0001567619-22-007972.txt : 20220404 0001567619-22-007972.hdr.sgml : 20220404 20220404172412 ACCESSION NUMBER: 0001567619-22-007972 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211116 FILED AS OF DATE: 20220404 DATE AS OF CHANGE: 20220404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goodman David CENTRAL INDEX KEY: 0001643902 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 22803837 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: X1 ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4 1 doc1.xml FORM 4 X0306 4 2021-11-16 0 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001643902 Goodman David 96 MORTON STREET NEW YORK NY 10014 0 1 0 0 Chief Commercial and Marketing Common Stock 2021-11-16 4 A 0 16409 0 A 128895 D Common Stock 2022-03-31 4 A 0 14092 0 A 142987 D Common Stock 2022-03-31 4 A 0 14092 0 A 157079 D Common Stock 2022-03-31 4 F 0 1496 0 D 155583 D Stock Options 10.84 2030-11-11 Common Stock 310000 310000 D Represents award of restricted stock units vesting annually on December 21, 2022, 2023, and 2024; subject to continued service. Represents award of restricted stock units vesting annually on March 31, 2023, 2024 and 2025, subject to continued service. Represents market based equity incentive awards subject to forfeiture and vesting. Grant of options to purchase shares of the Company's common stock that will vest in four equal annual installments beginning on November 9, 2021, subject to the Reporting Person's continued employment by the Company on such dates. /s/ John J. Wolfel, Attorney-in-Fact for David Goodman 2022-04-04