0001567619-22-016538.txt : 20220822 0001567619-22-016538.hdr.sgml : 20220822 20220822164034 ACCESSION NUMBER: 0001567619-22-016538 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220818 FILED AS OF DATE: 20220822 DATE AS OF CHANGE: 20220822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith, Jr. Thomas S. CENTRAL INDEX KEY: 0001601765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 221184206 MAIL ADDRESS: STREET 1: 2 PENN PLAZA CITY: NEW YORK STATE: NY ZIP: 10121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4 1 doc1.xml FORM 4 X0306 4 2022-08-18 0 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001601765 Smith, Jr. Thomas S. 96 MORTON STREET NEW YORK NY 10014 1 0 0 0 Common Stock 2022-08-18 4 S 0 15000 11.29 D 168462 D Common Stock 2022-08-19 4 S 0 75000 10.04 D 93462 D /s/ Thomas S. Smith, Jr. by John J. Wolfel as attorney-in-fact 2022-08-22