0001567619-21-022288.txt : 20211217
0001567619-21-022288.hdr.sgml : 20211217
20211217173424
ACCESSION NUMBER: 0001567619-21-022288
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211215
FILED AS OF DATE: 20211217
DATE AS OF CHANGE: 20211217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FELENSTEIN CRAIG
CENTRAL INDEX KEY: 0001683568
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35898
FILM NUMBER: 211502860
MAIL ADDRESS:
STREET 1: 96 MORTON STREET, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001512499
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 274749725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-261-9000
MAIL ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Acquisition Corp. II
DATE OF NAME CHANGE: 20110208
4
1
doc1.xml
FORM 4
X0306
4
2021-12-15
0
0001512499
LINDBLAD EXPEDITIONS HOLDINGS, INC.
LIND
0001683568
FELENSTEIN CRAIG
96 MORTON STREET 9TH FLOOR
NEW YORK
NY
10014
0
1
0
0
Chief Financial Officer
Common Stock
2021-12-15
4
S
0
5000
16.5021
D
184533
D
Stock Options (Right to Buy)
9.47
Common Stock
188000
188000
D
Restricted Stock Units
Common Stock
4502
4503
D
The price reported in Column 4 is a weighted average price. The prices actually received ranged from $16.50 to $16.52. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
The options vest annually pro rata over a four-year period.
Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.
The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
/s/ John J. Wolfel, Attorney-in-Fact for Craig Felenstein
2021-12-17