0001567619-21-007530.txt : 20210402
0001567619-21-007530.hdr.sgml : 20210402
20210402165908
ACCESSION NUMBER: 0001567619-21-007530
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210402
DATE AS OF CHANGE: 20210402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Byus Trey
CENTRAL INDEX KEY: 0001639447
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35898
FILM NUMBER: 21802670
MAIL ADDRESS:
STREET 1: 96 MORTON STREET, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001512499
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 274749725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-261-9000
MAIL ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Acquisition Corp. II
DATE OF NAME CHANGE: 20110208
4
1
doc1.xml
FORM 4
X0306
4
2021-03-31
0
0001512499
LINDBLAD EXPEDITIONS HOLDINGS, INC.
LIND
0001639447
Byus Trey
96 MORTON STREET
NEW YORK
NY
10014
0
1
0
0
Chief Expedition Officer
Common Stock
2021-03-31
4
F
0
3472
18.90
D
257546
D
Common Stock
2021-03-31
4
A
0
7493
0
A
265039
D
Common Stock
2021-03-31
4
A
0
7493
0
A
272532
D
Restricted Stock Units
0
Common Stock
3095
3096
D
Represents award of restricted stock units vesting annually on March 31, 2022, 2023 and 2024, subject to continued service.
Represents market based equity incentive awards subject to forfeiture and vesting.
The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
/s/ John J. Wolfel, Attorney-in-Fact for Trey Byus
2021-04-02