0001567619-21-014909.txt : 20210810 0001567619-21-014909.hdr.sgml : 20210810 20210810162800 ACCESSION NUMBER: 0001567619-21-014909 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210808 FILED AS OF DATE: 20210810 DATE AS OF CHANGE: 20210810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lindblad Sven-Olof CENTRAL INDEX KEY: 0001639304 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 211160291 MAIL ADDRESS: STREET 1: 96 MORTON STREET, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4 1 doc1.xml FORM 4 X0306 4 2021-08-08 0 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001639304 Lindblad Sven-Olof 96 MORTON STREET NEW YORK NY 10014 1 0 1 0 Restricted Stock Units 2021-08-08 4 A 0 5655 0 A 12711363 D Restricted Stock Units 2021-03-29 4 M 0 8442 0 A Common Stock 8442 8443 D Represents award of restricted stock units vesting annually on March 31, 2022, 2023 and 2024, subject to continued service. The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Restricted stock units granted under the Long-Term Incentive Plan. The restricted stock units vest, subject to the Reporting Person's continued service with the Company on the vesting date. /s/ John J. Wolfel, Attorney-in-Fact for Sven-Olof Lindblad 2021-08-10