163 SH SOLE 0 0 28163 MOSAIC CO NEW COM 61945C103 671 20748 SH SOLE 0 0 20748 MOTOROLA SOLUTIONS INC COM NEW 620076307 268 2076 SH SOLE 0 0 2076 MSCI INC COM 55354G100 204 1140 SH SOLE 0 0 1140 NATIONAL GRID PLC SPONSORED ADR NE 636274409 329 6423 SH SOLE 0 0 6423 NATIONAL OILWELL VARCO INC COM 637071101 1634 37786 SH SOLE 0 0 37786 NETFLIX INC COM 64110L106 5411 14502 SH SOLE 0 0 14502 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 211 11924 SH SOLE 0 0 11924 NEW YORK CMNTY BANCORP INC COM 649445103 332 32390 SH SOLE 0 0 32390 NEW YORK MTG TR INC COM PAR $.02 649604501 162 26625 SH SOLE 0 0 26625 NEWELL BRANDS INC COM 651229106 306 14522 SH SOLE 0 0 14522 NEWTEK BUSINESS SVCS CORP COM NEW 652526203 330 15708 SH SOLE 0 0 15708 NEXTERA ENERGY INC COM 65339F101 342 1993 SH SOLE 0 0 1993 NICE LTD SPONSORED ADR 653656108 314 2743 SH SOLE 0 0 2743 NIKE INC CL B 654106103 1844 21815 SH SOLE 0 0 21815 NOKIA CORP SPONSORED ADR 654902204 88 15643 SH SOLE 0 0 15643 NORDSTROM INC COM 655664100 492 8246 SH SOLE 0 0 8246 NORFOLK SOUTHERN CORP COM 655844108 215 1186 SH SOLE 0 0 1186 NORTHROP GRUMMAN CORP COM 666807102 730 2289 SH SOLE 0 0 2289 NOVARTIS A G SPONSORED ADR 66987V109 649 7536 SH SOLE 0 0 7536 NOVAVAX INC COM 670002104 263 140000 SH SOLE 0 0 140000 NOVO-NORDISK A S ADR 670100205 316 6701 SH SOLE 0 0 6701 NUANCE COMMUNICATIONS INC COM 67020Y100 507 29236 SH SOLE 0 0 29236 NUCOR CORP COM 670346105 705 11167 SH SOLE 0 0 11167 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 245 19042 SH SOLE 0 0 19042 NUVEEN PFD & INCM SECURTIES COM 67072C105 396 45016 SH SOLE 0 0 45016 NVIDIA CORP COM 67066G104 2195 7791 SH SOLE 0 0 7791 NXP SEMICONDUCTORS N V COM N6596X109 224 2622 SH SOLE 0 0 2622 OCCIDENTAL PETE CORP DEL COM 674599105 1366 16624 SH SOLE 0 0 16624 OMNICOM GROUP INC COM 681919106 704 10171 SH SOLE 0 0 10171 ON SEMICONDUCTOR CORP COM 682189105 236 12867 SH SOLE 0 0 12867 ONEOK INC NEW COM 682680103 770 11543 SH SOLE 0 0 11543 OPPENHEIMER ETF TR S&P 500 REVENUE 68386C104 292 5326 SH SOLE 0 0 5326 OPPENHEIMER ETF TR S&P ULTRA DIVIDE 68386C401 593 15209 SH SOLE 0 0 15209 ORACLE CORP COM 68389X105 1778 34427 SH SOLE 0 0 34427 ORITANI FINL CORP DEL COM 68633D103 319 20532 SH SOLE 0 0 20532 OSI ETF TR OSHARS FTSE US 67110P407 212 6493 SH SOLE 0 0 6493 PACCAR INC COM 693718108 271 3914 SH SOLE 0 0 3914 PALO ALTO NETWORKS INC COM 697435105 404 1787 SH SOLE 0 0 1787 PARKER HANNIFIN CORP COM 701094104 2177 11840 SH SOLE 0 0 11840 PATTERSON UTI ENERGY INC COM 703481101 219 12842 SH SOLE 0 0 12842 PAYCHEX INC COM 704326107 384 5222 SH SOLE 0 0 5222 PAYPAL HLDGS INC COM 70450Y103 884 10038 SH SOLE 0 0 10038 PENTAIR PLC SHS G7S00T104 257 5975 SH SOLE 0 0 5975 PEOPLES UNITED FINANCIAL INC COM 712704105 313 18027 SH SOLE 0 0 18027 PEPSICO INC COM 713448108 2256 20264 SH SOLE 0 0 20264 PFIZER INC COM 717081103 7471 168554 SH SOLE 0 0 168554 PHILIP MORRIS INTL INC COM 718172109 1667 20500 SH SOLE 0 0 20500 PHILLIPS 66 COM 718546104 564 5066 SH SOLE 0 0 5066 PIMCO CORPORATE & INCOME OPP COM 72201B101 244 13549 SH SOLE 0 0 13549 PIMCO EQUITY SER RAFI DYN EMERG 72202L389 2144 88159 SH SOLE 0 0 88159 PIMCO EQUITY SER RAFI DYN MULTI 72202L371 954 36922 SH SOLE 0 0 36922 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 1467 14593 SH SOLE 0 0 14593 PIMCO ETF TR 25YR+ ZERO U S 72201R882 1503 13819 SH SOLE 0 0 13819 PIMCO ETF TR ACTIVE BD ETF 72201R775 1872 18280 SH SOLE 0 0 18280 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 394 3783 SH SOLE 0 0 3783 PIMCO ETF TR INV GRD CRP BD 72201R817 3058 30402 SH SOLE 0 0 30402 PINNACLE FINL PARTNERS INC COM 72346Q104 310 5180 SH SOLE 0 0 5180 PNC FINL SVCS GROUP INC COM 693475105 317 2339 SH SOLE 0 0 2339 PPG INDS INC COM 693506107 632 5860 SH SOLE 0 0 5860 PPL CORP COM 69351T106 617 21411 SH SOLE 0 0 21411 PRAXAIR INC COM 74005P104 243 1535 SH SOLE 0 0 1535 PRICE T ROWE GROUP INC COM 74144T108 279 2507 SH SOLE 0 0 2507 PRINCIPAL FINL GROUP INC COM 74251V102 3820 64067 SH SOLE 0 0 64067 PROCTER AND GAMBLE CO COM 742718109 3224 38949 SH SOLE 0 0 38949 PROGRESSIVE CORP OHIO COM 743315103 846 11972 SH SOLE 0 0 11972 PROSHARES TR MSCI EAFE DIVD 74347B839 220 5698 SH SOLE 0 0 5698 PROSHARES TR ONLINE RTL ETF 74347B169 551 14200 SH SOLE 0 0 14200 PROSHARES TR PSHS ULTRA QQQ 74347R206 436 4318 SH SOLE 0 0 4318 PROSHARES TR RUSS 2000 DIVD 74347B698 616 10517 SH SOLE 0 0 10517 PROSHARES TR S&P 500 DV ARIST 74348A467 685 10230 SH SOLE 0 0 10230 PROSHARES TR S&P MDCP 400 DIV 74347B680 734 12888 SH SOLE 0 0 12888 PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 15 15000 PRN SOLE 0 0 15000 PRUDENTIAL FINL INC COM 744320102 476 4677 SH SOLE 0 0 4677 PUBLIC STORAGE COM 74460D109 4028 19812 SH SOLE 0 0 19812 PUBLIC SVC ENTERPRISE GROUP COM 744573106 608 11418 SH SOLE 0 0 11418 PULTE GROUP INC COM 745867101 314 12270 SH SOLE 0 0 12270 QUALCOMM INC COM 747525103 2660 37044 SH SOLE 0 0 37044 RALPH LAUREN CORP CL A 751212101 419 3017 SH SOLE 0 0 3017 RAYTHEON CO COM NEW 755111507 1769 8571 SH SOLE 0 0 8571 REALTY INCOME CORP COM 756109104 726 12727 SH SOLE 0 0 12727 RED HAT INC COM 756577102 204 1510 SH SOLE 0 0 1510 REGENERON PHARMACEUTICALS COM 75886F107 588 1454 SH SOLE 0 0 1454 REPUBLIC SVCS INC COM 760759100 334 4552 SH SOLE 0 0 4552 RESOLUTE FST PRODS INC COM 76117W109 293 22680 SH SOLE 0 0 22680 ROSS STORES INC COM 778296103 631 6408 SH SOLE 0 0 6408 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 403 5727 SH SOLE 0 0 5727 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 468 6878 SH SOLE 0 0 6878 ROYCE GLOBAL VALUE TR INC COM 78081T104 350 34844 SH SOLE 0 0 34844 ROYCE MICRO-CAP TR INC COM 780915104 487 48832 SH SOLE 0 0 48832 ROYCE VALUE TR INC COM 780910105 1107 67803 SH SOLE 0 0 67803 SALESFORCE COM INC COM 79466L302 977 6121 SH SOLE 0 0 6121 SANGAMO THERAPEUTICS INC COM 800677106 254 15000 SH SOLE 0 0 15000 SANOFI SPONSORED ADR 80105N105 714 15999 SH SOLE 0 0 15999 SAREPTA THERAPEUTICS INC COM 803607100 327 2029 SH SOLE 0 0 2029 SCHLUMBERGER LTD COM 806857108 622 10242 SH SOLE 0 0 10242 SCHWAB CHARLES CORP NEW COM 808513105 250 5173 SH SOLE 0 0 5173 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1313 39233 SH SOLE 0 0 39233 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 13803 278483 SH SOLE 0 0 278483 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 11461 227024 SH SOLE 0 0 227024 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1110 20998 SH SOLE 0 0 20998 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 5491 98046 SH SOLE 0 0 98046 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 5393 77595 SH SOLE 0 0 77595 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1027 17724 SH SOLE 0 0 17724 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 6927 91058 SH SOLE 0 0 91058 SCHWAB STRATEGIC TR US TIPS ETF 808524870 7756 143849 SH SOLE 0 0 143849 SEAGATE TECHNOLOGY PLC SHS G7945M107 815 17243 SH SOLE 0 0 17243 SEI INVESTMENTS CO COM 784117103 248 4055 SH SOLE 0 0 4055 SELECT SECTOR SPDR TR ENERGY 81369Y506 2110 27752 SH SOLE 0 0 27752 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 242 7451 SH SOLE 0 0 7451 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 3343 28409 SH SOLE 0 0 28409 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1444 26824 SH SOLE 0 0 26824 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1554 16290 SH SOLE 0 0 16290 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1805 65043 SH SOLE 0 0 65043 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1260 16047 SH SOLE 0 0 16047 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1618 30771 SH SOLE 0 0 30771 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 233 4019 SH SOLE 0 0 4019 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 6471 85515 SH SOLE 0 0 85515 SHERWIN WILLIAMS CO COM 824348106 335 746 SH SOLE 0 0 746 SHIRE PLC SPONSORED ADR 82481R106 222 1239 SH SOLE 0 0 1239 SKYWORKS SOLUTIONS INC COM 83088M102 484 5350 SH SOLE 0 0 5350 SMUCKER J M CO COM NEW 832696405 657 6401 SH SOLE 0 0 6401 SONOCO PRODS CO COM 835495102 3888 68950 SH SOLE 0 0 68950 SONY CORP SPONSORED ADR 835699307 253 4252 SH SOLE 0 0 4252 SOUTHERN CO COM 842587107 967 22257 SH SOLE 0 0 22257 SOUTHWEST AIRLS CO COM 844741108 696 11278 SH SOLE 0 0 11278 SOUTHWEST AIRLS CO COM 844741108 0 100 SH Put SOLE 0 0 100 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 589 2239 SH SOLE 0 0 2239 SPDR GOLD TRUST GOLD SHS 78463V107 1262 11157 SH SOLE 0 0 11157 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 385 8108 SH SOLE 0 0 8108 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 203 5417 SH SOLE 0 0 5417 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 1312 13500 SH SOLE 0 0 13500 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 3806 121782 SH SOLE 0 0 121782 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 452 10055 SH SOLE 0 0 10055 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 12771 336587 SH SOLE 0 0 336587 SPDR S&P 500 ETF TR TR UNIT 78462F103 9281 31871 SH SOLE 0 0 31871 SPDR S&P 500 ETF TR TR UNIT 78462F103 0 200 SH Put SOLE 0 0 200 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2615 7112 SH SOLE 0 0 7112 SPDR SER TR BLOMBERG BRC INV 78468R200 5707 185511 SH SOLE 0 0 185511 SPDR SER TR BLOOMBERG SRT TR 78468R408 396 14413 SH SOLE 0 0 14413 SPDR SER TR NUVEEN BLMBRG SR 78468R739 1799 37926 SH SOLE 0 0 37926 SPDR SER TR NUVEEN BRC MUNIC 78468R721 795 16778 SH SOLE 0 0 16778 SPDR SER TR PRTFLO S&P500 HI 78468R788 619 16253 SH SOLE 0 0 16253 SPDR SER TR SPDR BLOOMBERG 78468R663 675 7343 SH SOLE 0 0 7343 SPDR SERIES TRUST AEROSPACE DEF 78464A631 684 6917 SH SOLE 0 0 6917 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 10240 190071 SH SOLE 0 0 190071 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 760 27247 SH SOLE 0 0 27247 SPDR SERIES TRUST BLOMBRG BRC TIPS 78464A656 322 5925 SH SOLE 0 0 5925 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 2278 63190 SH SOLE 0 0 63190 SPDR SERIES TRUST FTSE INT GVT ETF 78464A490 714 13573 SH SOLE 0 0 13573 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 589 17770 SH SOLE 0 0 17770 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 3469 102630 SH SOLE 0 0 102630 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 248 8257 SH SOLE 0 0 8257 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 3730 97718 SH SOLE 0 0 97718 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 4288 76543 SH SOLE 0 0 76543 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 222 3222 SH SOLE 0 0 3222 SPDR SERIES TRUST S&P BIOTECH 78464A870 378 3971 SH SOLE 0 0 3971 SPDR SERIES TRUST S&P BK ETF 78464A797 588 12521 SH SOLE 0 0 12521 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1634 16662 SH SOLE 0 0 16662 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 493 11414 SH SOLE 0 0 11414 SPDR SERIES TRUST S&P PHARMAC 78464A722 862 17679 SH SOLE 0 0 17679 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 334 6521 SH SOLE 0 0 6521 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 338 3725 SH SOLE 0 0 3725 SPOTIFY TECHNOLOGY S A SHS L8681T102 527 2924 SH SOLE 0 0 2924 SPROTT FOCUS TR INC COM 85208J109 137 18524 SH SOLE 0 0 18524 SPX CORP COM 784635104 883 26629 SH SOLE 0 0 26629 SPX FLOW INC COM 78469X107 640 12421 SH SOLE 0 0 12421 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 282 5939 SH SOLE 0 0 5939 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1162 24563 SH SOLE 0 0 24563 STARBUCKS CORP COM 855244109 1990 34901 SH SOLE 0 0 34901 STATE STR CORP COM 857477103 805 9639 SH SOLE 0 0 9639 STEEL DYNAMICS INC COM 858119100 247 5366 SH SOLE 0 0 5366 STRYKER CORP COM 863667101 2275 12750 SH SOLE 0 0 12750 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 93 11741 SH SOLE 0 0 11741 SUNTRUST BKS INC COM 867914103 343 5164 SH SOLE 0 0 5164 SYSCO CORP COM 871829107 747 10160 SH SOLE 0 0 10160 T MOBILE US INC COM 872590104 318 4472 SH SOLE 0 0 4472 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 758 17234 SH SOLE 0 0 17234 TALEND S A ADS 874224207 281 4026 SH SOLE 0 0 4026 TARGET CORP COM 87612E106 3729 42415 SH SOLE 0 0 42415 TARGET CORP COM 87612E106 0 500 SH Put SOLE 0 0 500 TE CONNECTIVITY LTD REG SHS H84989104 304 3448 SH SOLE 0 0 3448 TESLA INC COM 88160R101 1433 5421 SH SOLE 0 0 5421 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 474 21742 SH SOLE 0 0 21742 TEXAS INSTRS INC COM 882508104 1154 10667 SH SOLE 0 0 10667 TEXTRON INC COM 883203101 279 3930 SH SOLE 0 0 3930 THERMO FISHER SCIENTIFIC INC COM 883556102 542 2222 SH SOLE 0 0 2222 THOR INDS INC COM 885160101 335 4006 SH SOLE 0 0 4006 TJX COS INC NEW COM 872540109 531 4812 SH SOLE 0 0 4812 TOTAL S A SPONSORED ADR 89151E109 757 11791 SH SOLE 0 0 11791 TOTAL SYS SVCS INC COM 891906109 203 2091 SH SOLE 0 0 2091 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 210 1702 SH SOLE 0 0 1702 TRACTOR SUPPLY CO COM 892356106 239 2622 SH SOLE 0 0 2622 TRAVELERS COMPANIES INC COM 89417E109 1673 12920 SH SOLE 0 0 12920 TRIMTABS ETF TR ALL CAP US FREE 89628W302 626 16398 SH SOLE 0 0 16398 TRUSTCO BK CORP N Y COM 898349105 111 13000 SH SOLE 0 0 13000 TWITTER INC COM 90184L102 772 26856 SH SOLE 0 0 26856 TYSON FOODS INC CL A 902494103 305 5112 SH SOLE 0 0 5112 UNILEVER N V N Y SHS NEW 904784709 278 5021 SH SOLE 0 0 5021 UNILEVER PLC SPON ADR NEW 904767704 296 5393 SH SOLE 0 0 5393 UNION PAC CORP COM 907818108 518 3204 SH SOLE 0 0 3204 UNITED CONTL HLDGS INC COM 910047109 415 4635 SH SOLE 0 0 4635 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 37 13782 SH SOLE 0 0 13782 UNITED PARCEL SERVICE INC CL B 911312106 1689 14372 SH SOLE 0 0 14372 UNITED RENTALS INC COM 911363109 317 1921 SH SOLE 0 0 1921 UNITED STATES STL CORP NEW COM 912909108 225 7454 SH SOLE 0 0 7454 UNITED TECHNOLOGIES CORP COM 913017109 3375 24075 SH SOLE 0 0 24075 UNITEDHEALTH GROUP INC COM 91324P102 2119 7951 SH SOLE 0 0 7951 US BANCORP DEL COM NEW 902973304 4419 82778 SH SOLE 0 0 82778 V F CORP COM 918204108 3354 35964 SH SOLE 0 0 35964 VALERO ENERGY CORP NEW COM 91913Y100 2039 17837 SH SOLE 0 0 17837 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 2181 70240 SH SOLE 0 0 70240 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 464 28410 SH SOLE 0 0 28410 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 1916 12076 SH SOLE 0 0 12076 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 1716 9837 SH SOLE 0 0 9837 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 545 3834 SH SOLE 0 0 3834 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 837 5270 SH SOLE 0 0 5270 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 675 8380 SH SOLE 0 0 8380 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 812 9301 SH SOLE 0 0 9301 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1700 21679 SH SOLE 0 0 21679 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 27637 351356 SH SOLE 0 0 351356 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 11228 206276 SH SOLE 0 0 206276 VANGUARD GROUP DIV APP ETF 921908844 4389 39540 SH SOLE 0 0 39540 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 379 3079 SH SOLE 0 0 3079 VANGUARD INDEX FDS GROWTH ETF 922908736 1494 9262 SH SOLE 0 0 9262 VANGUARD INDEX FDS LARGE CAP ETF 922908637 793 5950 SH SOLE 0 0 5950 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 746 5240 SH SOLE 0 0 5240 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 677 6013 SH SOLE 0 0 6013 VANGUARD INDEX FDS MID CAP ETF 922908629 1281 7824 SH SOLE 0 0 7824 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 10505 130070 SH SOLE 0 0 130070 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2966 11113 SH SOLE 0 0 11113 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1898 13613 SH SOLE 0 0 13613 VANGUARD INDEX FDS SMALL CP ETF 922908751 758 4667 SH SOLE 0 0 4667 VANGUARD INDEX FDS SML CP GRW ETF 922908595 905 4849 SH SOLE 0 0 4849 VANGUARD INDEX FDS TOTAL STK MKT 922908769 74978 501073 SH SOLE 0 0 501073 VANGUARD INDEX FDS VALUE ETF 922908744 2712 24499 SH SOLE 0 0 24499 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 310 5940 SH SOLE 0 0 5940 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1785 43631 SH SOLE 0 0 43631 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 759 13526 SH SOLE 0 0 13526 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 5100 45688 SH SOLE 0 0 45688 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 516 9141 SH SOLE 0 0 9141 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 312 4113 SH SOLE 0 0 4113 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 6557 136167 SH SOLE 0 0 136167 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 563 11143 SH SOLE 0 0 11143 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 591 9536 SH SOLE 0 0 9536 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 938 11181 SH SOLE 0 0 11181 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 200 2215 SH SOLE 0 0 2215 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 3977 77907 SH SOLE 0 0 77907 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 397 6634 SH SOLE 0 0 6634 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2567 32900 SH SOLE 0 0 32900 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 236 1467 SH SOLE 0 0 1467 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 211 1587 SH SOLE 0 0 1587 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 12538 80438 SH SOLE 0 0 80438 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 422 3125 SH SOLE 0 0 3125 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 240 1806 SH SOLE 0 0 1806 VANGUARD STAR FD VG TL INTL STK F 921909768 30896 571938 SH SOLE 0 0 571938 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 4523 104604 SH SOLE 0 0 104604 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1902 21822 SH SOLE 0 0 21822 VANGUARD WORLD FD MEGA CAP INDEX 921910873 204 2019 SH SOLE 0 0 2019 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 272 3426 SH SOLE 0 0 3426 VANGUARD WORLD FD MEGA GRWTH IND 921910816 313 2446 SH SOLE 0 0 2446 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 253 2903 SH SOLE 0 0 2903 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1706 9447 SH SOLE 0 0 9447 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 952 6732 SH SOLE 0 0 6732 VANGUARD WORLD FDS ENERGY ETF 92204A306 1942 18435 SH SOLE 0 0 18435 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 9797 141568 SH SOLE 0 0 141568 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 3313 18386 SH SOLE 0 0 18386 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 2018 13634 SH SOLE 0 0 13634 VANGUARD WORLD FDS INF TECH ETF 92204A702 3882 19235 SH SOLE 0 0 19235 VANGUARD WORLD FDS MATERIALS ETF 92204A801 804 6163 SH SOLE 0 0 6163 VANGUARD WORLD FDS UTILITIES ETF 92204A876 989 8398 SH SOLE 0 0 8398 VECTOR GROUP LTD COM 92240M108 225 16311 SH SOLE 0 0 16311 VENTAS INC COM 92276F100 362 6487 SH SOLE 0 0 6487 VEREIT INC COM 92339V100 382 52680 SH SOLE 0 0 52680 VERIZON COMMUNICATIONS INC COM 92343V104 8211 152709 SH SOLE 0 0 152709 VERTEX PHARMACEUTICALS INC COM 92532F100 448 2303 SH SOLE 0 0 2303 VIACOM INC NEW CL B 92553P201 773 22776 SH SOLE 0 0 22776 VICTORY PORTFOLIOS II VCSHS US 500 ENH 92647N782 1549 29989 SH SOLE 0 0 29989 VICTORY PORTFOLIOS II VCSHS US DISCVRY 92647N774 510 10599 SH SOLE 0 0 10599 VICTORY PORTFOLIOS II VCSHS US EQ INCM 92647N824 1522 32182 SH SOLE 0 0 32182 VISA INC COM CL A 92826C839 2975 19803 SH SOLE 0 0 19803 VMWARE INC CL A COM 928563402 879 5609 SH SOLE 0 0 5609 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1468 67712 SH SOLE 0 0 67712 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 76 10387 SH SOLE 0 0 10387 W P CAREY INC COM 92936U109 222 3423 SH SOLE 0 0 3423 WALGREENS BOOTS ALLIANCE INC COM 931427108 2848 38811 SH SOLE 0 0 38811 WALMART INC COM 931142103 4518 48001 SH SOLE 0 0 48001 WALMART INC COM 931142103 0 500 SH Put SOLE 0 0 500 WASHINGTON PRIME GROUP NEW COM 93964W108 89 12223 SH SOLE 0 0 12223 WASTE MGMT INC DEL COM 94106L109 303 3324 SH SOLE 0 0 3324 WEATHERFORD INTL PLC ORD SHS G48833100 89 33885 SH SOLE 0 0 33885 WELLS FARGO CO NEW COM 949746101 2947 55973 SH SOLE 0 0 55973 WELLTOWER INC COM 95040Q104 627 9767 SH SOLE 0 0 9767 WEST PHARMACEUTICAL SVSC INC COM 955306105 237 1950 SH SOLE 0 0 1950 WESTERN DIGITAL CORP COM 958102105 546 9339 SH SOLE 0 0 9339 WESTERN UN CO COM 959802109 305 15896 SH SOLE 0 0 15896 WESTROCK CO COM 96145D105 259 4840 SH SOLE 0 0 4840 WILLIAMS COS INC DEL COM 969457100 351 12889 SH SOLE 0 0 12889 WISDOMTREE TR EMER MKT HIGH FD 97717W315 231 5319 SH SOLE 0 0 5319 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 659 10413 SH SOLE 0 0 10413 WISDOMTREE TR INDIA ERNGS FD 97717W422 304 12591 SH SOLE 0 0 12591 WISDOMTREE TR INTL EQUITY FD 97717W703 986 18543 SH SOLE 0 0 18543 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 1031 32188 SH SOLE 0 0 32188 WISDOMTREE TR JAPN HEDGE EQT 97717W851 615 10570 SH SOLE 0 0 10570 WYNDHAM HOTELS & RESORTS INC COM 98311A105 217 3833 SH SOLE 0 0 3833 WYNN RESORTS LTD COM 983134107 777 6106 SH SOLE 0 0 6106 XCEL ENERGY INC COM 98389B100 578 12238 SH SOLE 0 0 12238 YUM BRANDS INC COM 988498101 354 3906 SH SOLE 0 0 3906 ZIMMER BIOMET HLDGS INC COM 98956P102 206 1576 SH SOLE 0 0 1576 ZOETIS INC CL A 98978V103 312 3357 SH SOLE 0 0 3357