The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ATARA BIOTHERAPEUTICS INC | COM | 046513107 | 1,480,000 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | ||
| B. RILEY FINANCIAL INC | COM | 05580M108 | 435,683 | 10,629 | SH | DFND | 1 | 10,629 | 0 | 0 | ||
| CARDLYTICS INC | COM | 14161W105 | 330,000 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | ||
| CAREMAX INC | COM CL A | 14171W103 | 424,000 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | ||
| COINBASE GLOBAL INC | COM CL A | 19260Q107 | 375,400 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
| DIGITAL RLTY TR INC | COM | 253868103 | 423,570 | 3,500 | SH | DFND | 1 | 3,500 | 0 | 0 | ||
| FUBOTV INC | COM | 35953D104 | 81,168 | 30,400 | SH | DFND | 1 | 30,400 | 0 | 0 | ||
| INVESTMENT MANAGERS SER TR I | AXS TSLA BEAR DL | 46144X867 | 1,299,200 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | ||
| OCCIDENTAL PETE CORP | COM | 674599105 | 6,488,000 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | ||
| OPENDOOR TECHNOLOGIES INC | COM | 683712103 | 52,800 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | ||
| PHILIP MORRIS INTL INC | COM | 718172109 | 4,629,000 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | ||
| SEA LTD | SPONSORD ADS | 81141R100 | 3,076,500 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | ||
| TRUPANION INC | COM | 898202106 | 423,000 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | ||